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1 From the Institute of Ophthalmology, Catholic University of S. Cuore, Rome, Italy; the 2 Institute of Research in Ophthalmology, Sion, Switzerland; and the 3 University of Lausanne, Lausanne, Switzerland.
| Abstract |
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METHODS. In five normal observers (mean age, 41; range, 2562 years) Fonh and ERG were recorded simultaneously in response to pure red (R) or pure green (G) flicker, as well as heterochromatic R-G flicker (30° field at the posterior pole). RFonh and the changes in the first (1F) and second (2F) harmonic amplitudes of the ERG were documented as a function of the frequency of pure luminance and equiluminant R-G flicker, the mean illuminance of 10-Hz luminance flicker, and the color ratio r = R/(R + G) of a 15-Hz heterochromatic R-G flicker.
RESULTS. Frequency-dependent changes in RFonh were similar to those in both 1F and 2F amplitudes for equiluminant R-G flicker. RFonh and 2F amplitude increased and then saturated with increasing mean illuminance of luminance flicker. They both decreased similarly as the R-G flicker approached the r value corresponding to equiluminance. RFonh was positively correlated with both 1F and 2F amplitudes (r = 0.55 and 0.31, respectively, P < 0.05) when these quantities were recorded as a function of frequency of R-G equiluminant flicker. RFonh was positively correlated with 2F amplitudes when both quantities were recorded as a function of mean illuminance of luminance flicker and r of heterochromatic R-G flicker (r = 0.52 and 0.48, respectively, P
0.01).
CONCLUSIONS. Under specific experimental conditions, changes in human RFonh are similar to and correlated with those of the flicker ERG 1F and 2F amplitudes. These findings support a relationship between vaso- and neural activity changes in the neural tissue of the human eye.
| Introduction |
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Investigating the relationship between RFonh and retinal neural activity is relevant to the understanding of retinal neurovascular coupling, the existence of which has been suggested by the studies just mentioned.1 2 3 4 5 7 In humans, presumably the most direct noninvasive approach would be to compare the changes in RFonh and those in the pattern-evoked electroretinogram (ERG), because the latter is correlated with ganglion cell activity.8 9 However, RFonh responses to pattern stimuli have yet to be reported.
Although the ERG to flickering of uniform fields originates from a less localized retinal region than the pattern ERG, its use in the investigation of the neurovascular coupling is nevertheless legitimate, because it contains, in both monkeys10 11 12 13 and humans,14 15 a component that strongly reflects neural activity in the inner retina. More specifically, whereas the first harmonic component of the response (i.e., the component at the stimulus frequency, 1F) is dominated by on- and off-bipolar cell activity (with a contribution, at low frequencies, from photoreceptors),13 the second harmonic (i.e., the component at twice the stimulation frequency, 2F) is generated mainly from the inner retina, perhaps with a contribution of ganglion cells themselves.12 15 The presence of a correlation of RFonh with ERG components amplitude, when the flicker stimulus characteristics are varied, would provide evidence in support to the hypothesis that, in humans, visually evoked Fonh changes are coupled with retinal neural activity. A nonselective correlation of RFonh with both 1F and 2F amplitudes would suggest a neuro-vascular coupling involving both outer (1F) and inner (2F) retinal activity, whereas a selective correlation with the 2F component would support a specific role of inner retinal activity in the neurovascular coupling. In this study, Fonh and the ERG were therefore simultaneously recorded in response to various flicker stimuli with the purpose of determining whether a coupling exists between RFonh and the 1F and/or 2F amplitude components, how specific this coupling is with either ERG component, and whether the strength of this coupling depends on the type of stimulus.
Physiological flicker responses can be elicited by both luminance and chromatic modulation at various frequencies.6 A detailed analysis of these responses may therefore be accomplished by varying flicker luminance, frequency, and relative chromaticity. With the use of this approach, the study design included different experimental protocols in which stimuli of pure luminance modulation, presented at different mean illuminances and frequencies, pure chromatic modulation (equiluminant flicker) presented at different frequencies, and mixed luminancechromatic modulation, presented at different relative chromaticities, were used. These types of stimuli provided a broad range of experimental conditions under which the association between vascular and neural responses was evaluated.
| Materials and Methods |
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Stimulation
Stimuli were generated by two independently controlled ultrabright LEDs (dominant wavelengths at 524 and 630 nm). The light was delivered in Maxwellian view to generate at the fundus a diffuse, circular uniform field of 30° diameter. The currents of the LEDs were square-wave modulated, 180° out of phase, between zero and a maximum illuminance of 2.6 lux for red (R) and 13.5 lux for green (G). Tf of the modulation ranged from 2.3 to 64 Hz. The color ratio defined as r = R/(R + G) illuminances was varied from 0 to 1. The color ratio r = 0 corresponded to a G-black and r = 1 to an R-black illuminance modulation. Intermediate values of r defined an R-G chromatic modulation. International Commission on Illumination (CIE) coordinates were (x = 0.7; y = 0.3) for the R and (x = 0.17; y = 0.7) for the G LED. Under the present experimental conditions, the medium (M)- and long (L)-wavelengthsensitive cones were mainly stimulated by the LEDs. The excitation of each cone type was estimated by multiplying each LED emission spectrum with the psychophysically based cone fundamentals16
and integrating over the wavelength range. These M- and L-cones did not modulate at r = 0.34 and r = 0.72, respectively, and their responses were equal and opposite at r = 0.46.
Blood Flow Recordings
Fonh was measured using a near-infrared laser Doppler system.2
17
Briefly, a probing laser beam (wavelength, 810 nm; power at the cornea, 90 µW; diameter at the fundus, approximately 150 µm) was directed at a temporal site on the neuroretinal rim of the optic disc. The laser light scattered by the tissue and red blood cells was collected by an optical fiber at the image plane of the fundus camera and guided to a photodetector. The aperture of the light-collecting optical fiber (diameter at the fundus approximately 180 µm) was centered on the site illuminated by the probing laser beam. An infrared video camera placed in the retinal image plane of the fundus camera allowed the operator to monitor the location of the beam and of the light-collecting aperture and, when necessary, reposition both at the desired site. The camera was positioned in front of the eye so that an edge of the pupil of the tested eye could also be observed on the video monitor. In this manner, the observer could monitor the position of the camera relative to the pupil of the subjects eye and perform the necessary corrections to keep it steady. Guided by color photographs of the disc and video monitoring of the fundus image, we took care to aim the laser beam at the same site of the disc in all experiments in each subject, avoiding the visible vessels; to obtain a similar DC value as the first one of the series; and to maintain the same image of the pupil on the video monitor. The DC component of this signal, which is proportional to the intensity of the light reaching the detector was monitored continuously in real time throughout the experiment. The output signal of the detector was analyzed using a software implemented on a computer (NeXT Computer, Inc., Redwood City, CA).18
ERG Recordings
The flicker ERG was recorded as previously published.19
Briefly, signals were monocularly derived, with an interocular reference, by means of Ag-AgCl superficial cup electrodes taped over the skin of the lower eyelids, amplified (100,000-fold), band-pass filtered between 1 and 250 Hz (6 dB/octave) and averaged (12-bit resolution, 2-kHz sampling rate, 600 repetitions). The averaging time (i.e., the sweep duration) was varied according to the stimulus period. Single sweeps exceeding a threshold voltage (25 µV) were rejected, to minimize noise coming from blinks or eye movements. A discrete Fourier analysis was performed off-line to isolate the ERG 1F and 2F harmonic components, whose peak-to-peak amplitudes (in microvolts) and phases (in degrees) were estimated. Averaging and Fourier analysis were also performed on signals sampled asynchronously at 1.1 times the temporal frequency of the stimulus, to give an estimate of the background noise.20
Noise amplitudes ranged from 0.05 to 0.08 µV. In all experimental conditions, both 1F and 2F components were above the noise level (signal-to-noise ratio, >2.8) and sufficiently reliable (i.e., the SE of amplitude was typically <30% of the average amplitude, and the phase SE was within ±20°).
Experimental Protocols
A baseline Fonh recording was obtained for approximately 40 seconds before exposing the eye to a defined flicker stimulus. During this recording period, the eye was exposed to an unmodulated uniform field whose luminance was matched to the mean luminance of the flickering stimulus. While the recording of Fonh was pursued, the flicker stimulus was presented and the ERG signal was acquired for 60 seconds. The recording of Fonh was continued for 40 to 60 seconds after turning off the stimulation. A rest period of approximately 1 minute during which the subject could move his or her head off the head rest was inserted between each Fonh recording.
Four flicker stimulation protocols were followed: R flicker with luminance modulation at different Tf (2.364 Hz); G flicker with 10-Hz luminance modulation at different mean illuminances (113.5 lux); R-G flicker at 15 Hz with mixed luminance-chromatic modulation at different r (0 1); and equiluminant R-G flicker at different Tf (2.364 Hz). Equiluminance was determined psychophysically from the minimum flicker perception at 15 Hz. For every subject, experiments were performed over several days. In a typical recording session with one subject, one or two experimental protocols were completed (for a total duration of 90120 minutes). In each protocol, the order of presentation for the different stimulus conditions (e.g., mean illuminances of 10-Hz G-flicker) was randomized.
Potential fatigue effects on the magnitude of RFonh during sequential recordings were assessed by analyzing series of successive 2-minute recordings, as well as three continuous, extended recordings of Fonh from three temporal sites of the optic disc in the same subject in response to a G luminance stimulus of 13.5 lux.
Data Analysis
For each experimental condition, RFonh was defined as the percentage change in Fonh averaged over the last 20 seconds of exposure to a specific flicker stimulus condition relative to the Fonh averaged over the last 20 seconds of exposing the eye to an unmodulated uniform field of the same mean luminance as the flicker stimulus. The results of previous experiments7
and control recordings, evaluating the time course of flicker-evoked RFonh (Riva CE, manuscript in preparation), indicated that in the different subjects, most of the increase in Fonh occurs during the first 30 seconds Therefore, the time segment corresponding to the last 20 seconds of the 60 seconds flicker exposure was confidently selected as that containing information relative to the full vascular response to flicker.
Before determining the average Fonh during baseline and during flicker, spikes due to blinks and microsaccadic eye motion were removed from the recordings, as described elsewhere.21 In most experiments in all subjects, the changes in the DC component during an experiment (baseline and flicker) were less than 10%.
Reproducibility of baseline average Fonh was evaluated for every subject and recording session by using two different approaches: by determining with linear regression analysis whether baseline Fonh changed over time and by calculating the variation coefficient of different baseline Fonh levels.
One simultaneous RFonh and ERG recording was obtained in each subject under a given condition of flicker stimulus. However, reproducibility of RFonh under the different conditions was estimated by determining the coefficient of variation of the response, based on at least three measurements, for the reference conditions of 15-Hz R luminance flicker at 13.5 and 5.6 lux mean illuminance, as well as of 3.2-Hz equiluminant chromatic flicker.
ERG 1F and 2F amplitudes were evaluated for each condition. Although phase data were also collected to check intrasession response consistency, they were not used in the correlation analysis with RFonh results, given the uncertainty of the phase measurements, which are bound to ±180° changes when interpreting responses to a series of stimulus conditions (e.g., different flicker frequencies). Reproducibility of the ERG measurements was estimated similarly to that for the RFonh estimates. The RFonh and ERG data were evaluated by two observers, each masked to the results of the other, and plotted as a function of the various stimulus conditions. To compare the response functions of RFonh directly with those of ERG component amplitudes, obtained with the four stimulation protocols, the individual responses were normalized by dividing them by the responses obtained under an arbitrarily chosen condition in a given protocol (e.g., the responses obtained at 10 Hz in protocol 1). This procedure also reduced the confounding influence of intersubject variability on absolute measurements of both RFonh and ERG amplitudes. RFonh and ERG data are presented in all figures as the mean ± SE, unless stated otherwise, based on the measurements from five subjects. Correlation analyses between RFonh and ERG amplitudes were assessed by Pearsons correlation on the normalized values, averaged across subjects. In the analyses, two-tailed P < 0.05 was considered significant.
| Results |
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Figure 2 shows a smoothed recording of Fonh (approximately 11 minutes) in response to a 10-Hz, 13.5-lux G luminance flicker. Each Fonh represented an average over 2 seconds recording. A 10-point moving average procedure was used to further smooth the data. The average increase of Fonh between 125 and 525 seconds was 51% of the baseline value. A linear regression of the Fonh data versus time calculated between these time limits provided a correlation coefficient of 0.35 (n = 189, P < 0.01), demonstrating a slight, but significant increase in RFonh amounting, in the average, to approximately 3% RFonh increase per minute. Two other Fonh recordings of 8 minutes flicker duration from a different temporal site of the disc showed no significant trend when the linear regression was determined in the interval of time between 30 seconds after the start and the end of the flicker
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Figure 6 shows the changes in mean RFonh and ERG 1F and 2F amplitudes as a function of color ratio (r) of the 15-Hz R-G chromatic stimulus. RFonh decreased substantially when r approached the psychophysical equiluminant point of 0.46 (Fig. 6A) . Similar to RFonh, both 1F and 2F amplitudes (Fig. 6B) decreased when r approached equiluminance. Both the 2F and RFonh functions were more symmetrical around the equiluminance minimum, compared with the 1F function.
In Figure 7 , mean RFonh and ERG 1F and 2F amplitudes in response to equiluminant chromatic flicker are plotted as a function of Tf. The RFonh function (Fig. 7A) displayed, unlike the luminance flicker functions (Fig. 4) , an attenuation at Tf > 10 Hz. The 1F and 2F amplitude functions (Fig. 7B) were similar to the corresponding RFonh functions, with an attenuation beyond 10 Hz.
The relationship between RFonh and flicker ERG 1F and 2F amplitudes obtained under the various experimental conditions are reported in Figures 8A and 8B . All data collected from the five subjects are shown in the scatterplots. Correlation results are reported only for conditions in which 1F and 2F amplitudes and RFonh changes showed similar functional shapes. It can be seen that Pearsons correlations between mean RFonh and 1F and 2F amplitudes are significant for R-G equiluminant flicker responses recorded as a function of Tf (Fig. 8B) . A significant correlation between RFonh and 2F amplitude is also present for the condition of 10-Hz G luminance flicker (changing mean illuminance, Fig. 8A , left) and for the condition of 15-Hz R-G flicker (changing the r, Fig. 8A , right). Removing the potential outlier data point in Figure 8A (left) reduces the corresponding correlation coefficient from 0.52 to 0.40, a value that is still statistically significant (P = 0.02). Correlation analyses performed on the RFonh and ERG data averaged across the five subjects for each condition (i.e., with a reduced number of data points for each correlation) yielded statistically significant results similar to those shown in the figure.
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| Discussion |
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The results of this study indicate that, under specific experimental conditions, the stimulus-evoked changes in RFonh are similar and significantly correlated to the changes in the flicker ERG harmonic components. In particular, the associations were the most significant (1) when the Tf of the stimulus was changed in the condition of R-G equiluminant flicker (protocol 4, Fig. 7 ), (2) when the mean illuminance was varied for a G illuminance flicker (protocol 2, Fig. 5 ), and (3) when the r was varied for the heterochromatic R-G flicker (protocol 3, Fig. 6 ). In case (1), RFonh correlated with both 1F and 2F amplitudes. In the cases (2) and (3), RFonh correlated with only the 2F amplitude.
The experiments designed to assess the influence of potential fatigue effects demonstrated no effect on the magnitude of RFonh that would significantly alter the conclusions drawn from the collected data. In all subjects, no decrease was apparent in the quality of the recordings obtained within a given session.
The significant correlation found between RFonh and each of 1F and 2F amplitudes for the case of R-G equiluminant flicker responses recorded as a function of Tf (protocol 4, Fig. 7 ), as well as between RFonh and 2F amplitudes for R-G flicker responses as a function of r (protocol 3, Fig. 6 ), suggests a coupling arising from the pooled activity of the M- and L-cones. Many lines of experimental evidence (reviewed in the introduction) indicate that the flicker ERG 1F and 2F reflect the activity of different postreceptoral retinal layers. In addition, clinical results in humans15 23 24 25 have shown that the 2F component may be selectively altered (i.e., with normal 1F component) in diseases affecting primarily the inner retina, such as glaucoma, optic neuritis, or optic nerve compression,15 and appears to be highly sensitive to retinal vascular disorders, such as diabetic retinopathy26 and occlusion of a branch of the central retinal artery or vein.24 27 Given the retinal origin of the flicker ERG 2F, the present findings provide support to the hypothesis that blood flow changes recorded at the ONH in response to flicker stimulation parallel the corresponding changes in the neural function of the inner retina. Under some experimental conditions (chromatic flicker modulated at different temporal frequencies), however, RFonh changes may also be similar to changes in the 1F amplitude, implying common properties of optic nerve vascular and neural activity changes in the middle retina (i.e., ON and OFF bipolar cells).
With the G luminance flicker, correlation was found between RFonh and 2F, but not between RFonh and 1F amplitude. Furthermore, both RFonh and 2F amplitude varied similarly as a function of mean illuminance. In the tested subjects, the variation of the 1F amplitude with mean illuminance relative to its variability may have been too small for a potential correlation between RFonh and 1F to be revealed. It is possible that the amplitude of the 1F at low luminance, which is similar in magnitude to that at the high luminance, represents the contribution of a rod-mediated signal. Indeed, it is known14 that, although the 2F is mainly cone-mediated, the 1F component has a contribution from both rod and cone systems, depending on the stimulus luminance and adaptation conditions.
It may be of interest to compare the results of both pure and equiluminance flicker, when the Tf is varied (Figs. 4 7) . In the case of pure luminance, although the changes in the 1F and 2F amplitudes extended over a relatively large range, no significant association was found between RFonh and both components amplitudes. A possible physiological basis for this finding is that the generators underlying RFonh and ERG response to luminance flicker may differ, depending on flicker frequency. Multiple generators for both responses, whose relative contribution changes according to stimulus frequency, may obscure the correlation when measurements are obtained over a range of frequencies. By contrast, it is possible that the blood flow and neural responses to a specific stimulus frequency (i.e., the luminance flicker at 10 Hz, share common generators in the inner retina) thus revealing the association between RFonh and ERG 2F amplitude. In contrast, the R-G heterochromatic flicker (protocol 4, Fig. 7 ) reveals a significant coupling between RFonh and both 1F and 2F amplitudes, suggesting a contribution from both retinal layers to the coupling between the neural and vascular responses.
Although several previous studies have suggested a neurovascular coupling in the human retina,5 28 29 direct evidence of it has not been provided in the past. The observed correlations may not directly prove an effect of retinal neural activity on blood flow measured at the optic disc. It is however reasonable to suggest that the pooled response of neural generators underlying the 1F and 2F components may induce a vasoactive mechanism resulting in a corresponding blood flow change. Putative mediators underlying this neurovascular response have been discussed in detail in previous reports,3 22 30 31 the most prominent being nitric oxide (NO). The present findings support the hypothesis that the strength of neurovascular coupling may be dependent on the type of flicker stimulus. Indeed, from the data shown in Figure 8 , it can be concluded that both luminance and chromatic flicker may be appropriate to study the coupling between RFonh and 2F amplitude, whereas the chromatic equiluminant stimulus appears to be more suitable for investigating the association between RFonh and 1F.
In conclusion, the results of this study provide direct evidence that, in humans, the retinal vascular and neural changes elicited by flicker stimulation are quantitatively associated. RFonh changes can be correlated with both 1F and 2F amplitude changes, depending on the stimulus condition, suggesting that both outer and inner retinal generators may contribute to the observed associations. These findings support the presence of a neurovascular coupling in the human retina, and warrant further investigation to provide more detailed insights into the characteristics of this coupling, and its potential value in studying normal and diseased retinas.
| Acknowledgements |
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| Footnotes |
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Submitted for publication November 6, 2001; revised January 28, 2002; accepted February 15, 2002.
Commercial relationships policy: N.
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Benedetto Falsini, Istituto di Oftalmologia, Università Cattolica del S. Cuore, Lgo F. Vito 1, 00168 Rome, Italy; md0571{at}mclink.it
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