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1From the Centre for Eye Research Australia, University of Melbourne, Melbourne, Victoria, Australia; the 2Singapore Eye Research Institute, National University of Singapore, Singapore; the 3Graduate Studies Program in Epidemiology, School of Medicine, Federal University of Rio Grande do Sul, Porto Alegre, Brazil; the 4Departments of Medicine and 5Epidemiology, the Johns Hopkins University, Baltimore, Maryland; the 6Department of Ophthalmology, University of Wisconsin, Madison, Wisconsin; and the 7Department of Biostatistics, University of North Carolina, Chapel Hill, North Carolina.
| Abstract |
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METHODS. A population-based, cross-sectional study involving 11,265 persons aged 49 to 73 years who had retinal photography from 1993 through 1995. Photographs were graded for presence of retinal microvascular signs (microaneurysms, retinal hemorrhages, arteriovenous nicking, and focal arteriolar narrowing) according to a standardized protocol. To quantify retinal vessel diameters, photographs were digitized and individual arteriolar and venular diameters were measured and summarized. The metabolic syndrome was defined according to the Third Report of the National Cholesterol Education Program Adult Treatment Panel.
RESULTS. After adjustment for age, gender, race, education, cigarette smoking and alcohol consumption, persons with the metabolic syndrome were more likely to have retinopathy (odds ratio [OR] 1.68, 95% confidence interval [CI], 1.451.96), arteriovenous nicking (OR 1.30, 95% CI, 1.161.45), focal arteriolar narrowing (OR 1.24, 95% CI, 1.101.38), generalized retinal arteriolar narrowing (OR 1.23, 95% CI, 1.121.35), and generalized retinal venular dilatation (OR 1.30, 95% CI, 1.181.48) than persons without the metabolic syndrome. Associations for arteriovenous nicking, focal arteriolar narrowing, generalized arteriolar narrowing, and venular dilatation were noted, even in people without diabetes or hypertension.
CONCLUSIONS. These data suggest that the metabolic syndrome is associated with microvascular changes in the retina. This finding reflects, in part, the associations of individual syndrome components with retinal microvascular abnormalities.
The associations of diabetes and hypertension with retinopathy and other microvascular changes (e.g., retinal arteriolar narrowing and arteriovenous nicking) are well known.13 Recent studies have shown that these retinal microvascular signs are also associated with systemic markers of inflammation and endothelial dysfunction,14 and incidence of diabetes and hypertension.15 16 However, the relationship of the metabolic syndrome and retinal microvascular signs has not been evaluated.
In the present study, we examined the cross-sectional association of the metabolic syndrome and retinal microvascular signs in a large population of middle-aged men and women.
| Methods |
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All data are based on the third examination, when retinal photography was first performed.18 Of the 12,887 who returned for this examination, we excluded 271 with retinal vascular occlusions, 738 with ungradable photographs, 477 without fasting (>8 hours) glucose levels, and 56 with missing data on a component of the metabolic syndrome and, due to small numbers, 38 whose race was neither black nor white and 42 black residents in Minneapolis and Maryland, leaving 11,265 who provided data for the present study. Characteristics of participants with and without gradable retinal photographs have been reported.18 Individuals with gradable photographs were younger and more likely to be white, but did not differ from participants with ungradable photographs on gender or smoking status.
Institutional review boards at each study site and at the Fundus Photograph Reading Center at the University of Wisconsin, Madison, approved the study. Informed consent was obtained from all participants and the study was conducted in accordance with the Declaration of Helsinki.
Definition of the Metabolic Syndrome
Anthropometrics were taken with the subject wearing a scrub suit and no shoes.19 Waist circumference was measured at the umbilicus (in centimeters). Participants were asked to fast for at least 8 hours before morning blood collection. Blood was drawn from the antecubital vein of seated participants and serum and plasma aliquots were frozen at 70°C and shipped to central laboratories for analysis.20 Triglycerides, high-density lipoprotein (HDL) cholesterol, and glucose were assayed according to ARIC Study protocols.19 20 Blood pressure was measured three times using a random-0 sphygmomanometer.9 16
We defined the metabolic syndrome according to criteria by the Third Report of the National Cholesterol Education Program Adult Treatment Panel (ATP III),21 which include three or more of the following five components:
Individuals also met the criteria for high blood pressure and high fasting glucose if they reported taking medication for hypertension or diabetes, respectively, or if, in the case of diabetes, they reported a physicians diagnosis of the condition.
For the purpose of subgroup analyses, diabetes was defined as fasting serum glucose levels of at least 126 mg/dL (7.0 mM), diabetic medication use or a physicians diagnosis of diabetes, and hypertension was defined as systolic blood pressure of at least 140 mm Hg, a diastolic blood pressure of at least 90 mm Hg, or use of antihypertensive medication during the previous 2 weeks.
Retinal Photography and Definitions
The retinal photography procedure and grading of retinal microvascular signs have been described in detail elsewhere.14 15 16 18 Briefly, retinal photography of one randomly selected eye of each participant was taken at the third examination. If the eye selected randomly was considered too difficult or not possible to photograph with adequate quality (e.g., inability to dilate to at least 4 mm, inability to fixate adequately for proper photographic field definition, or opacities of the ocular media preventing a reasonably clear view of the retina), the fellow eye was photographed instead. After 5 minutes of dark adaptation, a 45° photograph was taken, centered on the region of the optic disc and the macula, with an autofocus camera.
Trained graders, masked to participant characteristics, examined the photographs for the presence of discrete retinal microvascular abnormalities, including retinopathy (e.g., microaneurysms, retinal hemorrhages and soft exudates), arteriovenous nicking, and focal arteriolar narrowing. The grading and definition of these lesions were based on a standard protocol described in other reports.18 To quantify retinal arteriolar and venular diameters, the fundus photographs were digitized, and the diameters of all arterioles and venules coursing through a specified area surrounding the optic disc were measured by using a computer-assisted approach. Individual vessel diameters were combined into summary measures of arteriolar and venular diameters of the eye, based on previously published formulas.18 22 Generalized arteriolar narrowing was defined as the lowest quintile (smallest 20%) of the population distribution of arteriolar diameters, and the higher four quintiles were defined as no arteriolar narrowing. Generalized venular dilatation was defined as the highest quintile (largest 20%) of the venular diameters, and the four lower quintiles were defined as no dilatation. Quality control procedures are described elsewhere.18
Statistical Analysis
The metabolic syndrome was categorized as present versus absent. Individual components of the syndrome were also analyzed separately. All retinal microvascular signs (retinopathy, arteriovenous nicking, focal arteriolar narrowing, generalized arteriolar narrowing, and generalized venular dilatation) were defined as binary variables.
Logistic regression was used to determine the odds ratios of various retinal microvascular signs, comparing the presence versus absence of the metabolic syndrome. All models were initially adjusted for age, gender, race, and field center. Because both the metabolic syndrome and retinal signs were associated with educational levels, cigarette smoking, and alcohol consumption status,1 2 13 these were included in the final models as additional independent variables.
Finally, to examine the independent association between a specific metabolic syndrome component and retinal microvascular signs, logistic regression models of retinal microvascular signs were constructed with metabolic syndrome components entered simultaneously as independent variables, adjusting for age, gender, race, field center, education, cigarette smoking, and alcohol consumption.
| Results |
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Table 1 shows the prevalence of retinal microvascular signs among participants with and without the metabolic syndrome and its components. In general, the metabolic syndrome and specific syndrome components were associated with a higher prevalence of retinal microvascular signs.
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| Discussion |
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We showed that persons with the metabolic syndrome were significantly more likely to have retinopathy, arteriovenous nicking, focal arteriolar narrowing, smaller retinal arteriolar diameters, and larger retinal venular diameters, than people without the syndrome, independent of age, gender, race, education, cigarette smoking, and alcohol consumption. With the exception of retinopathy, most associations were significant even in people without diabetes or hypertension, suggesting that factors other than hyperglycemia and high blood pressure (i.e., dyslipidemia, obesity, and inflammation) may explain the occurrence of these retinal lesions. The association of the metabolic syndrome with retinal microvascular abnormalities may in part reflect the impact of these individual syndrome components on the presence of these retinal lesions.
Although this study was cross-sectional, the findings provide support to both experimental and clinical studies that have suggested that microvascular disease may be an integral component of the metabolic syndrome.5 6 7 For example, experimental studies have shown that Zucker rats, which exhibit obesity, diabetes, and other elements of the metabolic syndrome, have narrowed skeletal muscle arterioles and impaired arteriolar reactivity to vasoactive stimuli.23 Clinical studies have also documented alterations in the structure and function of the microcirculation in skin and skeletal muscles of persons with the metabolic syndrome,5 6 7 or with specific components of the syndrome, including persons with type 2 diabetes,24 abdominal obesity,25 dyslipidemia, and hypertension.7 8 9 26 Studies by Serne et al.6 7 and others5 show that patients with insulin resistance have reduced capillary density and impaired capillary recruitment and acetylcholine-mediated vasodilatation in their skin. Most of these studies, however, have been conducted on small numbers of highly selected individuals. The present study provides evidence linking the metabolic syndrome to retinal microvascular disease in a large general population. However, it is difficult to determine from cross-sectional findings whether microvascular processes (evident in the retina) are causally related to development of the metabolic syndrome, or whether the metabolic syndrome is associated with risk of retinal microvascular signs.
A more detailed examination of the association of the metabolic syndrome with specific retinal microvascular abnormality reveals additional information. Retinopathy, defined to include microaneurysms, retinal hemorrhages, and soft exudates, is a well-known complication of diabetes and hypertension and is pathologically associated with a breakdown of the bloodretinal barrier.13 In our study, after adjustment for other syndrome components, higher blood pressure, and fasting glucose, but not larger waist circumference, higher triglyceride, and lower HDL-cholesterol were associated with retinopathy (Table 3) . In addition, the association with retinopathy was no longer present in people without diabetes or hypertension (Table 2) . These observations further support the concept that retinopathy is related to factors associated with hyperglycemia and elevated blood pressure.
In contrast to retinopathy, the independent associations of the metabolic syndrome with other retinal microvascular signs are more difficult to understand, partly because less is known regarding the pathogenesis of these retinal characteristics. Generalized retinal arteriolar narrowing is believed to result from a combination of "active" vasomotor constriction and, with increasing age, more generalized arteriolosclerosis (e.g., intimal thickening, medial hyperplasia, hyalinization, and sclerosis).13 Focal arteriolar narrowing may represent segmental areas of arteriolar constriction and sclerosis, whereas arteriovenous nicking may represent evidence of arteriolosclerotic processes at the crossing of arterioles and venules.13 All three arteriolar abnormalities are strongly related to hypertension.18 22 In the ARIC study, independent of blood pressure, generalized arteriolar narrowing was also related to systemic markers of inflammation, whereas arteriovenous nicking was related to markers of inflammation and endothelial dysfunction.14 In people with diabetes, wider retinal venular diameters have been suggested to reflect hyperperfusion resulting from hyperglycemia and lactic acidosis from retinal hypoxia.27 28 In the Wisconsin Epidemiologic Study of Diabetic Retinopathy, retinal venular dilatation was associated with increased duration of diabetes, elevated glycosylated hemoglobin level and higher body mass index,29 and predicted the incidence of gross proteinuria and renal dysfunction.30 Taken together, these findings suggest that microvascular processes associated with inflammation, endothelial dysfunction, alterations in perfusion, and other processes may explain the occurrence of these retinal signs in persons with the metabolic syndrome.
In analyses of the associations with specific metabolic components, there were some unexpected findings (Table 3) . For example, lower triglyceride and glucose levels were associated with generalized arteriolar narrowing, findings for which we have no explanation. A possible explanation is that, given the common causality of syndrome elements, simultaneous modeling of all the elements as independent variables may have produced overadjustment.
The strengths of the present study include a large sample size with participants drawn from the general population rather than a clinic, the objective documentation of retinal microvascular signs, and the standardized identification of metabolic syndrome components. Study limitations should also be highlighted. First, these associations are cross-sectional, and prospective data are needed to evaluate the causal link between the metabolic syndrome and the risk of retinopathy and other microvascular changes. Second, our study used a 45° nonstereoscopic fundus photograph taken through nonpharmacologically dilated pupils to determine the presence of retinal microvascular signs. These signs are less likely to be detected than in grading of 30° stereoscopic fundus photographs taken through dilated pupils. In addition, because only one eye was photographed in the ARIC study, a proportion of people with retinal microvascular signs may be missed because of the possibility of the involved eyes not being photographed. However, we have no reasons to believe these would substantially bias the associations reported herein.
In conclusion, we documented cross-sectional associations of the metabolic syndrome with retinal microvascular signs. To a certain extent, these associations are manifestations of the individual effects of various components of the metabolic syndromein particular, hypertension and diabeteson the presence of retinal microvascular abnormalities. Prospective studies will be useful in further determinig whether the metabolic syndrome is associated with an increased risk of retinopathy and other retinal microvascular abnormalities, beyond the effects of individual components.
| Acknowledgements |
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| Footnotes |
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Submitted for publication January 25, 2004; revised March 16 and April 30, 2004; accepted May 10, 2004.
Disclosure: T.Y. Wong, None; B.B. Duncan, None; S.H. Golden, None; R. Klein, None; D.J. Couper, None; B.E.K. Klein, None; L.D. Hubbard, None; A.R. Sharrett, None; M.I. Schmidt, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Tien Yin Wong, Centre for Eye Research Australia, University of Melbourne, 32 Gisborne Street, Melbourne, Victoria 3002, Australia; ophwty{at}nus.edu.sg.
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