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(Investigative Ophthalmology and Visual Science. 2003;44:4747-4752.)
© 2003 by The Association for Research in Vision and Ophthalmology, Inc.
DOI:  10.1167/iovs.03-0536

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Factors Influencing the Decline in Endothelial Cell Density after Corneal Allograft Rejection

Ilse Claerhout,1 Hilde Beele,2 Dirk De Bacquer,3 and Philippe Kestelyn1

1From the Department of Ophthalmology, the 2Central Tissue Bank, and the 3Department of Public Health, Ghent University Hospital, Gent, Belgium.


    Abstract
 Top
 Abstract
 Methods
 Results
 Discussion
 References
 
PURPOSE. Corneal allograft rejection is one of the major causes of transplant failure. The purpose of the current study was to examine the decline in endothelial cell density (ECD) in patients experiencing allograft rejection, by comparing this decline with the normal evolution in patients who undergo penetrating keratoplasty (PKP) and to identify possible factors predictive of this endothelial cell loss after corneal allograft rejection.

METHODS. In a case-control study of 45 corneas that underwent corneal allograft rejection, specular microscopy photographs taken within the shortest time preceding the onset of rejection and after the resolution of the rejection were analyzed.

RESULTS. The observed percentage loss of ECD in 21 (47%) corneas was not significantly greater than expected. A second group of 13 (29%) corneas showed a decline in ECD that was significantly greater than expected. Finally there were 11 corneas (24%) in which endothelial cells were no longer observable. The only two risk factors that reached statistical significance after multiple logistic regression analysis were a delay in diagnosis (a delay of >1 day yielded an odds ratio of 10.40; P = 0.02) and a recipient age of more than 60 years (odds ratio, 6.95; P = 0.04).

CONCLUSIONS. Corneal allograft rejection does not necessarily cause a higher than expected endothelial cell loss; almost half of the patients in this study showed a decline in ECD that is comparable to the decline in patients who undergo PKP and have an uneventful follow-up. The most important variable influencing the extent of endothelial cells loss is a delay in diagnosis and treatment.


Allograft rejection remains the major cause of transplant failure in corneal transplantation.1 There are several risk factors for graft rejection after penetrating keratoplasty (PKP) that have been established by large, multicenter, prospective, follow-up studies such as the Corneal Transplant Follow-Up Study,2 the Collaborative Corneal Transplantation Studies Research Group,3 and the Australian Corneal Graft Registry.4 Allograft rejection refers to the immunologic response to the donor tissue without regard for the effect of the response on the survival of the graft. Actual failure of the graft due to immunologic processes is described by the phrase "graft failure due to rejection."5 Recognition of the grafted tissue by the immune system leads to destruction of the graft’s endothelial cells, because the specific immune-mediated attack mainly focuses on the donor endothelium. Several studies have reported low endothelial cell density (ECD) after allograft rejection6 7 8 9 10 ; however, control for the expected loss of endothelial cells in patients who undergo PKP without rejection is sometimes lacking, as well as information on the different pre- and postoperative variables that influence the extent of the endothelial cell loss. The purpose of this study was to identify the factors influencing the decline in endothelial cell density in 45 corneas of patients who experienced allograft rejection.


    Methods
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 Abstract
 Methods
 Results
 Discussion
 References
 
Data on all patients undergoing PKP at the department of Ophthalmology of our university hospital have been collected in a database since 1997. The research adhered to the tenets of the Declaration of Helsinki and was approved by the institutional human experimentation committee. All the collected cases were random PKP procedures (without HLA matching), in which the transplantation was performed by the same surgeon (PK). After surgery, topical steroids were tapered off over 6 months. As part of their routine follow-up, patients underwent noncontact specular microscopy photography (model SP1000; Topcon, Tokyo, Japan) at 6 months and 1 year after surgery, and yearly thereafter for 5 years. Three central fields were counted by two independent observers, and the average of these counts was used to represent the patient’s ECD at each time point.11

In all the patients who underwent PKP, we identified those corneas that underwent allograft rejection and of which specular microscopy photographs were available before and after the rejection episode. An endothelial rejection episode was diagnosed by either of the following sets of criteria: (1) acute onset of redness, photophobia, and decreased vision with clinical findings of ciliary injection, anterior chamber cells and flare, and a linear precipitation (rejection line) on the endothelium of the graft only; or (2) similar symptoms and signs but with diffuse cellular deposits or keratic precipitates on the graft (with no linear pattern) but without noticeable deposition on the recipient part of the posterior corneal surface.12 The criteria for rejection resolution were the presence of a white eye, absence of cells and flare, and absent or stable (partial) corneal edema. Keratic precipitates did not have to disappear completely.

We selected the specular microscopy photographs that were taken within the shortest time preceding the onset of rejection and after the resolution of the rejection or after failure caused by rejection. The percentage decline in ECD was compared with the percentage decline over similar time intervals in a control population of patients without allograft rejection after PKP and excluding those with reoperations or other complications that could affect the endothelium. Patients with late endothelial failure were not included in the control group. This control group (n = 167) showed the same distribution of age, gender, and preoperative diagnosis as those with allograft rejection. The control group was used to generate the expected loss of ECD over the different time intervals involved (e.g., from transplantation to 6 months after surgery, from 6 months to 1 year after surgery, and from 1 to 2 years after surgery). Mean ± SD loss of ECD was used to construct 90% reference ranges at each time interval in the control population. A decline in ECD outside this 90% reference range was considered significantly stronger than the expected decline.

Based on this comparison, patients undergoing allograft rejection could be divided into three groups according to decline in ECD: a first group, which showed a decline similar to the control group (group I: normal decline); a second group in which the decline was significantly stronger than in the control group (group II: strong decline); and finally, a third group in which cell counts could no longer be obtained on specular microscopy because of irreversible cornea edema (group III: cells not observable).

We then used logistic regression (SPSS, ver. 9.0; SPSS Science, Chicago, IL) to correlate the extent of the decline in ECD with several possible predictive factors. In a first case-control analysis we compared the corneas with a normal decline in ECD with those with a strong decline (group I versus group II). We also compared corneas in group I with corneas with a strong decline and corneas in which cells were no longer observable (group I versus group II and III together). At the univariate level, categorical variables were compared according to the Fisher exact test, and odds ratios were calculated by logistic regression. Then, stepwise multiple logistic regression was performed with variables that were significant at the univariate level (P < 0.05) or had a high odds ratio.

We examined different donor variables (i.e., donor age, donor sex, cause of death, corneal preservation method, duration of storage) and also recipient and surgical variables, such as recipient age, recipient sex, risk status (high risk, defined as eyes with two or more quadrants of corneal stromal neovascularization and/or eyes with a regraft because of previous graft failure due to rejection13 ), preoperative diagnosis, graft diameter, lens status at the time of rejection (phakic or pseudophakic with an anterior or posterior chamber intraocular lens [IOL]), presence of sutures and kind of sutures (interrupted or running) at time of rejection, presence of a contralateral graft, and presence of postoperative corneal neovascularization. We also evaluated clinical data, including the definite date of onset of symptoms, which is a measure of the delay in starting treatment; time between the last control visit and the moment of rejection; and the time between PKP and rejection. Finally, we analyzed the influence of the therapy patients were receiving up to the moment of rejection: none, local steroid drops, or systemic immunosuppression. The treatment used for the rejection episode itself was not considered as a variable, because most patients received the same treatment. This consisted of steroid drops every hour during waking hours and steroid ointment at night, followed later by steroid drops six times a day, tapered off over a period of 6 weeks.


    Results
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 Abstract
 Methods
 Results
 Discussion
 References
 
Identification of Patients
Of 331 patients who underwent PKP we were able to identify 50 (15%) corneas that underwent allograft rejection. Of these 50 corneas, specular microscopy data after the rejection episode were not available in two cases (one patient was living abroad, and the other patient refused to have specular microscopy performed). Three more patients were excluded from the study because they each experienced another rejection episode before cell counts could be performed after the resolution of the first rejection episode. Thus, in total, 45 corneas of 42 patients (two patients with bilateral grafts and one patient with a regraft) who experienced allograft rejection were included in this study.

Patients’ Characteristics
The patients’ characteristics are summarized in Table 1 . Six (13%) rejection episodes occurred within the first 6 months, 21 (47%) occurred within the next 6 months, 15 (33%) occurred in the second year, and 3 (7%) occurred after the second year after transplantation.


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TABLE 1. Characteristics of Patients Undergoing Allograft Rejection

 
Decline in ECD in the Control Group
Data on the decline in ECD in the control group are summarized in Table 2 , in which our data are also compared with those in previously published work. The data from the control group were used to generate the expected loss of ECD over the different time intervals involved. Mean ± SD of loss of ECD was used to construct 90% reference ranges at each time interval in the control population (mean ± 1.64 x SD). A decline in ECD outside this 90% reference range was considered significantly stronger than the expected decline. For instance, from transplantation to 6 months after surgery, the endothelial cell loss was 17% with a standard deviation of 13. Thus, a decline over the 6-month period after the transplantation of more than 38%: [17 + (1.64 x 13)] = 38 was considered significantly stronger than expected. Similar reference ranges were constructed for all time intervals involved.


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TABLE 2. Decline in ECD in the Control Group

 
Decline in ECD after Allograft Rejection
Based on the decline in ECD in graft recipients with an uneventful follow-up (control population), corneas with an allograft rejection were divided into three groups. A first group of 21 (47%) corneas showed a decline in ECD after allograft rejection within the 90% reference range of the controls (group I: normal decline). The decline in ECD for 13 (29%) corneas was significantly stronger (outside the 90% reference range) than in the control population (group II: strong decline). Finally, there were 11 (24%) corneas in which cell density could no longer be obtained because of corneal edema caused by graft failure due to rejection (group III: cells no longer observable).

The initial postoperative ECD (that is the ECD at 6 months after surgery) in all three groups was calculated, excluding the six patients in which the allograft rejection episode occurred within the first 6 months. There was no difference in the initial postoperative ECD between the three groups, with counts of 2226, 2238, and 2122 cells/mm2 in groups I, II and III, respectively.

Factors Influencing the Extent of Decline in ECD after Allograft Rejection
Comparison of Group I and Group II.
Table 3 summarizes some of the variables examined that seemed to play a role in the extent of decline in ECD. We analyzed the endothelial cell loss with respect to the delay in diagnosis and treatment at different cutoff points. We started out at a delay of 14 days and found the cell loss to be significantly different when comparing the different subgroups. This was also the case for a delay of 7, 5, 3, 2, and 1 day(s) according to the Fisher exact test. For univariate and multivariate analysis we used the 1-day cutoff point, because this delay had the highest statistical power.


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TABLE 3. Factors Influencing the Magnitude of Decline in ECD: Comparison of Group I and Group II Summarized According to Odds Ratio

 
In univariate analysis, there were two variables that correlated significantly with a strong decline in ECD: a delay in starting antirejection treatment of more than 1 day (P = 0.018) and a recipient older than 60 years (P = 0.047). A preoperative diagnosis of bullous keratopathy (KP) was associated with an odds ratio of 8.00, but did not reach statistical significance at the 0.05 level, probably because of lack of power. These variables were used for the multiple logistic regression analysis. Three cases (two cases from group I and one from group II) were omitted from this part of the analysis, because rejection was diagnosed at routine follow-up; thus, delay between onset of symptoms and start of treatment could not be evaluated in these cases. Only delay in therapy of more than 1 day (odds ratio, 10.40; 95% CI, 1.40–77.16; P = 0.02) and a recipient age more than 60 years (odds ratio, 6.95; 95% CI, 1.08–44.89; P = 0.04) reached significance at the 0.05 level. None of the other examined variables reached statistical significance.

Comparison of Group I versus Group II and III Taken Together.
At the univariate level there were two variables that correlated significantly with a strong decline in ECD when taking group II and III together: a delay in starting antirejection treatment of more than 1 day (odds ratio, 17.99; P = 0.001) and a preoperative diagnosis of bullous keratopathy (odds ratio, 14.28; P = 0.016). Recipient age of more than 60 years was associated with an odds ratio of 3.33 (P = 0.055). Multiple logistic regression of these variables taken together resulted in statistical significance for the delay in treatment (odds ratio, 22.14; P = 0002) and recipient older than 60 years (odds ratio, 5.84; P = 0.04). None of the other variables reached statistical significance in our study.


    Discussion
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 Abstract
 Methods
 Results
 Discussion
 References
 
Corneal endothelial cells are essential in maintaining stromal deturgescence,14 but they are also the prime target of an immune-mediated attack during corneal allograft rejection. Endothelial cells have no mitotic capacity, but respond by spreading out in the process of wound healing. It is well known that even uncomplicated grafts lose endothelial cells more rapidly than the annual cell loss rate in normal adult eyes.15 A decrease in ECD affects the ability of the endothelium to maintain its primary function, as is evidenced by an increase in corneal thickness as the ECD decreases. This eventually leads to endothelial decompensation and a hazy graft, typically when the cell density reaches 333–500 cells/mm2.14 This is corroborated by the significant negative association between graft failure and ECD.15

There are several reports, mostly without control for the expected loss, claiming that allograft rejection leads to a strong decline in ECD.6 7 8 9 10 In contrast, a large longitudinal cohort study of consecutive PKPs found no difference in endothelial cell loss at 10 years after surgery in grafts that had had rejection episodes compared with those that had not.15 The purpose of our study was therefore to examine the decline in ECD in patients who had undergone PKP and experienced allograft rejection, by comparing this decline to the normal evolution in patients in whom the PKP follow-up was uneventful. The second purpose of our study was to identify possible factors predictive of this endothelial cell loss after corneal allograft rejection.

Approximately 15% of patients included in our study experienced an immunologic graft rejection. This rejection occurred on average at approximately 14 months after surgery. These results are in agreement with the 19% rejection rate reported by Naacke et al.,16 the 13.6% reported by Jonas et al.,17 and data reported in many other investigations.

We controlled for the expected decrease in ECD by quantifying the loss of endothelial cells over similar time intervals in a control population of patients with uneventful follow-up. Based on this comparison, three groups could be discriminated in the 45 cases experiencing allograft rejection. The observed percentage loss of ECD in almost half of the cases (21 corneas; 47%) was not significantly greater than expected (group I, normal decline). A second group of patients consisted of those (13 corneas, 29%) who showed a decline in ECD that was significantly greater than expected (group II, strong decline). Finally there were 11 corneas (24%) in which endothelial cells were no longer observable due to irreversible edema accompanying graft failure (group III, cells no longer observable). These results are in accordance with data reported by Musch et al.9 who found only a difference of borderline statistical significance when comparing observed and expected endothelial cells in all 48 patients with keratoconus who experienced allograft rejection. Their result, however, was influenced greatly by the severity of the rejection episode. It was termed mild or severe based on the amount of keratic precipitates present and/or the increase in corneal thickness relative to the last visit at the time the allograft rejection was diagnosed. When they analyzed those with a severe rejection episode the difference between observed and expected endothelial cell loss became significant, whereas it remained statistically insignificant in cases of mild rejection. In our study we were not able to evaluate the severity of the rejection episode as a variable, because we did not have objective criteria at our disposal to define the severity (the number of keratic precipitates was not always noted and pachymetry was not routinely performed).

The results of our study are also in accordance with the findings of Ing et al.15 They found no difference in endothelial cell loss in grafts that had had a rejection episode versus those that had not. However, their 10-year cohort excluded all grafts that had failed, often years after a rejection episode. Therefore, in fact, they probably excluded the patients who would have belonged in group III in our study (with a graft failure after irreversible rejection) as well as some patients in group II (strong decline), because some of those will probably end up with a graft decompensation because of insufficient ECD. Therefore in their setting, most patients with functional grafts 10 years after keratoplasty, would belong to group I and would show a decline in ECD similar to that in normal patients, as we have demonstrated.

Some patients experiencing allograft rejection did not show a greater than expected endothelial cell loss, whereas others showed a strong decline in ECD. This finding led us to examine those factors influencing the extent of the decline. We examined different donor, recipient, and surgical variables. We also evaluated clinical, as well as therapy data. Analysis was performed in two ways: first by comparing the patients with a normal decline in ECD with those with a strong decline (group I versus group II) and second by comparing the decline in group I with those in group II and group III taken together. We assumed this last group (group III) to be a continuum of the second group, because it is a well-known fact that a certain amount of endothelial cells is required to maintain corneal dehydration.14 Therefore, even though specular microscopy photographs could no longer be obtained, these patients could be assumed to have an ECD of less than 400 to 500 cells/mm2. This assumption was confirmed by the fact that both analyses resulted in the same significant risk factors after multiple logistic regression.

The only two risk factors that reached statistical significance after multiple logistic regression analysis turned out to be a delay in diagnosis and a recipient more than 60 years of age. None of the donor variables influenced the extent of endothelial cell loss. Grafts that are performed urgently (à chaud) have a risk of losing endothelial cells after allograft rejection similar to that in grafts performed for other indications, which is in line with our previous results.18 A preoperative diagnosis of bullous keratopathy (KP), conversely, was associated with an odds ratio of 8.00; however, this did not reach statistical significance at the 0.05 level when group I was compared with group II, probably because of lack of power. It became significant at the univariate level in the analysis of group I versus group II and III taken together, but this was no longer the case in the multiple logistic regression analysis. There is evidence that the recipient endothelium is also reduced in cell density by allograft rejection. This may be explained by the cellular migration from the host peripheral cornea to the donor cornea10 to compensate for the damage to the donor endothelial cells. Patients with pseudophakic bullous keratopathy have a poor recipient endothelium that cannot contribute to the wound healing process, and therefore may be at a higher risk of a strong decline in ECD after allograft rejection.

A risk factor that was significantly associated with a stronger decline in ECD after allograft rejection in both analyses was a recipient age of more than 60 years. There are several reports in which a young recipient age is associated with a higher chance of rejection: Alldredge and Krachmer12 found a significantly higher incidence of rejection in patients younger than 50 years; Boisjoly et al.19 reported significantly lower rejection-free transplant survival in recipients who were younger than 60 years; and, in the Collaborative Corneal Transplantation Studies Research Group,13 recipients younger than 40 years had an elevated risk of graft reaction and rejection failure. The Corneal Transplant Follow-Up Study20 reported an increased risk of failure associated with patients younger than 10 years. In contrast, the Australian Corneal Graft Registry found an opposite association. They reported that recipients older than 50 years at the time of graft had a poorer graft outcome21 and in a study on PKP in recipients aged 80 year or older they found that graft survival declined significantly with increasing recipient age.4 Whatever the effect of acceptor age on graft rejection, our study seems to suggest that patients older than 60 experiencing allograft rejection have a higher chance of losing more endothelial cells than do younger patients. This could be in part because these older patients often have additional ocular conditions (e.g., retinal problems or severe dry eyes) with chronic unrelated ocular symptoms that may mask the symptoms of allograft rejection or may lead to the fact that the symptoms of the rejection are not discernible to the patient,22 thus leading to a longer delay and a more severe rejection episode before seeking medical advice. However, multivariate analysis clearly demonstrates that older recipient age is also an independent risk factor. Another possible explanation for our finding could be that older recipients have fewer endothelial cells in their remaining host cornea, thus reducing the possibility for cellular migration from the host peripheral cornea to the donor cornea to compensate for the damage to the donor endothelial cells.

The main risk factor for a strong decline in ECD in our study turned out to be a delay in diagnosis and treatment. This delay was defined as the time interval between the onset of symptoms, as noticed by the patient, and the moment of consultation at our department at which time a treatment for rejection was initiated. Patients treated in our department for corneal graft rejection episodes are closely questioned about the duration of their symptoms, and therefore data on the delay in diagnosis were available in 42 of 45 cases. In three cases (two in group I and one from group II) rejection occurred asymptomatically and was diagnosed during routine follow-up, making this time difficult to estimate. Three cases of 34 (groups I and II) patients (9%) without symptoms of rejection is low when compared with other figures reported in the literature and could be because our patients are carefully instructed of the possible alarm symptoms of rejection by handing out a list with the different alarm symptoms at the moment of discharge from the hospital and by repeating them at each follow-up visit. Naacke et al.16 reported 30% of cases without symptoms in a mixed population of high- and low-risk cases. In their study on patient-reported symptoms associated with graft reactions in high-risk patients, Kamp et al.22 stated that approximately one third of the patients experiencing a first or subsequent rejection reaction fail to report any symptoms.

There is only one other study in which researchers attempted to determine the relationship between loss of endothelial cell density and possible influencing factors.9 The only factor analyzed by Musch et al.9 was the severity of the allograft rejection. The authors found that only the severe rejection episodes showed a decrease in ECD that exceeded the expected loss significantly. They concluded that these must have been the cases in which detection was made late, because they assumed that most allograft rejection episodes are initially mild and become more severe over time; however, they did not record delay as a variable.

The results of our study confirm that there is a time window in which an allograft rejection can be treated and endothelial cell loss prevented. It is common knowledge to all cornea practitioners that a delay in diagnosis and treatment affects endothelial cell loss negatively. The longer one waits to treat rejection, the higher the loss of endothelial cells. The results of our study have supported this "common knowledge"—that delay affects outcome negatively. Even when the delay only exceeds 1 day, the outcome is already significantly worse when analyzed statistically. It is therefore imperative not only to educate patients and their relatives about the alarm symptoms of graft rejection, but also to instruct them to contact the hospital immediately through the emergency department at any time of the day or night (even during the weekend) whenever they suspect a graft reaction.

There are, of course, limitations to a study of this size. The relatively small number of corneas included results in a lack of statistical power, which is reflected by the large confidence intervals, and therefore also in low precision. It is possible that a larger number of cases would reveal other clinically relevant risk factors that did not reach statistical significance in our study because of this lack of power. However, those factors that were found to be of statistical significance despite the small numbers in our study, can be considered of high clinical relevance.

In conclusion, we can state that reversible immunologic rejection episodes do not necessarily lead to a greater than expected endothelial cell loss. Almost half of the patients in our study showed a decline in ECD that is comparable to the decline in patients who undergo PKP with an uneventful follow-up. The single most important variable influencing the extent of endothelial cells loss is the delay in diagnosis of rejection and therefore delay in institution of appropriate antirejection treatment. This is a clinically relevant finding because this means that there is room for decision-making or expert intervention to reduce the loss of valuable endothelial cells. It underscores the importance of patient education in recognizing the alarm symptoms of graft rejection and in seeking immediate medical assistance. Eye care providers should consider corneal graft rejection as one of the few real urgencies in ophthalmology, because vigorous and early treatment of graft rejections can mean the difference between keeping or losing endothelial cells.


    Footnotes
 
Supported by the Flemish Fund for Scientific Research, Vlaanderen, Belgium. IC is a research assistant for the Flemish Fund.

Submitted for publication May 28, 2003; revised July 7, 2003; accepted August 11, 2003.

Disclosure: I. Claerhout, None; H. Beele, None; D. De Bacquer, None; P. Kestelyn, None

The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C. §1734 solely to indicate this fact.

Corresponding author: Ilse Claerhout, Department of Ophthalmology (P1), Ghent University Hospital, De Pintelaan 185, 9000 Gent, Belgium; ilse.claerhout{at}ugent.be.


    References
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 Abstract
 Methods
 Results
 Discussion
 References
 

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