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1 From the Department of Pathophysiology of Vision and Neuroophthalmology, University Eye Hospital Tübingen, Tübingen, Germany; the 2 Institute of Ophthalmology, Moorfields Eye Hospital, London, United Kingdom; the 3 Department of Medical Biometry, University of Tübingen, Tübingen, Germany; and the 4 Institute of Human Genetics, Biocenter, University of Würzburg, Würzburg, Germany.
| Abstract |
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METHODS. Twenty-seven patients with STGD1 with mutations in both alleles of the ABCA4 gene were included. Scotopic ERG response amplitudes and phases to flicker intensities ranging from -3.37 to -0.57 log scotopic troland · sec (log scot td · sec) were measured at a flicker frequency of 15 Hz. In addition, scotopic standard ERGs were obtained. Twenty-two normal subjects served as controls.
RESULTS. The amplitudes of both the slow and fast rod ERG signals were significantly reduced in the STGD1 group. The phases of the slow rod signals lagged significantly, whereas those of the fast rod signals did not. The standard scotopic ERG did not reveal significant alterations.
CONCLUSIONS. The results provide evidence that a defective ABCA4 transporter can functionally affect both the rod bipolarAII cell pathway and the rodcone coupling pathway. In STGD1, the scotopic 15-Hz flicker ERG may reveal subtle abnormalities at different sites within the rod system that remain undetected by standard ERG techniques.
| Introduction |
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Clinically, STGD1 compromises mainly macular function,15 and recently it has been shown that ABCA4 is expressed both in foveal and peripheral cones.16 In accordance with ABCA4 expression in cones, we showed recently that patients with STGD1 can exhibit substantial amplitude and phase alterations of long (L)- and middle (M)-wavelength cone driven photopic ERGs with a large interindividual variability.17 However, in previous studies ABCA4 appeared to be a protein exclusively confined to rod outer segments,5 and studies in ABCA4 knockout mice point to an important role of the rod system in the pathophysiology of the disease.18 To better understand the ABCA4-mediated mechanism in human disease, the investigation of rod function in patients carrying ABCA4 mutations is advisable. ERG surveys on rod function involving standard techniques have been equivocal.13 19 20 21 22 23 24 25 26 Moreover, in none of these studies have the patients been genotyped.
Our preliminary observations have suggested that subtle deterioration within the rod system that is not visible with the standard rod ERG may be detected by means of the scotopic 15-Hz flicker ERG in patients with molecularly confirmed STGD1.27 Moreover, there is plenty of evidence that the slow and fast rod signals derived from the scotopic 15-Hz flicker ERG reflect electrophysiological activity driven by two different rod circuitries: the rod bipolarAII cell pathway and the rodcone coupling pathway, respectively.28 29 30 Histologic studies of the human retina in STGD1 have reported Müller cell hypertrophy and lipofuscin granules in the inner segments.31 These changes may well alter postreceptoral rod function. Therefore, the purpose of the present study was to extend ERG testing in STGD1 toward a protocol capable of testing function of different postreceptoral rod circuitries.
Although it is undisputed that typical STGD1 is an autosomal recessive disorder in most affected families, standard techniques identify mutations in only approximately 60% of ABCA4 alleles.6 7 10 Thus, it is mandatory for a study attempting to correlate retinal function with the STGD1 genotype to be confined to those patients in whom both mutant alleles have been identified. We therefore exclusively included in our study patients with STGD1 who had mutations in both alleles of the ABCA4 gene.10
| Methods |
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Twenty-two normal subjects served as the control. Detailed ERG data on this group of normal subjects have been published previously.27 Both the 15-Hz scotopic flicker ERG and the scotopic standard ERG were recorded from the same set of normal subjects.
Informed consent was obtained from all subjects after explanation of the purpose and possible consequences of the study. This study was conducted in accordance with the tenets of the Declaration of Helsinki and with the approval of our institutional ethics committee on human experimentation.
Mutation Analysis in the ABCA4 Gene
The 27 patients were selected from a large study group, based on their harboring disease-associated mutations on both ABCA4 alleles.10
Details on the mutation analysis are fully described elsewhere.10
ERG Stimulation, Recording, and Procedure
The apparatus, the stimulation, and the procedure of the ERG measurements have been reported.27
Briefly, we used a Ganzfeld stimulator (LKC Technologies, Inc., Gaithersburg, MD) and data acquisition system (Universal Testing and Analysis System-Electrophysiology 2000 [UTAS-E 2000]; LKC Technologies, Inc.). Stimulus and recording conditions were in accordance with the International Society for Clinical Electrophysiology of Vision (ISCEV) standard.32
The subjects, positioned with the aid of a headrest, viewed into the center of a Ganzfeld bowl. The bowl was homogeneously illuminated by white flashes repeated at a frequency of 15 Hz produced by a xenon discharge lamp (flash duration
10 µs; correlated color temperature
6000 K; see Table 1
[2.4.4] in Ref. 33
). The flicker yielded by this device was full field. To avoid stray light, we masked all sites of light leakage by black tape. In addition, the subjects were surrounded by a black curtain so that accidental light or stray light (e.g., arising from the computer monitor) had no influence on the Ganzfeld illumination and the ERG recording. Each flash was triggered by the testing systems computer (UTAS-E 2000; LKC Technologies, Inc.), which was also used to store and analyze the ERG recordings. Maximal intensity was 1.43 log scotopic troland · sec (log scot td · sec). To attenuate the flash, neutral density (ND) filters (Wratten; Eastman Kodak, Rochester, NY) mounted in a filter wheel were inserted. The maximum attenuation was 4.8 log units ND and the step size was 0.2 log units ND. Thus, the minimum stimulus intensity was at approximately -3.37 log scot td · sec. We continued the measurements up to a retinal illuminance of -0.57 log scot td · sec, which is well below the cone threshold in the Ganzfeld ERG (approximately 0.75 log scot td · sec34
).
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Data Analysis
To determine the periodicity of the ERG responses, we computed a fast Fourier transform (FFT) on the sampled data.36
37
As a result, we found that all responses were dominated by the fundamental component.27
Therefore, we identified the ERG response amplitude and phase as the amplitude and phase of this fundamental component. In a previous study in normal subjects, we found that the flicker null (and the large phase shift of approximately 180°) occurs between intensities of -1.77 and -1.37 log scot td · sec.27
Therefore, the ERG signals at flicker intensities between -3.37 and -1.97 log scot td · sec (eight intensity levels) were considered to be dominated by the slow rod ERG signals and ERG signals between -1.17 and -0.57 log scot td · sec (four intensity levels) by the fast rod ERG signals.
Statistical Analysis
Data were analyzed by computer (JMP software, ver. 4.0.2; SAS Institute, Inc., Cary, NC). Results with P < 0.05 were considered statistically significant. For descriptive statistics (such as the median and the percentiles for the standard ERG measures), we considered both the right and left eyes of each patient. To estimate how many patients with STGD1 exhibited abnormal ERG signals of the two rod ERG pathways, we summed up the ERG amplitudes obtained at flicker intensities between -3.37 and -1.97 log scot td · sec (for the slow rod ERG pathway) and those obtained at flicker intensities between -1.17 and -0.57 log scot td · sec (for the fast rod ERG pathway) and compared this measure with the normal 5th percentile.
For hypothesis testing, the amplitudes and implicit times of the slow and fast rod ERG signals of the patients with STGD1 were compared with those of normal subjects by a multivariate repeated-measures analysis of variance (MANOVA) with an "eye" factor, because the data from patients in the STGD1 group were from two eyes that are not independent.38 Thus, we tested the difference between the multivariate means of the normal subjects and the patients eyes with degrees of freedom equal to the number of persons and countered the larger variation in the patients ERG responses amplitude and phases by effectively averaging over the two eyes of each patient. In a recent study on patients with X-linked congenital stationary night blindness carrying mutations in the NYX gene, the same statistical approach was used.39
To evaluate interocular differences in the patients group we calculated the median of the differences between the two eyes of each patient at every flicker intensity level for both the logarithm of the ERG amplitude and the ERG response phase. To correlate the intraindividual interocular differences with the visual acuity, we calculated the difference of the amplitudes and phases of the better eye (in visual acuity) minus those of the worse eye. For every intensity level, we then calculated the mean ± SE of all the patients data and tested the hypothesis that this difference is zero.
For the standard ERG parameters, a similar analysis of variance (ANOVA) with the patient as a random factor was used. We furthermore performed a multivariate repeated-measures analysis of covariance (MANCOVA) to assess the effect of explanatory variables such as age, age-adjusted disease duration, visual acuity, and distribution of flecks on both the scotopic 15-Hz flicker ERG and the standard rod ERG. How standard ERG and slow and fast rod ERG measures coincide was described by canonical correlation (i.e., the maximal correlation between linear combinations).
| Results |
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Mutation Analysis in the ABCA4 Gene
In the 27 patients with STGD1 included in the study, disease-causing mutations were identified in all 54 ABCA4 alleles10
(Table 1) . Eleven patients were found to carry missense mutations in both alleles, whereas 11 patients had a missense mutation in one and a second mutation in the other allele, which is expected to result in a truncated protein (i.e., two nonsense, two frameshift, seven splice mutations). Five patients (numbers 15, 18, 19, 26, 27) were shown to have a 2588G
C splice mutation in one allele in combination with a nonsense (Q1412X or Q1750X) or a splice (IVS35+2T
A) mutation in the other allele (Table 1)
.
Amplitudes of the Slow and Fast Rod ERG Signals
Figure 1
displays the original ERG signals to visual stimulation of the 15-Hz flicker at scotopic conditions in a normal subject (left) and a patient with STGD1 (patient 15; right). In the normal subject, the ERG signal increased slightly with increasing flicker intensity from -3.37 to -2.97 log scot td · sec and then decreased thereafter. There was a gradual increase (advance) in the response phase with increasing flicker intensity. At flicker intensities between -2.17 and -1.77 log scot td · sec, there was a minimum in ERG response. To higher flicker intensities (from -1.37 to -0.97 log scot td · sec), the ERG signal rapidly increased again in amplitude and was considerably phase advanced. In patient 15, the features described for the normal subject were similar; however, the patient displayed reduced ERG signals for both the lower and the higher flicker intensity ranges, even though the patients amplitudes were considerably above the median of those of the patients with STGD1 as a group.
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In Figure 2 , the noise level and the median, the 5th and 95th percentiles of both the normal subjects and the patients with STGD1 are displayed. As a group, the patients exhibited considerably reduced amplitudes for both the slow and the fast rod ERG signals. However, there was an overlap between the data sets of patients and normal subjects. Considering the summed ERG amplitudes for the slow and fast rod signals for each eye of each patient, 19 and 37 of 54 eyes, respectively, were below the normal 5th percentile.
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To test for the relationship between the clinical parameters (age, age-adjusted disease duration, visual acuity, distribution of flecks; see Table 1 ) and the amplitudes of the slow rod ERG pathway, a repeated-measures MANCOVA was used. The MANCOVA revealed that all these clinical parameters together influenced the amplitude data significantly (F = 4.8; P = 0.0007). However, just one single regressor had a probability just less than 0.05namely, visual acuity (F = 4.7; P = 0.04).
For the fast rod ERG pathway, a similar MANCOVA revealed that the combination of age, age-adjusted disease duration, visual acuity, and the distribution of flecks influenced the amplitude data significantly (F = 4.6; P = 0.0009). However, no single regressor influenced these ERG amplitudes significantly.
Phases of the Slow and Fast Rod ERG Signals
Consistent with destructive interference between the slow and fast rod ERG signals being the cause of the amplitude minimum shown in Figures 1
and 2
, the phase of the ERG responses abruptly increased by approximately 180° (corresponding to a half cycle) as the amplitude minimum was crossed (Fig. 3)
. For the phases of the slow rod ERG signal, a considerable decrease (corresponding to a slowing of the signal, provided that a time delay difference is the cause of the phase difference) was observed in the patients with STGD1. This was true of each of the eight phases obtained at the lower flicker intensities (Fig. 3)
. Of the phases obtained at the highest flicker intensities corresponding to the fast rod ERG signals, only the ERG response phase obtained at -1.17 log scot td · sec showed a noticeable reduction, whereas the phases obtained at flicker intensities between -0.97 and -0.57 log scot td · sec were rather similar to those of the normal subjects (Fig. 3)
.
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= 0.05) revealed that none of these measures was significant.
Standard Scotopic ERG
A summary of all standard ERG measures of individual patients with STGD1 is given in Table 2
. The amplitudes of the scotopic rod b-wave, the scotopic a-wave, and the b-wave of the maximal response were below the normal 5th percentile in 22, 14, and 15, of 54 eyes, respectively (Table 2)
. The implicit times of the scotopic rod b-wave, and the a- and the b-wave of the maximal response were above the 95th percentile in the normal subjects in 15, 12, and 22 of 54 eyes, respectively (Table 2)
.
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= 0.05), however, revealed that none of these measures exhibited significant differences between subject groups.
We also examined the canonical correlation of the amplitudes and phases of both the slow and fast rod ERG signals with the respective measures derived from the standard ERG (Table 3)
. Generally, the amplitude data were highly correlated, whereas there were only weak or moderate correlations between ERG phases and ERG implicit times. Subsequent Bonferroni-Holm adjustments (multiple
= 0.05) revealed that all correlations between the amplitude data were significant, whereas only the phases of the slow rod ERG signals and the a-wave implicit time were significantly correlated, and all other correlations between phase data and implicit times were not.
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| Discussion |
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In previous studies involving the scotopic standard ERG, investigators have reported equivocal results. Moreover, in these studies patients were not genotyped. In one study, highly significant amplitude losses were reported in STGD1,23 whereas in another study all patients showed completely normal scotopic ERGs.21 In other studies, only a minority of patients with STGD1 exhibited reduced scotopic rod b-waves,13 20 22 24 25 26 40 which is in accordance with our findings. It is known that STGD1 exhibits a large interindividual variability in clinical severity (e.g., Refs. 19 41 ), which is also true for our group of patients with STGD1. This may explain why our patients with STGD1 as a group did not show a statistically significant reduction in ERG amplitude or an increase in implicit time. In the majority of previous studies, however, the timing of the scotopic rod b-wave has not been investigated. In a few studies, either mildly or rarely abnormal implicit times were reported,24 which is in accordance with our results, whereas in another complete normality was reported.21 We conclude that standard ERG techniques may fail to detect subtle deterioration within the rod system in STGD1.
Anatomic and physiological studies of the mammalian retina have revealed the existence of separate rod pathways. Rods are thought to synapse with a single type of bipolar cell, the rod ON bipolar cell.42 43 44 This cell, in turn, contacts the AII amacrine cell at a sign-preserving glutamate synapse.45 46 47 48 49 Signals from the AII cell then infiltrate the main cone circuitry by exciting ON cone bipolar cells and inhibiting OFF cone bipolar cells.46 49 50 51 Thereafter, ON bipolar cells excite ON ganglion cells, and OFF bipolar cells excite OFF ganglion cells. A second pathway (the rodcone coupling pathway) infiltrates the ON and OFF cone bipolar circuitry at the earliest possible stage, through gap junction contacts between rod and cone photoreceptors, facilitating electrical transmission.47 52 53 54 Through these gap junctions, signal flow involves ON and OFF cone bipolar cells and thereafter ON and OFF ganglion cells.47 53 55 56 There is plenty of evidence from electrophysiological and psychophysical studies by Stockman et al.28 29 and Sharpe and Stockman30 that the slow and fast rod ERG signals revealed in the human scotopic 15-Hz flicker ERG reflect electrophysiological activity driven by the rod bipolarAII cell pathway and the rodcone coupling pathway, respectively.28 29 30 In preliminary observations in two patients with congenital stationary night blindness of the complete Schubert-Bornschein type, Sharpe and Stockman30 could not find detectable fast rod ERG signals, which is inconsistent with their model of a rodcone coupling pathway. In a very recent study in patients with CSNB1 who carried mutations in the NXY gene, however, we could detect substantial fast rod ERG signals,39 which provides further support for the model suggested by Stockman et al.,28 29 Sharpe and Stockman,30 and Sharpe et al.57 58
It cannot be ruled out, however, that a direct rod-to-cone OFF bipolar cell pathway that has been recently described in the wild-type mouse59 may be involved in generating the scotopic 15-Hz flicker ERG. To date, however, it is unclear whether this third rod pathway is common to all mammalian retinas.60 It has been hypothesized29 that the scotopic 15-Hz flicker ERG reflects electrical activity, mainly of rod and cone bipolar cells, although many retinal elements (such as the receptors, the rodcone gap junctions, or the AII cells) could be involved.
We provide evidence that in STGD1 both rod pathways can be functionally affected. The scotopic 15-Hz flicker ERG may reveal subtle abnormalities at different sites within the rod system that remain undetected by standard ERG techniques. Nevertheless, why the scotopic 15-Hz flicker ERG revealed abnormalities for both the slow and fast rod ERG signals in the patients as a group, whereas the standard ERG did not show significant effects, remains speculative. The comparison, however, is complicated, because the single-flash ERG and the scotopic 15-Hz flicker ERG are measured under very different conditions: The single-flash ERG is measured with flashes that are separated in time with the express purpose of avoiding the effects of light adaptation, whereas the scotopic 15-Hz flicker ERG is measured with prolonged trains of flashes. As a result, light adaptation plays a much greater role in the production of the scotopic 15-Hz flicker ERG than of the single-flash ERG response.28 Moreover, the slow rod signals are obtained by applying stimuli that are considerably less intense than the dim white flash used to obtain the standard rod response.32 (The standard rod b-wave is measured with flash intensities at which we obtained the fast rod signalsi.e., -0.97 log scot td · sec; cf. Figs. 1 2 3 .) Therefore, it may be that alteration within the slow rod ERG pathway generally cannot be detected by the standard rod ERG. These considerations are specifically important when comparing the measures of the two different ERG techniques and may explain why there is only mild correlation for the timing (Table 3) .
Correlation of electrophysiological measures with clinical parameters such as the fundus appearance was observed by some investigators,13 19 25 whereas others denied such a correlation.21 In accordance with the former, the amplitude loss for both the slow and fast rod signals were highly correlated with the combination of the clinical parameters: age, age-adjusted disease duration, visual acuity, and the distribution of flecks. However, apart from the significant correlation of visual acuity and amplitude of the slow rod signals, no parameter alone exhibited a significant correlation. We suggest that the parameters such as visual acuity, disease duration, and fundus flecks taken together reflect the severity of STGD1. Thus, the severity of the disease very well influences the functional outcome reflected in the scotopic 15-Hz flicker ERG. We conclude that all single parameters have to be considered in connection, to evaluate disease severity, even though visual acuity alone is a very important measure.
Mutational analysis of the ABCA4 gene revealed missense, nonsense, frameshift, and splice mutations in our study group. Although the majority of patients were shown to carry two missense (mild-moderate mutation) or one missense and one protein truncating mutation (severe mutation), five probands all share the splice mutation 2588G
C on one allele and, in addition, have a protein-truncating mutation (nonsense or splice mutation) on the second. The 2588G
C transversion is a relatively common mutation but is also present in control individuals with a surprisingly high allele frequency.7
10
It has been calculated that the predicted homozygote frequency for this allele alone is greater than the estimated 1 in 10,000 incidence of STGD1.7
Taking this into account, as well as the observed scarcity of 2588G
C homozygotes, Maugeri et al.7
suggested that 2588G
C may be a mild mutation, only causing disease when in combination with a severe allele. A recent functional study has supported this view and shown that the two products of the 2588G
C mutation, G863A and delG863, produce a substantially impaired and a mildly impaired protein, respectively.61
Genetically, our STGD1 study group therefore appears to be relatively uniform, in the sense that in none of the patients there were two protein-truncating disease alleles. This and the fact that the number of patients with a certain combination of disease alleles was too small does not make any specific correlation between mutation-combination of mutation and clinical phenotype meaningful.
Within the photoreceptor outer segments, ABCA4 localizes to the disc rather than the plasma membrane, and within the disc membrane it is confined to the rim.3 62 This localization strongly suggests that ABCA4 catalyzes the intracellular rather than intercellular transport of a substrate. The recently described phenotype of ABCA4 knockout mice strongly supports a role for the ABCA4 transporter in intraphotoreceptor retinoid transport. The targeted mice show more all-trans retinal and less all-trans retinol in the retina after acute light exposure, and, over time, they accumulate A2-E in the RPE, presumably because of the build-up of all-trans retinal within the photoreceptor disc membranes.18 These data suggest that ABCA4 normally transports or extracts all-trans retinal from the disc membranes (after its release from photoactivated rhodopsin), presenting it as a substrate for all-trans retinal dehydrogenase, the enzyme within the outer segment that converts all-trans retinal to all-trans retinol before its export and subsequent reisomerization in the RPE.63 It has been proposed that ABCA4-mediated photoreceptor death finally results from loss of the RPE support function.18 Accordingly, the a-wave is normal in young ABCA4 knockout mice, but abnormal in older animals. This suggests that the ERG amplitude reductions (for both the slow and fast rod ERG pathways) we found in patients with STGD1 result from secondary photoreceptor effects mediated by the loss of the RPE support function. This mechanism at the RPE-photoreceptor level renders unexplained the differently affected timing of the rod ERG signals we found in our patients.
However, one should be cautious about directly deducing the morphologic and functional consequences for the human disease from the ABCA4 knockout mouse model. In a human retina with longstanding fundus flavimaculatus, histologic study indicated, apart from shortened outer segments and photoreceptor loss, reactive Müller cell hypertrophy, and accumulation of lipofuscin in the photoreceptor inner segments peripheral to the macular area. This latter observation derived from a rod-dominated fundus region may serve as an explanation of the phase lag (time delay) we observed in the slow rod pathway of our patients, if we assume that the rodcone gap junctions and the cone inner segments remain relatively intact. Accumulation of metabolites in the rod inner segments may well impair the signal flow to rod ON bipolar cells in the slow rod pathway. Similar observations have been made in retinitis pigmentosa, an inherited rod photoreceptor dystrophy. Some patients with this disease (e.g., patients with a rhodopsin intron 4 splice-site mutation) show disproportional postreceptoral function loss in the ERG that cannot be explained by photoreceptor outer segment loss alone.64 65 Histologic studies in mice expressing the rhodopsin Q344ter transgene have revealed abnormal accumulation of the mutant gene product in the inner segment,66 which, in addition to outer segment dysfunction, may impair synaptic transmission of the rod outer segment signal. In a single patient with the rhodopsin Q344ter mutation, we have observed abnormal timing only in the slow rod ERG signals derived from the scotopic 15-Hz flicker ERG,27 which suggests damage not only at the level of the outer segments but also at or proximal to the photoreceptor terminal region. It is tempting to speculate whether the phase lag we observed only in the slow rod ERG signals of patients with STGD1 reflects a similar disease mechanism.
| Acknowledgements |
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| Footnotes |
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Submitted for publication May 29, 2001; revised October 15, 2001; accepted November 19, 2001.
Commercial relationships policy: N.
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Eckart Apfelstedt-Sylla, Katharinenhospital, Augenklinik, Kriegsbergstrasse 60, D-70174 Stuttgart, Germany; apfelstedt-sylla{at}katharinenhospital.de
| References |
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C mutation in the ABCR gene is a mild frequent founder mutation in the Western European population and allows the classification of ABCR mutations in patients with Stargardt disease Am J Hum Genet 64,1024-1035[Medline][Order article via Infotrieve]
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