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From the Department of Medicine, UCLA School of Medicine, Los Angeles, California.
| Abstract |
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METHODS. An expression plasmid encoding bacterial ß-galactosidase, under the influence of either the simian virus (SV)40 promoter or the glial fibrillary acidic protein (GFAP) gene promoter, was packaged in the interior of 85-nm pegylated immunoliposomes (PIL) targeted to transferrin receptor (TfR)-rich structures with the rat 8D3 monoclonal antibody (mAb) to the mouse TfR. Plasmid DNA was packaged in the 8D3-PIL and injected intravenously into adult female BALB/c mice at a dose of 5 µg DNA per mouse. The eyes were removed 48 hours later, and frozen sections were prepared for ß-galactosidase histochemistry and rhodopsin, TfR, or GFAP immunocytochemistry.
RESULTS. There was diffuse expression of the SV40/ß-galactosidase gene in the retinal pigmented epithelium. The cellular specificity of gene expression was influenced by the promoter used in the gene construct, evidenced by the fact that gene expression in the inner retina was induced with the GFAP promoter. The ß-galactosidase gene was also widely expressed in the TfR-rich epithelial structures of the eye, including the ciliary body, the iris, the sebaceous glands of the tarsal plate, and the epithelium of the cornea. When the anti-TfR mAb on the PIL was replaced with the rat IgG isotype control, there was no gene expression in the eye.
CONCLUSIONS. Widespread expression of an exogenous gene throughout the retina pigmented epithelium or other structures of the eye is possible with a noninvasive intravenous administration of a nonviral plasmid that is reformulated with gene-targeting technology. The cellular specificity of gene expression in the eye can be regulated with the use of cell-specific gene promoters.
| Introduction |
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It would be advantageous to have a retinal gene-targeting system that transduces essentially 100% of the retina with the therapeutic gene. This would require targeting the exogenous gene through the retinal microvasculature comprising the BRB, which would allow for gene distribution to all parts of the retina. In this approach, the exogenous gene is administered noninvasively, by an intravenous or subcutaneous route, for example. This would be possible if a retinal gene-targeting technology were developed that is capable of delivering an exogenous gene across the two principle barriers that segregate the blood from the intracellular space of the retina: the BRB and the plasma membrane of cells within the retina.
The widespread expression of an exogenous gene throughout the target organ after an intravenous (IV) injection is possible with gene-targeting technology that uses nonviral expression plasmids encapsulated in pegylated immunoliposomes (PIL).5 The double-stranded, supercoiled plasmid DNA is encapsulated in the interior of a 75- to 100-nm liposome (Fig. 1A) . This encapsulation in the interior of the liposome renders the exogenous gene resistant to the ubiquitous endonucleases present in vivo. The liposome is stabilized for in vivo circulation and prolonged plasma residence time by conjugating to the surface of the liposome several thousand strands of 2000-dalton polyethylene glycol (PEG), designated PEG2000 (Fig. 1A) . A receptor-specific monoclonal antibody (mAb) is tethered to approximately 1% to 2% of the tips of the PEG2000 strands.5 The mAb targets a receptor present on both the BRB and the plasma membrane of cells within the retina or other ocular structures. In the formulation used in the present studies for gene targeting to the mouse retina, the rat 8D3 mAb to the mouse transferrin receptor (TfR) was used.6 The TfR is widely expressed at both the BRB and the plasma membrane of cells in the retina and other structures of the eye.7 8 9 10 11
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| Materials and Methods |
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In Vivo Administration of Pegylated Immunoliposomes
The preparation of the 8D3-PIL carrying either the pSVß-galactosidase (designated SV40/ß-galactosidase) or the pGfa-lacZ (designated GFAP/ß-galactosidase) has been described previously.5
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All animal procedures were approved by the UCLA Animal Research Committee and adhered to the ARVO Statement for the Use of Animals in Ophthalmic and Vision Research. Female BALB/c mice of 25 to 30 g body weight were anesthetized with intraperitoneal ketamine (50 mg/kg) and xylazine (4 mg/kg). Experimental animals (n = 8) were injected intravenously through the femoral vein with 8D3-PIL carrying either pSV-ß-galactosidase plasmid DNA (n = 3) or the pGfa-lacZ plasmid DNA (n = 5) at a dose of 5 to 6 µg per mouse. For control studies, the plasmid DNA was encapsulated within PILs targeted with the rat IgG isotype control antibody, and mice (n = 5) were injected intravenously with 5 to 6 µg per mouse of plasmid DNA carried by the rat IgG-PIL. Prior work has shown that if the targeting mAb is replaced with an isotype control antibody that does not recognize the targeted receptor, then there is no gene expression in brain, liver, spleen, lung, or heart in either rats or mice.5
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Mice injected with either the 8D3-PIL or the rat IgG-PIL were killed at 48 hours after the single IV injection of the gene. Eyes were removed and frozen in OCT embedding medium on dry ice and stored at -70°C. Alternatively, some mice underwent perfusion fixation with 4% paraformaldehyde in situ before removal of the eyes. These eyes were immersion fixed in 4% paraformaldehyde, cryoprotected overnight in 30% sucrose, and frozen in OCT medium before preparation of frozen sections. Mouse kidney was also removed as a positive control for the ß-galactosidase histochemistry.6 12
ß-Galactosidase Histochemistry
ß-Galactosidase histochemistry was performed on frozen sections of eyes similar to prior work reported in brain tissue.5
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Horizontal frozen sections of 18-µm thickness were cut on a microtome cryostat (model HM505; Micron Instruments, San Diego, CA) and fixed with 0.5% glutaraldehyde in 0.01 M PBS (pH 7.4) for 5 minutes. After a wash in PBS, sections were incubated in 5-bromo-4-chloro-3-indoyl-ß-D-galactoside (X-gal) staining solution (4 mM potassium ferricyanide, 4 mM potassium ferrocyanide, 2 mM MgCl2, and 1 mg/mL X-gal[pH 7.4]) at 37°C overnight. After the staining, sections were briefly washed in distilled water and lightly counterstained with hematoxylin. Frozen sections of mouse kidney were also processed in the histochemistry assay. Unlike the eye, kidneys from control, uninjected rodents express endogenous ß-galactosidaselike enzyme activity that gives a positive histochemical reaction at a neutral pH.6
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Therefore, including kidney sections in the ß-galactosidase histochemistry assay serves as a positive internal control, particularly for eye specimens taken from rat IgG-PILinjected animals that show no evidence of ß-galactosidase gene expression.
Immunohistochemistry
Immunohistochemistry for rhodopsin, GFAP, or mouse TfR was performed with the avidin biotin complex (ABC) immunoperoxidase method (Vector Laboratories). Frozen sections of the eyes from the control and experimental animals were fixed in 2% paraformaldehyde for 20 minutes at 4°C. Endogenous peroxidase was blocked with 0.3% H2O2 in 0.3% horse serum for 5 minutes. Nonspecific binding of proteins was blocked with mouse immunoglobulin blocking solution (MOM; Vector) for 1 hour, when a mouse primary antibody was used. Sections were then incubated in the primary antibody for 30 minutes at room temperature, and three primary antibodies were used: the 1D4 mouse anti-bovine rhodopsin mAb (5 µg/mL), the mouse anti-porcine GFAP mAb (8 µg/mL), and the rat 8D3 mAb to the mouse TfR (10 µg/mL). Control primary antibodies were either mouse or rat IgG at the same concentration. After a wash in PBS, sections were incubated in biotinylated secondary antibody for 10 minutes and then in ABC horseradish peroxidase (Vectastain Elite; Vector) for 5 minutes. After development with AEC, sections were lightly counterstained with hematoxylin and mounted with glycerol-gelatin. The thickness of the layers of the retina in different sections varied, owing to differences in sectioning angle of frozen, unfixed eyes.
| Results |
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Ocular expression of the ß-galactosidase gene was examined at 48 hours after a single IV injection of the GFAP/ß-galactosidase plasmid encapsulated within the 8D3-PIL. The gene was expressed in both the inner retina and the RPE, as shown in Figure 1D . The ß-galactosidase gene driven by the GFAP promoter was also expressed in the conjunctival epithelium and in the epithelium of the ciliary body and the iris (Fig. 1D) .
The reactivity of the rat 8D3 mAb to the mouse TfR with ocular structures was examined by immunocytochemistry using either the 8D3 mAb (Fig. 1E) or the control rat IgG (Fig. 1F) . Immunoreactive TfR was present in the ganglion cell layer (GCL), the outer plexiform layer (OPL), the inner segments (IS) of the photoreceptor cells, and the RPE (Fig. 1E) .
High-magnification microscopy of the retina removed from control mice shows the absence of the endogenous ß-galactosidase histochemical product (Fig. 2A) . After the IV administration of the SV40/galactosidase plasmid encapsulated within the 8D3-PIL, the predominant site of gene expression was the RPE (Fig. 2B) . There was minimal gene expression in the inner retina after the administration of the SV40/galactosidase plasmid (Fig. 2B) .
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Higher-magnification views of the outer retina are shown in Figures 2D and 2H for ß-galactosidase histochemistry and for rhodopsin immunocytochemistry, respectively. The outer segments (OS) and the IS of the photoreceptor cells, which were immunopositive and immunonegative, respectively, for rhodopsin are visible in Figure 2H . Based on comparison of the ß-galactosidase histochemistry (Fig. 2D) and the rhodopsin immunocytochemistry (Fig. 2H) , it appears that exogenous gene expression in the outer retina was restricted to the RPE when either the SV40 or GFAP promoter was used.
The exogenous gene was also expressed in the epithelium of the ciliary body and iris (Fig. 2E) . The tarsal plate sebaceous gland epithelium, with the characteristic foamy appearance, expressed the exogenous gene (Fig. 2F) . The epithelium of the cornea demonstrated expression of the transgene (Fig. 2G) .
| Discussion |
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The nonviral PIL formulation (Fig. 1A) used in the present investigations can be contrasted with conventional nonviral cationic liposome-DNA mixtures. The latter form layered structures of DNA and lipid in aqueous solutions of low ionic strength.18 However, cationic liposomes rapidly aggregate into structures of more than 1 µm in physiologic saline,19 and cationic liposomes are inhibited by serum proteins.20 Cationic liposomes aggregate in blood, and more than 99% of organ gene expression is found in the pulmonary vascular bed after IV administration of cationic liposomes.21 22 There is no gene expression in the brain after IV injection of cationic liposomes.23 In contrast to the cationic liposomes, with which the DNA is exposed to blood constituents, the plasmid DNA is packaged in the interior of the PIL (Fig. 1A) . The PIL does not aggregate in saline solution and has prolonged plasma residence times, owing to the use of pegylation technology.5 Pegylation of the liposome is accomplished by conjugation of several thousand strands of PEG2000 to the surface of the liposome (Fig. 1A) . A pegylated liposome, per se, would be inert in vivo and would not be specifically targeted to cells in vivo after IV administration.24 When a nonspecific IgG molecule is conjugated to the tips of the PEG strands, in lieu of the targeting mAb (Fig. 1A) , and injected intravenously in rats or mice, there is no expression of the exogenous gene in brain or peripheral tissues that express the TfR.5 6 12 In the present studies, there was no gene expression in the mouse eye when the PIL was targeted with a nonspecific isotype control IgG (Fig. 1B) . However, the PIL was delivered to tissues based on the tissue-specific expression of the targeted receptor (Fig. 1A 1R) , if a targeting mAb was conjugated to the PEG strands. An mAb to the TfR was used to target the PIL carrying the DNA to cells in vivo. Gene expression in brain cells is possible with the PIL gene-targeting technology, because the TfR is expressed on both the brain capillary endothelium, which forms the bloodbrain barrier (BBB),25 and on the plasma membrane of brain cells.26
The anti-TfR mAb can also be used to target exogenous genes to the eye, owing to the abundant expression of the TfR in ocular structures.8 The TfR is expressed on the plasma membrane of multiple cells of the eye, including cells of the GCL, the INL, the RPE, and the IS of the photoreceptor cells.7 8 9 This pattern of retinal TfR expression was confirmed in the present studies with immunocytochemistry with the 8D3 mAb to the mouse TfR (Fig. 1E) , which is the same mAb used to target exogenous genes to the eye (Figs. 1C 1D) . The TfR is also expressed in the epithelium of the conjunctiva, the iris, the ciliary body, and the cornea.10 11 The pattern of gene expression in the eye (Figs. 1C 1D) parallels the diffuse expression of the TfR in the eye. Owing to the dual expression of the TfR on both the BRB and the plasma membrane of ocular cells, the PIL can deliver the exogenous gene across the different cellular barriers separating the blood from the intracellular compartment of cells within the eye. Once inside the retinal cells, the expression of the exogenous gene is influenced by the tissue specificity of the promoter.6 The GFAP/ß-galactosidase gene was expressed in epithelial structures such as the iris and the ciliary body, indicating the GFAP promoter is expressed in these structures (Figs. 1C 1D) . This observation correlates with results in prior studies showing GFAP expression in both the iris27 and the ciliary body28 of the rodent eye. The GFAP/ß-galactosidase gene was expressed in cells within the inner retina (Fig. 2C) , which appeared to be Müller cell processes located primarily within the GCL and, to a lesser extent, in the INL (Fig. 2C) . This pattern of GFAP/ß-galactosidase gene expression correlates with the cellular distribution of GFAP expression in the normal retina, which includes Müller cell processes within the GCL, and to a lesser extent in the IPL and INL.29 There was minimal expression of the ß-galactosidase gene in the GCL when the plasmid was under the control of the SV40 promoter (Fig. 2B) . The correlation of the ß-galactosidase histochemistry (Fig. 2D) and rhodopsin immunocytochemistry (Fig. 2H) suggest gene expression is located primarily in the RPE, with minimal expression in the photoreceptor cells. However, it may be possible to induce expression of an exogenous gene in the photoreceptor segments, if an opsin gene promoter is inserted in the expression plasmid, as has been shown previously with viral delivery systems.30
In summary, the present studies demonstrate that it is possible to obtain diffuse expression of an exogenous gene throughout the RPE after an IV injection of a nonviral formulation. With the expression plasmid used in the present studies, the exogenous gene is expressed within cells as an extrachromosomal episome, and gene expression is necessarily transient. The half-life of expression of an exogenous gene driven by the SV40 promoter and delivered with the PIL system to organs in the rat is approximately 6 days.12 Therefore, an exogenous gene therapy would have to be administered repeatedly at periodic intervals, based on the persistence of the transgene. Repeated administration of the PIL should be possible, because the only immunogenic component of the formulation is the mAb, and the immunogenicity of the mAb in humans can be reduced or eliminated with genetic engineering and the production of humanized antibodies.
Alternatively, it may be desirable to have long-term expression of the transgene in the retina, and this can be achieved with viral vectors, such as adeno-associated virus (AAV) or lentivirus.30 31 However, both of these viral vectors result in stable integration into the host genome, and the long-term effects of such viral integration in humans is unknown. The risk of such viral integration may not be acceptable until it is demonstrated that the therapeutic gene has the intended effect on visual function in humans. The transient and reversible expression of a therapeutic gene in the retina is possible with the PIL gene-targeting technology. The therapeutic gene can be targeted across the BRB in humans with a genetically engineered humanized mAb. If the transient effect on visual function in humans of the therapeutic gene is favorable, then the decision could be made to transduce the retina long-term with viral vectors that integrate into the host genome.
The PIL gene-targeting technology described in the present studies could be used in humans by replacement of the anti-TfR mAb with an mAb to the human insulin receptor (HIR).32 A genetically engineered HIR mAb readily crosses the primate BBB in vivo and binds to the human BBB in vitro, owing to the high level of expression of the insulin receptor at the BBB.33 Because the insulin receptor is also expressed at the BRB,34 the genetically engineered HIR mAb may also target PIL-encapsulated genes into the retina in humans. The HIR mAb is particularly suited for targeting therapeutic genes, because this antibody targets the nucleus and yields very high levels of expression of the therapeutic gene in human cells.35
| Footnotes |
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Commercial relationships policy: P (WMP); N (all others).
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: William M. Pardridge, UCLA Warren Hall 13-164, 900 Veteran Avenue, Los Angeles, CA 90024; wpardridge{at}mednet.ucla.edu.
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