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1From the Departments of Neurobiology and Behavior and Ophthalmology, SUNY Stony Brook, Stony Brook, New York.
| Abstract |
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METHODS. Differences in the start time and amplitude between the two eyelids were assessed for voluntary blinks and reflex blinks evoked by supraorbital trigeminal nerve stimulation. These variables were also measured before and up to 18 months after 2 hours of unilateral upper lid restraint.
RESULTS. With voluntary blinks, one eyelid consistently began to close earlier and made a larger eyelid movement than the other eyelid. Stimulation of the supraorbital branch of the trigeminal nerve evoked relatively larger amplitude blinks in one eyelid that correlated with the asymmetries of voluntary blinks. There was a continuum of eyelid asymmetry across all subjects that was stable and independent of other biological asymmetries, such as handedness. Briefly reducing eyelid mobility created a long-lasting change in eyelid asymmetry with blinking.
CONCLUSIONS. Eyelid asymmetry results from differences in the excitability of motoneurons in the left and right facial motor nuclei and does not appear to involve asymmetries in cortical inputs to the brain stem. Because adaptive processes modify the motoneuron excitability that creates eyelid asymmetry, these processes may underlie changes in blinking associated with facial palsy and may play a role in the development of disorders that affect one side of the face, such as hemifacial spasm.
Clinical studies suggest that differences in excitability between motoneurons in the left and right facial motor nuclei may create asymmetries for reflex blinking. Facial palsy patients exhibit increased motoneuron excitability in the facial nucleus on the affected relative to the unaffected side of the face.4 5 6 One explanation for this increased excitability in Bells palsy is changes in the motoneuron membrane properties caused by axotomy. It is also possible that the increased excitability involves an adaptive increase in excitatory presynaptic drive to facial motoneurons,7 to compensate for muscle weakness. Consistent with this explanation, mimicking facial palsy with unilateral eyelid restraint in normal humans appears to increase motoneuron excitability in the restrained eyelid in the absence of axotomy.8
Our study determined whether eyelid asymmetry exists in normal individuals and investigated whether eyelid asymmetries result from cortical or brain stem mechanisms. Assessing the timing and amplitude of left and right eyelid movement with cortically controlled voluntary blinks and brain stemgenerated trigeminal reflex blinks demonstrates the presence of functional eyelid asymmetry. Comparison of the eyelid asymmetry present in voluntary and reflex blinks showed that a difference in motoneuron excitability is the primary source of eyelid asymmetry in both voluntary and reflex blinks. We also showed that eyelid asymmetry is a modifiable property of the eyelid motor system.
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Procedures
Upper eyelid position was monitored bilaterally with the magnetic search coil technique using a 30-turn, 2-mm diameter coil attached to the middle of the upper eyelid as close as possible to its margin.9 The system reliably measured eyelid rotations of less than 0.5°, equivalent to 100 µm of linear movement.9
Unilateral electrical stimulation of the supraorbital branch of the trigeminal nerve (SO) evoked bilateral trigeminal reflex blinks. To elicit these reflex blinks, a pair of 9-mm diameter gold-plated electrodes (Grass-Telefactor, West Warwick, RI) was placed over both the left and right SO. One electrode of the pair was placed directly over the supraorbital notch and the second approximately 2.5 cm above the first. The SO stimulus was a 170-µs constant current delivered at twice the threshold current (2T) necessary to evoke a blink consistently when stimuli occurred with at least a 20-second interstimulus interval. Across all subjects, 2T current intensity ranged from 2.8 to 8 mA. In four of the eighteen subjects, the effect of changing SO stimulus intensity on eyelid asymmetry was also tested. For these subjects, the perception threshold (PT), the lowest SO stimulus intensity at which the subject consistently reported perceiving SO stimulation, was determined. The subjects then received SO stimuli ranging from twice to six times perception threshold (2PT6PT). Four times perception threshold is roughly equivalent to the twice blink threshold stimulus intensity used for all the other subjects.10 We independently determined threshold for the left and right SO. In addition to reflex blinks, all subjects were instructed to make voluntary blinks when they heard a tone. All subjects participated in experiments using SO stimuli, but only a subset of the subjects made voluntary blinks in addition to the reflex blinks.
Experimental Design
The experiments tested whether one eyelid began closing before the other and whether one eyelid made larger amplitude blinks than the other. The experiments were conducted as follows: (1) Eleven subjects were asked to make voluntary blinks when they heard a 1-kHz tone. Tones were presented every 4 ± 2 seconds. To identify asymmetries in the initiation of eyelid closure, the latency of the onset of right eyelid closure was subtracted from the latency of right eyelid closure for every blink. If the left eyelid began closing before the right eyelid, this value was negative. A difference in the amplitudes of the voluntary blinks between the two eyelids was quantified by subtracting the amplitude of the right eyelids blink from the amplitude of the left eyelids blink. Because we defined eyelid lowering as a negative value, when the left eyelid made a larger blink than the right, the value was negative. (2) SO-evoked blinks were elicited in 18 subjects, 11 of whom also participated in the voluntary blink experiment, by stimulating the right and left SO. SO stimuli were presented every 25 ± 5 seconds and alternated between the left and right SO electrodes. To quantify asymmetry of reflex blink amplitude, we calculated the ratio of eyelid amplitude with the eyelid contralateral to the stimulus as the numerator and the ipsilateral eyelid as the denominator (e.g., left SO-evoked blinks were quantified as right eyelid amplitude/left eyelid amplitude). If the blink made by the left eyelid was relatively larger than the lid movement generated by the right eyelid, then the value of left SO stimulation right eyelid/left eyelid ratio (R/LLSO) minus the right SO left eyelid/right eyelid ratio (L/RRSO) was negative. (3) To four of the 18 subjects, we presented the SO stimulus at intensities from 2PT to 6PT to test the effect of SO stimulus intensity on eyelid amplitude asymmetry. (4) To identify asymmetries caused by experimental error, 4 of the 18 subjects were tested two or more times by different experimenters using different experimental setups. (5) We reanalyzed the data of Schicatano et al.,8 to determine whether unilateral eyelid restraint modified eyelid asymmetry. In addition, we determined reflex blink amplitude in four of the five subjects in that study, to characterize the duration of the changes in eyelid asymmetry produced by 2 hours of eyelid restraint. (6) We established other asymmetries in these subjects, such as handedness, eye dominance, and the ability to wink one or both eyelids.
Data Collection and Analysis
Eyelid position of both eyelids was digitized at 2 kHz/channel (data translation, 12-bit accuracy) and stored for off-line analysis. Laboratory-written software was used to calculate blink duration, amplitude, and peak velocity. The computer program established the start of the blink as the time at which eyelid velocity achieved 7.5% of the Vmax attained during eyelid closure. Blink duration was defined as the time from blink start until the eyelid reached maximum eyelid closure. Blink amplitude was the difference between eyelid position at blink start and maximum eyelid closure. Peak velocity was the Vmax achieved during eyelid lowering. All results are presented as the mean ± SD. Statistical significance was determined with paired samples t-test, accepting P
0.05 as significant.
| Results |
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The interpretation that these data reflect differences in motoneuron excitability rests on the assumption of equal cortical drive to the left and right facial nuclei, to initiate voluntary blinks. The differences in start time and blink amplitude of voluntary blinks could have resulted from an asymmetry in the cortical inputs to the left and right pools of OO motoneurons. We further tested the existence of unequal facial motoneuron excitability by using the brain stemdriven trigeminal reflex blink, which does not engage cortical inputs to facial motoneurons. If one pool of OO motoneurons is more excitable than the other, then the trigeminal input should recruit more OO motoneurons in the more excitable facial motor nucleus than in the contralateral nucleus. Activation of more motoneurons should produce a larger blink in the eyelid innervated by the more excitable motoneurons, and this amplitude difference should be independent of any asymmetries in the trigeminal input to the left and right pools of motoneurons.
Similar to voluntary blinks, SO-evoked blinks also exhibited eyelid asymmetries (Fig. 2) . In some subjects, one eyelid made a larger eyelid closure regardless of which side was presented the SO stimulus (Fig. 2B) . In these subjects, one pool of OO motoneurons was clearly more excitable than the other. In most subjects, however, the asymmetry was more subtle because an SO stimulus typically evoked a larger movement in the eyelid ipsilateral to the stimulus than in the contralateral eyelid (Fig. 2A) . Nevertheless, in individuals in which the blink in the eyelid ipsilateral to SO stimulation was larger than the blink in the contralateral lid, one eyelid consistently exhibited a relatively larger blink. To quantify eyelid asymmetry from reflex blink amplitude, we calculated the ratio of eyelid amplitude with the eyelid contralateral to the stimulus as the numerator and the ipsilateral eyelid as the denominator (e.g., left SO-evoked blinks were quantified as right eyelid amplitude/left eyelid amplitude; Fig. 2A ; R/L). If the blink made by the right eyelid was relatively larger than that evoked in the left eyelid, then the value of left SO stimulation right eyelid/left eyelid ratio minus the right SO left eyelid/right eyelid ratio (R/LLSO L/RRSO) was positive (Fig. 2B) . As occurred with voluntary blinks, comparing relative trigeminal reflex blink amplitude for the two eyelids revealed a continuum of eyelid asymmetry. In four subjects, the SO evoked a relatively larger amplitude blink in the left than in the right eyelid (0.74 ± 0.42). Eight subjects generated a relatively larger right than left eyelid movement (0.36 ± 0.21), and six subjects did not exhibit a significant amplitude difference between the eyelids (0.001 ± 0.09).
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Overall, eyelid asymmetry was independent of other motor and sensory asymmetries. Three of the eight subjects who were right handed exhibited larger and shorter latency left eyelid movements. One of the two left-handed subjects made larger right eyelid movements. The eye used for visual sighting, a measure of eye dominance,11 also failed to predict eyelid asymmetry. The more excitable pool of OO motoneurons was opposite the dominant eye in 6 of 12 subjects tested. The ability of people to wink only one eyelid also failed to correlate with eyelid asymmetry. In 5 of 14 subjects who could wink only one eyelid, blinks were larger in the eyelid opposite to the eyelid they could wink.
The lack of correlation between eyelid asymmetry and other motor and sensory asymmetries may have indicated that eyelid asymmetry results from unintended irregularities in the experimental setup. To assess this possibility, different experimenters tested four subjects repeatedly in different laboratory setups over a 15-month period. Eyelid asymmetry was stable in all four subjects. There were no significant changes in eyelid asymmetry across experiments determined from the start times of voluntary blinks and the relative blink amplitude of SO-evoked blinks. The change in the start time of the left and right eyelid with voluntary blinks was less than 3 ms for each subject and averaged only 0.64 ± 2.23 ms for all subjects and experiments. The average change in relative SO reflex blink amplitude between experiments was 0.11 ± 0.37 for all subjects and experiments. For example, the R/LLSO L/RRSO relative amplitude value in the subject illustrated in Figures 3A and 3B changed by only 0.05 over a 6-month period.
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Modifying Eyelid Asymmetry
In a previous study, Schicatano et al.8 demonstrated that restraining one eyelid for only 2 hours increased the excitability of OO motoneurons and trigeminal blink circuits ipsilateral to the restrained eyelid in normal subjects. If an excitability difference between the left and right OO motoneurons was the basis of eyelid asymmetry, then eyelid restraint should have modified this asymmetry. We reanalyzed the Schicatano et al.8 data using our relative blink amplitude measure to determine whether upper eyelid restraint modified eyelid asymmetry. Before eyelid restraint, SO stimulation revealed that three of the five subjects exhibited right eyelid asymmetry (Figs. 4A ,4C ; S1, S2, S5) and the other two showed left asymmetry (Fig. 4C ; S3, S4). Restraining the upper eyelid innervated by the less excitable OO motoneurons for 2 hours modified eyelid asymmetry. For example, before left eyelid restraint, subject 1 exhibited a mean eyelid amplitude ratio of 0.43 (Fig. 4A ; 4C , S1) indicating a right eyelid asymmetry. After left eyelid restraint, the mean SO eyelid amplitude ratio converted to 0.7, a left eyelid asymmetry (Fig. 4B 4C , S1). Similarly, subject 2 switched from right eyelid to left eyelid asymmetry after left eyelid restraint (Fig. 4C , S2). Extremely right eyelid asymmetric subject 5 exhibited reduced right eyelid asymmetry after left eyelid restraint (Fig. 4C , S5). Reversing eyelid asymmetry was not specific to left eyelid restraint. After right eyelid restraint, subject 3 converted from left eyelid to right eyelid asymmetry (Fig. 4C , S3). Also consistent with the hypothesis that the nervous system adaptively increased the excitability of the motoneurons innervating the restrained eyelid, restraint of the left eyelid slightly increased left eyelid asymmetry in subject 4 (Fig. 4C , S4).
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Modification of eyelid asymmetry produced by 2 hours of eyelid restraint was long-lasting. Subject 1 remained left eyelid asymmetric 18 months after restraint (Fig. 4C , S1). Subject 2 returned to being right asymmetric 8 days after restraint, but was less so than before restraint (Fig. 4C , S2). In subject 3, right eyelid asymmetry continued for 13 months after restraint, but when tested 3 years later, the subject had returned to left eyelid asymmetry (Fig. 4C , S3). Thus, only 2 hours of eyelid restraint produced long-lasting excitability changes between the left and right pools of OO motoneurons.
| Discussion |
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An alternate explanation is that the cortical input to the left and right facial nuclei is asymmetric.1 2 3 Although different strengths of descending cortical inputs to facial motoneurons can explain the voluntary blink data, an unequal phasic cortical input cannot explain the disparity in relative SO-evoked blink amplitude. Because the trigeminal reflex blink pathway is a brain stem reflex that does not rely on cortical inputs, disparities in phasic cortical inputs cannot play a role in reflex blink amplitude differences. Thus, the correlation between voluntary blink start time and relative SO-evoked blink amplitude (Fig. 2C) implies that these eyelid asymmetries share a common basis independent of the cortex. The decrease in eyelid asymmetry with increasing trigeminal stimulation intensity is also consistent with disparities in motoneuron excitability between the left and right facial nuclei (Fig. 3C) rather than asymmetries in cortical inputs. As increased synaptic input to the facial nucleus recruits more and more of the motoneuron pool, differences in blink amplitude created by unequal excitability of OO motoneuron pools disappears. Therefore, a difference in OO motoneuron excitability between the two facial motor nuclei is a better explanation of the data than phasic asymmetries in cortical drive.
Another possible explanation of the eyelid asymmetries observed in our study is interexperimental variation. If asymmetry causes such variation, then repeated testing of the same subjects by different experimenters using different equipment should produce different degrees or directions of eyelid asymmetry in each experiment. The data do not support this possibility. There was almost no quantitative change in eyelid asymmetry over several months (Figs. 3A 3B) . Likewise, differing estimates of SO threshold intensities between sides or experiments are not a likely cause of eyelid asymmetry, because large changes in stimulus intensity do not reverse eyelid asymmetry. Thus, a stable difference in OO motoneuron excitability between the left and right motor nuclei is a better explanation of these data than is discrepancy in experimental setup.
Neural Mechanisms for Modifying OO Motoneuron Excitability
As an essential component of adaptation to upper eyelid restraint,12 the cerebellum is a candidate to create eyelid asymmetry. Considerable evidence indicates that the interpositus nucleus modulates trigeminal reflex blinks13 14 15 16 17 by increasing facial motoneuron activity18 via the red nucleus.19 20 21 Consistent with a role for the cerebellum in altering motoneuron excitability, blink-related interpositus neurons increase their tonic firing frequency in response to upper eyelid restraint.22 Thus, the interpositus can elevate the excitability of OO motoneurons by increasing tonic input from the red nucleus to the OO motoneurons in one facial nucleus.
The long duration of eyelid asymmetry modifications (Fig. 4C) may result from a change in the expression profile of channels or receptors between the OO motoneurons in the two facial nuclei. For example, facial motoneurons upregulate the sodium channel Nav1.3/brain type III after axotomy.23 24 25 This upregulation may be a response to axotomy or to a perceived muscle weakness such as occurs with temporary eyelid restraint. Because the cerebellum is essential for the adaptation initiated by upper eyelid restraint,12 it is possible that the modified cerebellar output with eyelid restraint initiates changes in the channel expression of OO motoneurons that extends the duration of this adaptive change.
Adaptive Modification of OO Motoneuron Excitability
Despite the stability of eyelid asymmetry under normal circumstances, a brief reduction in the motility of the eyelid innervated by the less excitable population of OO motoneurons causes a long-lasting shift in eyelid asymmetry (Fig. 4C) . After only 2 hours of restraint, the previously restrained eyelid makes relatively larger blinks than the contralateral eyelid for periods lasting from 8 days to 18 months. This observation suggests that the nervous system adaptively adjusts motoneuron excitability in response to perceived muscle weakness to maintain blink amplitude in the face of changes in OO muscle strength. This adaptive modification is unlikely to result from tonic asymmetric cortical inputs, because eyelid restraint produces these changes in decerebrate animals.26
The present study reveals that adaptive modification to eyelid restraint involves two mechanisms with distinct temporal characteristics. As measured with the paired stimulus paradigm, trigeminal nucleus excitability increases during restraint and returns to normal within less than 1 hour after returning normal motility to the eyelid. This change in trigeminal excitability appears to follow the rise and fall of cornea irritation with upper eyelid restraint.8 In contrast to trigeminal excitability, the increased excitability of the OO motoneurons in one facial nucleus lasts from days to months (Fig. 4C) , even though normal eyelid motility returns immediately with elimination of eyelid restraint. The difference in the duration of increased trigeminal and motoneuron excitability may reflect the stimuli bringing forth the two forms of adaptation. Cornea irritation, the error stimulus driving the increase in trigeminal excitability, can resolve quickly. For example, cornea irritation is no longer perceptible within minutes of removing a foreign object from the eye. Thus, there is no reason to maintain elevated trigeminal excitability in the absence of cornea irritation. In contrast to the rapid reduction in cornea irritation, the error signal initiating adaptive increases in motoneuron excitability, OO weakness, typically results from more long-lasting damage such as muscle or nerve injury. It is useful to alter the channel and receptor profiles so as to maintain elevated motoneuron excitability for long periods in the absence of an error signal. This long-term modification matches the normal recovery period for muscle or nerve damage, such as occurs in Bells palsy.
Eyelid Asymmetry and Eyelid Disorders
Many of the blink modifications that occur in disease states result from nervous system adaptations attempting to reestablish the integrity of the blink system. Patients with Bells palsy, in which facial nerve damage weakens or paralyzes the facial muscles, exhibit increased motoneuron excitability ipsilateral to the nerve damage.5 7 27 28 29 Our data indicate that the increased motoneuron excitability is a compensation for muscle weakness. Eyelid asymmetry is an appropriate and effective compensatory adaptation to the reduced blink amplitude experienced by patients with facial nerve palsy.
Eyelid asymmetry may also play a crucial role in the development of hemifacial spasm (HFS). This disorder is characterized by unilateral spasms of eyelid closure and concomitant contraction of other facial muscles. The arterial compression of one facial nerve at its root entry zone that causes HFS4 30 31 32 reduces the number of functional facial nerve axons, effectively weakening the facial muscles. We propose that the OO muscle weakness created by arterial compression in HFS33 unilaterally increases facial motoneuron excitability as shown in the present study. The prolonged eyelid weakness in HFS may exaggerate these increases in the motoneuron excitability to a level that motoneurons become hyperexcitable. Trigeminal hyperexcitability such as occurs in HFS34 35 causes oscillatory inputs to OO motoneurons.36 A trigeminal signal that is insufficient to evoke spasms in the normal facial nucleus may strongly activate hyperexcitable facial motoneurons and create spasms of eyelid closure. Thus, the intense spasms of eyelid closure in HFS may result from an interaction of abnormal motoneuron excitability and a hyperexcitable oscillating trigeminal input.37
| Acknowledgements |
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| Footnotes |
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Submitted for publication November 1, 2004; revised August 5, 2005; accepted November 22, 2005.
Disclosure: I.S. Kassem, None; C. Evinger, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Craig Evinger, Department of Neurobiology and Behavior, Stony Brook University, Stony Brook, NY 117940-5230; levinger{at}notes.cc.sunysb.edu.
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