(Investigative Ophthalmology and Visual Science. 2000;41:3775-3781.)
© 2000
by The Association for Research in Vision and Ophthalmology, Inc.
The Degree of Image Degradation and the Depth of Amblyopia
Earl L. Smith, III,
Li-Fang Hung and
Ronald S. Harwerth
From the College of Optometry, University of Houston, Houston, Texas.
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Abstract
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PURPOSE. To determine whether the depth of monocular form-deprivation amblyopia
is dependent on the degree of retinal image degradation.
METHODS. Chronic monocular form deprivation was produced in nine infant rhesus
monkeys by securing one of three different strengths of diffuser
spectacle lenses in front of the treated eye and a clear zero-powered
lens in front of the fellow eye. Three infant monkeys reared with plano
lenses in front of both eyes provided control data. The treatment
lenses were worn continuously from approximately 3 weeks of age for
periods ranging between 11 and 19 weeks. When the monkeys were
approximately 18 months of age, psychophysical procedures were used to
measure the effects of the rearing procedures on the spatial contrast
sensitivity function for each eye.
RESULTS. The treated eyes of all nine diffuser-reared monkeys showed contrast
sensitivity deficits that were indicative of amblyopia. On average, the
interocular grating acuity difference increased systematically from 0.6
octaves for the weakest diffuser lens to 2.3 ± 0.7 and 3.5 ± 0.8 octaves for the intermediate and strongest diffuser lenses,
respectively. There was a close correspondence between the magnitude of
the amblyopic deficits and the reduction in retinal image contrast
produced by the diffuser lenses.
CONCLUSIONS. The results demonstrate that the depth of monocular, nonstrabismic
amblyopia is strongly influenced by the degree of retinal image
degradation experienced early in life.
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Introduction
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Ocular conditions such as refractive errors or media opacities
that chronically degrade the quality of the retinal image during early
development are known to cause amblyopia, a decrease in vision that is
not correctable by refractive means and is not attributable to obvious
structural or pathologic anomalies of the eye.1
2
The
severity of amblyopia that occurs as a result of an early obstacle to
clear vision can vary from a very mild reduction in visual acuity to
virtual form blindness. A number of factors are correlated with the
depth of amblyopia in individuals without strabismus and presumably
contribute to the severity of amblyopia. In particular, the severity of
amblyopia produced by image degradation is in a general way associated
with the age of onset of image degradation,3
4
5
6
the
duration of the anomalous vision,7
8
9
10
11
and whether the
retinal image is degraded in one or both eyes.11
12
13
14
Several observations suggest that the degree of image degradation may
also influence the depth of amblyopia. For example, in nonstrabismic
eyes with anisometropic amblyopia, the depth of amblyopia is correlated
with the degree of anisometropia, particularly in individuals with
hyperopic anisometropia.15
16
17
Similarly, in experiments
with macaque monkeys in which it is possible to impose a given amount
of anisometropia at a specific age with certainty, the degree of
amblyopia is again correlated with the magnitude of imposed hyperopic
anisometropia.18
It is generally assumed that patients and
experimental animals with higher degrees of hyperopic anisometropia
experience more severe visual deficits, because they have higher
amounts of optical defocus in the nonfixating eye. In agreement with
this idea, patients who have media opacities that completely obstruct
the retinal image in one eye often have profound degrees of amblyopia.
Similarly, infant monkeys subjected to early monocular form deprivation
produced by eyelid closure have more severe degrees of amblyopia than
monkeys reared with optically imposed anisometropias.19
20
However, in addition to experiencing higher degrees of image
degradation, subjects with large anisometropias or significant media
opacities are also likely to experience degraded images for a greater
period each day. Obviously, in the case of a patient with a lenticular
cataract or a monkey that had its eyelids sutured closed, the retinal
image in the affected eye would be degraded continuously throughout the
day. This is not necessarily the case, however, in subjects with small
degrees of refractive anisometropia. Changes in fixation distance,
accommodative tonus, or fixation preference can dramatically improve
the quality of the retinal image in the presumed disadvantaged eye for
significant periods of the day. It is plausible, therefore, that
conditions that produce higher degrees of image degradation result in
more severe amblyopia, because these conditions disrupt the quality of
the retinal image for longer periods each day. A difference in the
consistency of image degradation over time is generally considered to
be the reason that there is a lower prevalence of amblyopia in myopic
anisometropia than hyperopic anisometropia.17
21
22
Thus,
the exact role that the degree of image degradation plays in
nonstrabismic amblyopia is speculative.
The goal of this investigation was to provide insight into the
pathophysiology of amblyopia by investigating the effect of the degree
of image degradation on the depth of amblyopia. Specifically, we
studied the effects of varying degrees of monocular image degradation
on the development of spatial vision in infant monkeys.
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Methods
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Subjects
Twelve infant rhesus monkeys (Macaca mulatta) were
subjects. The infant monkeys were obtained at 1 to 3 weeks of age and
were hand reared in our primate nursery that was maintained on a
12-hour light/12-hour dark lighting cycle. All the rearing and
experimental procedures were approved by The University of Houstons
Institutional Animal Care and Use Committee and were in compliance with
the ARVO Statement for the Use of Animals in Ophthalmic and Vision
Research.
The effects of chronic unilateral retinal image degradation were
investigated in nine infant monkeys. Beginning at approximately 3 weeks
of age (24 ± 2.5 days), the infant monkeys were fit with a
lightweight helmet that held a diffuser spectacle lens in front of the
treated eye and a clear, zero-powered lens in front of the fellow
eye.23
Diffuser lenses were used to degrade the retinal
image, because unlike the unilateral optical defocus imposed by
anisometropic spectacle lenses, the degree of image degradation
produced by diffusers cannot be improved by accommodation, changes in
fixation distance, or compensating ocular growth. The diffusers
consisted of a zero-powered carrier lens that was covered with a
commercially available occlusion foil (Bangerter Occlusion Foils;
Fresnel Prism and Lens, Scottsdale, AZ). These occlusion foils are
available in a range of strengths, three of which were used in the
present experiments. The relative changes in spatial contrast
sensitivity produced by viewing through these specific three diffuser
lenses are illustrated in Figure 1
for two human observers. These data provide a practical measure of the
spatial-frequencydependent reductions in retinal image contrast
created by our treatment lenses.

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Figure 1. Top: Mean contrast sensitivity (±SD) plotted as a
function of spatial frequency for two normal human observers.
Open symbols: Data obtained with the optimum optical
correction; filled triangles, squares, and
diamonds: contrast sensitivities measured while viewing
through the weakest, intermediate, and strongest diffuser lenses,
respectively. Data replotted from Smith et al.23
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Three infant monkeys were treated with the strongest diffuser lenses,
which limited adult human vision to spatial frequencies below
approximately 1 cyc/deg. The intermediate diffusers, which reduced
contrast sensitivity from approximately 0.5 log units at 0.125 cyc/deg
to more than 2 log units at 8 cyc/deg, were worn by four infant
monkeys. The weakest diffuser lenses, which were fitted to two infant
monkeys, produced reductions in contrast sensitivity that ranged from
0.1 log units at 0.125 cyc/deg to an average of 0.75 log units at 8
cyc/deg. To control for potential effects associated with the
helmet-rearing procedures, three infant monkeys were reared with
helmets that held clear, zero-powered lenses over both eyes. Behavioral
data for one of the plano control animals has been previously
reported.18
For both the plano control and diffuser-reared
monkeys, the lenses were worn continuously for periods ranging between
11 and 17 weeks (mean duration, 100 ± 12.6 days). At the end of
the rearing period, the helmets were removed, and the animals were
housed in a normally lighted environment.
Although form deprivation initiated at or within 2 to 3 days of birth
frequently produces strabismus in infant monkeys,24
25
similar procedures initiated after approximately 3 weeks of age rarely
produce strabismus.6
13
19
As expected, observations of
the positions of the first Purkinje images relative to the centers of
the entrance pupils indicated that none of our treated animals had
strabismus.
The diffuser lenses altered the course of emmetropization in the
treated monkeys.23
During the treatment period, in many of
the form-deprived animals, axial myopia developed in the treated eyes,
the degree of which varied directly with the strength of the diffuser
lenses.23
However, after lens removal, all the treated
monkeys exhibited recovery from the induced form-deprivation
myopia.26
At the time of the behavioral testing only two
animals (MKY JAS and MKY LAR) showed more than 1.0 D of anisometropia.
Psychophysical Methods
When the animals had grown sufficiently to fit comfortably into
our behavioral apparatus (approximately 18 months of age, i.e., after
at least 1 year of visual experience without the treatment lenses),
spatial contrast sensitivity functions were measured behaviorally for
each eye. The basic apparatus and operant procedures were similar to
those used in previous investigations.18
20
27
During the daily experimental sessions, the monkeys were seated in a
primate chair inside a light-proof, sound-attenuating chamber. The
primate chair was fitted with a response lever on the waist plate and a
drink spout on the neck plate through which orange drink reinforcement
was delivered. The animals optimal spectacle correction, which was
determined for each eye independently using a subjective refraction
procedure,20
was held in a face mask at approximately a
14-mm vertex distance. For monocular viewing, the lens well for one of
the eyes was occluded with an opaque disc.
The detection stimuli were vertical sinusoidal gratings that were
generated using a graphics board (VSG; Cambridge Research Systems,
McLean, VA) on a 20-inch video monitor (FlexScan 9080; EIZO
Nanao, Cypress, CA) that operated at a 100-Hz frame rate. The usable
display subtended a visual angle of 11 x 14° at the 114-cm
viewing distance and had a space-averaged luminance of 60 candelas
(cd)/m2. The grating stimuli were presented as
Gabor patches, which consisted of a carrier grating presented in cosine
phase with the center of the display. The contrast of the grating was
attenuated by a two-dimensional Gaussian envelope and declined to a
value of 1/e of the maximum contrast at 4° from the
Gabors center. The number of grating cycles within the Gabor varied
as a function of spatial frequency. As a result, at low spatial
frequencies when a small number of grating cycles were presented,
probabilistic concerns may have limited absolute sensitivity by a small
amount.28
However, for spatial frequencies above the peak
of the monkeys contrast sensitivity function, the number of grating
cycles exceeded the number required for optimal performance. A
photometer (Spectra; Pritchard, Photo Research Corp., Burbank, CA)
equipped with an automated scanning spot was used to calibrate the
luminance and contrast of the display. The contrast of the grating
pattern was defined as (Lmax -
Lmin)/(Lmax
+ Lmin), where
Lmax and
Lmin represent the maximum and minimum
luminances of the grating, respectively.
The behavioral paradigm was a temporalinterval detection task that
required the monkey to press and hold down the response lever to
initiate a trial and then to release the lever within a criterion
response interval after the presentation of the grating stimulus. The
duration of the grating stimuli was 500 msec. Contrast detection
thresholds were measured as a function of spatial frequency from 0.125
or 0.25 cyc/deg to 16 cyc/deg in 0.15 log unit intervals. Data were
collected using an adaptive staircase procedure. The decision rules (a
0.05 log unit reduction in contrast after each hit and a 0.6 log unit
increase in contrast after two consecutive misses) converged to a
contrast threshold on the step increasing part of the psychometric
function that corresponded to a 25% detection rate. During a given
experimental session, the staircases for five to seven different
spatial frequencies were simultaneously interleaved.
Contrast sensitivity functions were generated from the geometric means
of a minimum of 10 threshold measurements at each spatial frequency.
For descriptive purposes and to calculate an eyes grating visual
acuity, each contrast sensitivity function was fit with a double
exponential function29
where
sf is spatial frequency; al and ah are
parameters that reflect the slopes of the low- and high-spatial
frequency portions of the function, respectively; ks and
kf are proportional to the peak contrast sensitivity and the
optimum spatial frequency, respectively. An iterative routine was used
that minimized the sum of squared errors.
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Results
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As observed previously in normal monkeys,30
the
contrast sensitivities for the left and right eyes of the plano control
monkeys were well matched across the range of spatial frequencies
tested (Fig. 2)
. For both eyes of each plano control monkey, the peak contrast
sensitivity was found at approximately 2.0 to 3.0 cyc/deg, and there
was a progressive decline in sensitivity for higher and lower spatial
frequencies. The optimum spatial frequencies and peak contrast
sensitivities for all three plano control monkeys (Table 1)
were within the range of values for normal
monkeys.31
The extrapolated grating acuities were close to
20 cyc/deg, which is near the lower limit for grating acuity that we
have obtained previously in older adult monkeys using similar
behavioral methods.31
However, it should be noted that the
exponential function that was fit to the data consistently yields lower
cutoff spatial frequency values than the linear regression
methods32
that we used in our previous studies. Overall,
the contrast sensitivity data for the three control subjects
demonstrate that the helmet-rearing procedures per se did not produce
permanent alterations in our infant monkeys spatial vision.

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Figure 2. Mean contrast sensitivity (±SD) plotted as a function of spatial
frequency for the left ( ) and right eyes () of the three control
monkeys reared with plano lenses in front of both eyes. The smooth
lines drawn through the data represent the best-fitting exponential
functions. Data for MKY HT2 (left) replotted from Smith
et al.18
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The results for the three diffuser groups were qualitatively similar
(Figs. 3
4
and 5)
. For each diffuser-reared monkey, the contrast sensitivity function
for the fellow nontreated eye exhibited the normal band-pass shape. The
peak contrast sensitivities and the optimal and cutoff spatial
frequencies for the nontreated eyes were generally comparable to those
for normal and plano control monkeys (Table 1)
; however, several
diffuser monkeys showed somewhat low grating acuities in their
nontreated eyes (e.g., MKY LIS and MKY LAR). The monkeys that exhibited
the low acuities for their nontreated eyes also tended to exhibit large
spatial vision deficits in the deprived eyes. Although we have too few
subjects to rigorously address this issue, amblyopic humans, including
those who experienced monocular form deprivation, frequently exhibit
mild visual deficits in their nonamblyopic, fellow
eyes.33
34
35
36
In comparison to the nontreated fellow eyes,
the treated eyes of all nine of the diffuser-reared monkeys showed
obvious relative contrast sensitivity deficits that were indicative of
amblyopia. As typically observed in human amblyopes,37
the
deficits in contrast sensitivity were smallest at low spatial
frequencies and increased in magnitude with increasing spatial
frequency.

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Figure 3. Mean contrast sensitivity (±SD) plotted as a function of spatial
frequency for the treated () and nontreated eyes ( ) of the three
monkeys reared with the strongest diffuser lenses in front of the
treated eyes and clear plano lenses in front of the fellow eyes.
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Figure 4. Mean contrast sensitivity (±SD) plotted as a function of spatial
frequency for the treated () and nontreated eyes ( ) of the four
monkeys reared with the intermediate diffuser lenses in front of the
treated eyes and clear plano lenses in front of the fellow eyes.
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Figure 5. Mean contrast sensitivity (±SD) plotted as a function of spatial
frequency for the treated () and nontreated eyes ( ) of the two
monkeys reared with the weakest diffuser lenses in front of their
treated eyes and clear plano lenses in front of the fellow eyes.
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The depth of the amblyopia was the primary difference between the
results for the three diffuser groups. For the treated eyes, the peak
contrast sensitivities and the optimal and cutoff spatial frequencies
varied according to the degree of image degradation (Table 1)
.
Specifically, the lowest values for all three of these spatial
parameters were consistently found in infant monkeys that were treated
with the strongest diffuser lenses (Fig. 3)
. The monkeys that wore the
weakest diffuser lenses (Fig. 5)
exhibited the most normal spatial
parameters, with the monkeys treated with the intermediate diffusers
(Fig. 4)
showing amblyopic deficits that were between those observed in
the other two diffuser groups.
To quantify the overall reductions in spatial vision, the area under
the contrast sensitivity functions plotted on loglog coordinates was
determined by integrating the fitted exponential functions from 0.2
cyc/deg to the cutoff spatial frequency. This procedure provides a
single quantity that characterizes the overall visual performance of
the eye.38
Figure 6
shows the area under the log contrast sensitivity functions for each
eye of the deprived and control subjects and the interocular area
ratios for individual monkeys. Inspection of Figure 6
reveals that the
depth of the contrast sensitivity deficits was consistent within each
group and that between diffuser groups there was no overlap in the
descriptive parameters for the treated-eye contrast sensitivity
functions. As a group, the areas under the log contrast sensitivity
functions were significantly lower in the treated versus the nontreated
eyes (paired t-test, df = 8, T =
-5.98, P < 0.0001), and the depth of amblyopia as
reflected by the interocular area ratios varied systematically with the
degree of image degradation (ANOVA, df = 11, F =
63.4, P < 0.0001).

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Figure 6. (A) Areas under the log contrast sensitivity function for
the treated (filled symbols) and nontreated eyes (open
symbols) plotted for individual monkeys in each subject group. For
the plano control monkeys, the right eye was considered to be the
treated eye. (B) Interocular ratios (treated eye/nontreated
eye) of the area under the log contrast sensitivity function plotted
for individual monkeys in each subject group.
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Figure 7
compares the spatial vision deficits in the treated eyes of the
deprived monkeys with the reductions in spatial vision produced by the
diffuser lenses in normal human observers. For the form-deprived
monkeys, the amblyopic deficits are represented by the interocular
differences in log contrast sensitivity determined from the exponential
functions fitted to the contrast sensitivity data (solid lines). For
all three diffuser groups, the spatial-frequencydependent amblyopic
deficits roughly paralleled the reductions in contrast sensitivity
produced by the diffuser lenses in normal observers (dashed lines).
However, for all diffuser groups the functions for the experimental
monkeys were located below the human data, indicating that the
amblyopic contrast sensitivity deficits were generally smaller than the
reductions in retinal image contrast produced by the treatment lenses
in a normal adult eye.

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Figure 7. Interocular differences in log contrast sensitivity (nontreated eye
minus treated eye) plotted as a function of spatial frequency for
individual monkeys treated with the strongest (top),
intermediate (middle), and weakest diffuser lenses
(bottom). In each plot, the data represented by the
filled symbols and dashed lines show the
reductions in contrast sensitivity that were produced by the diffuser
lenses in the two normal human observers in Figure 1
. For the deprived
monkeys, the interocular differences in contrast sensitivity were
calculated from the fitted exponential functions shown in Figures 3
4
and 5
.
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Discussion
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The main finding of this study was that the depth of amblyopia
produced by early form deprivation is dependent on the degree of
monocular image degradation. On average, the interocular grating acuity
differences of our monocularly form-deprived monkeys increased
systematically from 0.6 octaves for the weakest diffuser lenses to
2.3 ± 0.7 and 3.5 ± 0.8 octaves for the intermediate and
strongest diffuser lenses, respectively. Although the depth of
amblyopia produced by our strongest diffuser lenses was substantial,
the visual deficits exhibited by our diffuser-reared monkeys were not
as great as those produced in infant monkeys by early monocular eyelid
closure.6
19
For example, when monocular form deprivation
is initiated by lid suture at approximately 1 month of age, the grating
acuities for the deprived eyes are typically more than six octaves
lower than those for the nondeprived eyes.6
19
However,
based on the graded deficits observed in the present study, it is
reasonable to expect milder deficits in our diffuser-reared monkeys
because even our strongest diffuser would degrade the retinal image
less than eyelid closure.
Human infants that experience form deprivation as a result of
congenital cataracts exhibit rapid improvements in visual acuity after
restoration of clear visual inputs.39
Because our monkeys
were allowed a substantial period of unrestricted vision between the
end of the rearing period and the start of the behavioral experiments,
it is possible that the measured visual acuities for our monkeys were
better than those manifested immediately at the end of the treatment.
However, any recovery of spatial vision was probably limited. Unlike
monocularly form-deprived human infants, the refractive errors in the
treated eyes of our monkeys were not corrected after the period of
deprivation, nor was recovery promoted by patching the fellow
nontreated eye. Moreover, little passive recovery, either behavioral or
neurophysiological, has been previously observed in form-deprived
monkeys.19
40
The visual deficits produced by unilateral retinal image degradation
are generally attributed to a combination of two amblyogenic factors,
direct deprivation effects and asymmetric binocular competitive
interactions. For several reasons, it is likely that the visual
deficits in our diffuser-reared monkeys were caused primarily by
asymmetric binocular competition. Based on the relative rates of visual
system development for monkeys and humans,41
our
lens-rearing period corresponded to the ages when both direct effects
and binocular competitive factors are active in human
infants.12
39
When form deprivation is initiated in infant
monkeys by eyelid closure at ages that are similar to the onset of the
lens-rearing procedures in this study, monocular form deprivation
produces dramatically greater visual deficits than binocular form
deprivation,13
19
a hallmark sign of asymmetric binocular
competition. In this respect, the visual deficits produced by our
intermediate and strongest diffuser lenses are greater than those
produced by binocular lid suture, even though our lenses do not degrade
the retinal image as much as lid closure.13
In addition,
experimental manipulations that minimize the potential for competitive
binocular interactions during a comparable period of early development
dramatically reduce the effects of monocular lid suture on the spatial
vision of infant monkeys.42
The close correspondence between the amblyopic deficits exhibited by
our diffuser-reared monkeys and the lens-induced reductions in retinal
image contrast is compelling and has implications for the process of
binocular competition. There are several potential explanations for
this close agreement. First, because spatial resolution is low at birth
and rapidly improves with age, it could be argued that at a given
spatial scale a stronger diffuser lens would effectively impact
development at an earlier age than a weaker diffuser lens. Assuming
that the sensitivity of spatial vision mechanisms to monocular form
deprivation decreased during our lens-rearing period, then the stronger
diffusers would be expected to produce larger abnormalities on the
basis of their earlier effective onset ages. However, delaying the age
of onset of monocular eyelid closure from 1 to 5 months of age,
essentially from the beginning to the end of our treatment period, does
not influence the depth of amblyopia in young monkeys.6
Therefore, it seems unlikely that the variations in amblyopia produced
by our different diffusers were due to differences in the effective age
of onset of anomalous competitive interactions. Alternatively, it seems
more likely that the variation in the depth of amblyopia simply
reflects the different ranges of spatial vision mechanisms that were
compromised by the diffuser-induced reductions in image contrast. As
the strength of the diffuser was increased, the reduction in retinal
image contrast increased in magnitude and extended to lower spatial
frequencies. Consequently, the stronger diffuser lenses would impact
development over a wider range of spatial frequency mechanisms, as
observed in our population of diffuser-reared monkeys. This scenario
implies that the competitive binocular interactions that contribute to
amblyopia take place in a spatial frequencyspecific manner rather
than an overall eye-specific manner. This explanation is in agreement
with the results from a number of neurophysiological studies that
indicate that competitive binocular interactions take place on a
cell-by-cell basis.43
44
Our results provide support for the hypothesis that the depth of
monocular form-deprivation amblyopia or anisometropic amblyopia is
influenced by the degree of retinal image degradation experienced early
in life. These findings provide an explanation, at least in part, for
the positive association between the depth of anisometropia amblyopia
and the magnitude of anisometropia and the common observation that the
unilateral amblyopias produced by media opacities are generally more
severe than those typically observed in anisometropic amblyopia. Our
findings emphasize that, in addition to factors such as the age of
onset and the duration of anomalous vision, the degree of retinal image
degradation experienced by infants should influence the prognosis for
regaining normal vision.
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Footnotes
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Supported by National Eye Institute Grants RO1 EY03611, RO1 EY01139, and P30 EY07551, and funds from the GreemanPetty Professorship, UH Foundation.
Submitted for publication March 23, 2000; revised June 9, 2000; accepted July 13, 2000.
Commercial relationships policy: N.
Corresponding author: Earl L. Smith III, College of Optometry, University of Houston, 4901 Calhoun Boulevard, Houston, TX 77204-6052. opto33{at}jetson.uh.edu
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