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1From the Departments of Neuroscience and 2Otolaryngology, ErasmusMC, Rotterdam, The Netherlands.
| Abstract |
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METHODS. Kinematics of bilateral eyelid and eye movements and concomitant orbicularis oculi activity during voluntary blinking and air-puff and acoustic-click-induced reflex blinking were determined by using the magnetic search coil technique and electromyographic recording of the orbicularis oculi muscle (OO-EMG).
RESULTS. In the first 3 months of absence of OO-EMG activity, reduced eyelid and eye movement of the palsied eyelid were observed during all types of blinking. First OO-EMG activity was determined 3 months after onset of the affliction. After 1 year, OO-EMG activity was normalized and showed values similar to those on the nonpalsied side. Clinically, eyelid movements were normal after 1 year, although corresponding maximum amplitudes and corresponding velocities were two times smaller, expressed in reduced eyelid motility. Directions of eye movement during reflex blinking were normal after 1 year, although maximum amplitudes were smaller on the palsied side. Eye movements during voluntary blinking remained impaired. A simultaneous horizontal upward shift of both eyes in the same direction was recorded throughout the study.
CONCLUSIONS. Although OO-EMG activity on the palsied side was normalized 1 year after onset of the affliction, the accompanying eyelid movements and their maximum amplitudes and velocities remained smaller throughout the study. The consistent impairment of eye movements in voluntary blinking during the study and reduced motility of eyelid movements indicates that higher brain structures, which modify eyelid and eye movement control during blinking, may be altered by the affliction.
Eyelid movement during blinking is mainly mediated by the levator palpebrae superioris and orbicularis oculi (OO) muscles.2 3 4 Humans exhibit three types of blinks: spontaneous, voluntary, and reflex blinks.3 5 During blinking stereotypical eye movements occur.6 7 In healthy subjects, the eyeball rotates from a straight-ahead position nasally downward, directly followed by laterally upward movement during blinking. A slight displacement of the eyeball occurs in the orbit,6 involving a horizontal and vertical rotation8 9 and torsion.10 11 The underlying neuronal structure initiating eye movement during blinking is not known, but recently evidence was obtained that showed that specific areas in the lateral medullar reticular formation are involved in eyelid and eye movements during blinking.12 13
Patients with Bells palsy, a form of unilateral facial nerve palsy, characteristically have unilateral peripheral facial weakness and are unable to blink on the palsied side.14 Those with complete clinical facial paralysis also have decreased tearing on the palsied side15 16 and eye irritation. The worldwide incidence of this affliction is approximately 30 cases per 100,000 people per year.16 Clinically, facial functions appear to recover completely in these patients, although a significant number have residual facial weakness and synkinesia. Bells palsy patients, classified as House-Brackmann grade VI,17 show complete absence of excitability of the facial nerve within 1 week. A main feature of this grade of affliction is that blink restoration will not occur sufficiently. Blink restoration remains completely absent in some patients, and surgical interference is the only way for them to regain eyelid motility.
Research on blinking of patients with Bells has mainly concentrated on reflex blinks elicited by electrical stimulation of the supraorbital (SO) nerve.18 19 20 21 22 23 Analysis of eyelid kinematics during spontaneous and voluntary blinks has shown various degrees of recovery in patients with unilateral facial nerve palsy.20 In other studies the OO-EMG recording technique was used to investigate the recovery of OO-muscle activity at different stages of facial nerve palsy.18 21 22 23 Adaptive changes of eyelid movements on the nonpalsied side were observed.24 25 Whether adaptive changes and normal kinematical values of eyelid movement during blinking will be reached after recovery is not known. To examine these phenomena during blink recovery, eye and eyelid kinematics and OO-EMG features were monitored in a longitudinal study.
| Materials and Methods |
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For OO-EMG recordings, two 6-mm diameter Ag/AgCl surface electrodes were used. The active recording electrode was placed approximately 10 mm below the margin of the lower eyelid, and the reference-recording electrode was placed 10 mm lateral to the temporal margin of the eyelids. A self-attached circle electrode (10 x 10 mm) was positioned on the forehead and served as the ground electrode.
Experimental Procedures
Blinking was recorded in the patients every 6 weeks. Three types of blinks were recorded: (1) voluntary; (2) acoustic-clickinduced, and (3) corneal trigeminal reflex (air-puffinduced, ipsi- and contralateral stimulated). The mean number of recordings per subject was 13. Of the 52 recordings, 16 were simultaneous eye and eyelid recordings. The subject was seated comfortably in a chair, and the subjects head was stabilized with a head holder by fixing his or her chin in a standard position. The measured eyelid/eye was placed near the center of the magnetic field.
Voluntary Blinks
Subjects were asked to focus on a fixation point in the middle of a 2 x 2-m flat transparent screen at a distance of 82 cm and to respond with a gentle blink as short as possible every time the fixation point disappeared for 50 ms. We recorded at least 15 blinks with a 6-second interval between successive blinks.
Trigeminal Reflex Blinks
Trigeminal blink reflexes were elicited by an air-puff stimulus (2 bar, 10 ms). For this purpose, the end of a silicon rubber tube (diameter 1 mm) was directed toward the lateral rim of the iris, 2 to 3 mm from the eyeball. Air-puffinduced blinks were recorded with random stimulus intervals between 25 and 30 seconds. At least 15 registrations were made both after stimulation of the nonpalsied and the palsied sides.
Acoustic-ClickInduced Reflex Blinks
Blinks were elicited by an acoustic click of 90 dB SPL (sound pressure level), with a duration of 10 ms. The source box was placed 60 cm from the subjects head, at the level of the external ear on the nonpalsied side. Ten registrations were made with random stimulus intervals between 30 and 40 seconds.
Data Acquisition and Statistical Analysis
Data acquisition was achieved as described previously.5 For each trial, the computer displayed bilateral OO-EMG and eyelid and eye movements in vertical and horizontal directions. The raw data were stored on disks for off-line analysis.
For eyelid movements, we analyzed the start time, the down-phase duration, the up-phase duration, the maximum down-phase amplitude, the maximum down velocity, the time of maximum amplitude, and the time of maximum velocity. For OO-EMG onset latency and integrated OO-EMG until the time of maximum amplitude of the eyelid movement were analyzed for voluntary, air-puff, and acoustic-clickinduced blinks. We also determined the delay between the onset of OO-EMG and the onset of eyelid movement for all types of blinks. Eye movements during blinking were depicted by their angle and maximum amplitude according to a polar coordinate system.
In the text and tables standard errors of the mean (SEM) are indicated unless otherwise mentioned. If the data of chosen parameters were not normally distributed, they were logarithmically transformed, after which statistical analysis was performed.
Ratios of the integrated OO-EMG of the palsied and nonpalsied eyelid and kinematics were determined for the up phase, the maximum amplitude and velocity. Ratios were logarithmically averaged and values of P < 0.05 were considered significant.
| Results |
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In voluntary- and air-puffinduced reflex blinks, the down-phase duration of the palsied side was prolonged during the first 18 weeks. After 18 weeks active eyelid movements reverted and the down-phase duration became shorter, although measured values never reached values on the nonpalsied side (Table 1) . On the nonpalsied side, the down-phase duration slightly shortened from onset up to 1 year.
The up-phase duration of the palsied eyelid was always shorter than that of the nonpalsied eyelid, except for acoustic-clickinduced blinking (Fig. 3B , Table 1 ).
The maximum amplitude and velocity increased significantly on the palsied side at least until 84 weeks (Figs. 3C 3D ; Table 1 ). The largest velocity increase was measured within 36 weeks, followed by a small continuous increase from 782 to 923 deg/s for the air-puffinduced blink stimulated on the palsied side at 84 weeks. However, these values never reached values measured on the nonpalsied side. On the nonpalsied side, no significant changes in the maximum amplitude and velocity were measured during the study.
On the palsied side, the time of maximum amplitude and velocity shortened after 18 weeks until the end of the study, but they never reached the values measured on the nonpalsied side, except for acoustic-clickinduced blinks (Fig. 3E , Table 1 ).
Voluntary Blinks.
The difference between the down-phase duration of palsied and nonpalsied eyelids, measured at the end of the study, was the largest of all types of blinks (e.g., 28 ms; Table 2 ). The down- and up-phase duration of the nonpalsied eyelid ranged during the study between 65 and 84 ms and between 194 and 265 ms, respectively.
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Reflex Blinks.
Independent of the stimulation side, air-puffinduced blinks showed shortening of the start time of eyelid movement at 18 weeks. When the eye was stimulated on the nonpalsied side, shortening of start time of the palsied eyelid continued until the end of the study from 49 ms at 18 weeks to 41 ms. On the nonpalsied side the shortening was from 60 ms at 18 weeks to 40 ms at 84 weeks.
The down- and up-phase durations of both eyelids slowly shortened during the study.
When the palsied eye was stimulated, the maximum amplitude and velocity of the palsied eyelid was increased at 18 weeks from 7.3° at onset to 19.5° and from 123 to 395 deg/s, respectively (Table 1) . After stimulation of the nonpalsied side, the maximum amplitude was 1.28 ± 0.04 (P < 0.00002) times larger than after stimulation of the palsied side. The maximum velocity was 1.24 ± 0.05 (P < 0.0002) times larger.
When the nonpalsied eye was stimulated, the maximum amplitude and velocity of the palsied eyelid was increased at 18 weeks from 5.1° at onset to 18.4° and from 109 to 450 deg/s, respectively (Table 1) . The maximum amplitude of the nonpalsied eyelid was 1.10 ± 0.02 (P < 0.0005) times larger than the amplitude measured after stimulation on the palsied side; the maximum velocity was 1.11 ± 0.03 (P < 0.005) times larger.
In acoustic-clickinduced reflex blinks, the start times of both eyelids were comparable after 18 weeks (Table 1) .
The down-phase durations of nonpalsied and palsied eyelids ranged between 49 and 59 ms and between 53 and 64 ms, respectively, during the study. The up-phase duration of the palsied eyelid increased from 116 at onset to 179 ms until the end of the study.
The maximum amplitude and velocity of the palsied eyelid was increased at 18 weeks from 3.0 to 5.6 deg/s and from 107 to 146 deg/s, respectively (Table 1) .
Electromyography of the OO Muscle
At onset of the affliction, the start times of the OO-EMG were not measurable on the palsied side, because the integrated OO-EMG measured on the palsied side was at noise level in all types of blinking examined. Six weeks later, the start time of the OO-EMG of the palsied eyelid was measurable in reflex blinks and shortened until the end of the study (Fig. 3H , Table 1 ). On the nonpalsied side, the start time of the OO-EMG remained constant. At 36 weeks, start times of eyelid movement and OO-EMG and integrated OO-EMGs of both eyes were no longer significantly different (Table 2) .
The integrated OO-EMG of the palsied eyelid increased in the first 18 weeks, followed by a continuous small increase until 84 weeks (Table 1) . In reflex blinking, OO-EMG of the palsied eyelid was reset after 1 year and showed values similar to the OO-EMG of the nonpalsied eyelid (Fig. 3F) . The integrated OO-EMG of the nonpalsied eyelid slightly decreased during the study. In individual cases, an overshoot of the integrated OO-EMG on the palsied side was recorded between 36 weeks and 1 year. After 1 year, values were comparable with those measured on the nonpalsied side.
The sum of the integrated OO-EMG of palsied and nonpalsied eyelids in all measurements was almost constant throughout the study (Fig. 3G) .
Voluntary Blinks.
On the nonpalsied side, the integrated OO-EMG decreased only from 4.8 to 2.8 µV during the study. On the palsied side the integrated OO-EMG increased from 0.7 at onset to 3.5 µV at 84 weeks (Table 1) .
Reflex Blinks.
Although in all reflex blinks the start times of the OO-EMG of the palsied eyelid were not measurable at onset, the OO-EMG continuously decreased from around 45 at 18 weeks to 28 ms at the end of the study. The start time of the nonpalsied eyelid was measurable at onset, and the values were stable after 18 weeks. Mean values measured from 18 weeks until the end of the study are 28.9 ± 0.6, 33.1 ± 0.6, and 38.5 ± 0.8 ms for air puff on the nonpalsied side, air puff on the palsied side, and acoustic click of the nonpalsied eyelid, respectively. If the eye on the nonpalsied side was stimulated with an air puff, the start time of the OO-EMG on the nonpalsied side was 4.2 ± 0.7 ms (P < 0.0001) shorter than if the eye on the palsied side was stimulated.
The integrated OO-EMG of the nonpalsied eyelid decreased independent of the stimulation side until 18 weeks and then ranged between 3.2 and 4.5 µV. The integrated OO-EMG of the palsied eyelid, measured after air-puff stimulation on the nonpalsied side, increased from 0.7 at onset to 3.0 µV at 84 weeks. If the eye was stimulated with an air puff on the palsied side, the integrated OO-EMG of the palsied eyelid was 1.19 ± 0.05 times (P < 0.001) larger than if the eye on the nonpalsied side was stimulated.
In acoustic-clickinduced blinks, the integrated OO-EMG of the palsied eyelid, increased until 36 weeks and then remained constant. The integrated OO-EMG of the nonpalsied eyelid was at onset 1.3 µV and was almost stable until the end of the study, 1.4 µV.
Eye Movements
The maximum amplitude and time of maximum amplitude of eye movement were recorded during voluntary blinking and air-puffinduced and acoustic-clickinduced reflex blinking 30 and 72 weeks after onset of the affliction. In general, directly after onset, impaired eye movements were observed during blinking.
In all types of blinking, the maximum amplitude of eye movements measured on the palsied side always remained two times smaller than that on the nonpalsied side (Table 3) . Maximum amplitudes did not change significantly between 30 and 72 weeks on both the palsied and nonpalsied sides during reflex blinking.
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Voluntary Blinks.
Differences between the maximum amplitude of both eyes did not change significantly.
The amplitude ratio slightly decreased from 30 until 72 weeks (Table 3) . Aberrant eye movements of both eyes remained until the end of the study.
Reflex Blinks.
With air-puff stimulation, maximum amplitudes of eye movements on the palsied side remained between 2.3° and 2.9° and on the nonpalsied side between 5.5° and 8.7° during the study (Table 3) .
The time of maximum amplitude was the same for both eyes at 72 weeks. On the nonpalsied side, values measured at 30 and 72 weeks did not differ independent of the side of stimulation.
In acoustic-clickinduced blinks the maximum amplitude increased slightly during the study. The time of maximum amplitude and time difference between maximum amplitudes remained constant.
| Discussion |
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In the first phase, start times of OO-EMG and lid movement synchronized between onset of the affliction and 18 weeks. During the second phase, which lasted from 18 weeks until 36 weeks after onset of the affliction, the palsied eyelid of these patients showed the first signs of OO-EMG activity and active eyelid movement at the same time. At the end of the second phase, OO-EMG values of both eyes were no longer significantly different (Table 2) .
The third phase was characterized by overshoot of OO-EMG activity of the palsied eyelid. The overshoot was no longer measurable approximately 1 year after onset of the affliction. Together with the increase of OO-EMG activity on the palsied side, a decrease in OO-EMG activity was observed on the nonpalsied side. The sum of OO-EMG of both eyelids remained almost constant throughout the study. In the fourth phase, subtle increases in maximum amplitude and velocity were found. However, these increases were not significant. Except for the start times of the eyelid movements, we found that recovery of eyelid movements on the palsied side during reflex blinking was incomplete at 84 weeks.
Of note, the direction of the eye movements during voluntary blinking remained impaired, but the direction was normal in reflex blinking 1 year after onset of the affliction. The maximum amplitudes of eye movements remained aberrant throughout the study.
Eyelid Kinematics
This longitudinal study suggests that the recovery of Bells palsy induced adaptations in eyelid kinematics. Probably, motoneuron excitability was changed, which resulted in eyelid asymmetry during blinking.28
At onset of the paralysis, the palsied eyelid generated only a passive down phase of eyelid movement during all types of blinking. The down phase of the palsied eyelid was not in concert with the down phase of the nonpalsied eyelid. After 18 weeks, signs of active down-phase movement on the palsied side appeared for the first time, about 1 to 2 months later than is described in the literature.21 22 24
The maximum amplitudes and velocities measured on the palsied side, never reached the levels of those in healthy volunteers.5 This is another example of reorganization of motor units in the OO muscle. On the palsied side, this ongoing reorganization modifies motoneuron excitability.28 Maximum amplitude and velocity values on the nonpalsied side did not differ significantly from our previous study.5 Huffman et al.20 had similar observations in a group of unrecovered patients during spontaneous and voluntary blinking. In contrast, they found normal amplitudes and peak velocities in a group of patients clinically recovered from Bells palsy. The grade of affliction of those patients was not indicated, and the appearance of synkinesia was not mentioned, whereas we had already observed synkinesia in all our patients after 6 months.
Aberrant regeneration of peripheral facial nerve palsy was observed earlier in a primate study29 and in a study of 29 patients.21 In the latter study of the OO muscle, activity was found at least 4 months after facial nerve degeneration. These investigators also observed involuntary facial movement disorders, which were recently confirmed in a patient with Bells palsy who had signs of blepharospasm on the nonpalsied side.30 We did not find any sign of blepharospasm in our patients.
Voluntary Blinks.
From the onset of the paralysis, the down- and up-phase duration and maximum amplitude on the nonpalsied side showed clear fluctuations after the recovery. This means that the neural blinking circuits are activated on both the palsied and nonpalsied sides.31 We found that these duration adaptations are transient and independent of incomplete recovery of kinematics of the palsied eyelid, although a reduced maximum amplitude and velocity was still present at the end of the study.
Several brain regions are involved in voluntary and spontaneous blinking.32 Specific regions in the motor cortex, including regions in control of eyelid and mouth performance project directly or indirectly toward the facial motor nucleus.33 34 35 Kaneko et al.36 showed neural activity of the supplementary motor area during voluntary blinks. Transcranial magnetic stimulation showed that the cortical center, initiating upper facial movements, including blinking, is located in the mesofrontal region rather than in the facial region of the primary motor cortex.37 Subcortical dopaminergic pathways appear to play a role in the inhibition of the levator palpebrae superioris and/or inactivation of the OO muscle during voluntary blinks.2 These pathways may change during the paralysis, because the representation fields of facial muscles like the OO and orbicularis oris muscles in the primary motor cortex probably alter in composition and size during recovery from this affliction.
Reflex Blinks.
Several studies have shown that movements of palsied eyelids during reflex blinking are reduced during and after recovery.25 29 38 39 The characteristics of air-puff and acoustic-clickinduced reflex blinks found in the present study were consistent with each other and confirmed that reflex blinks have the shortest down and up phases of all types of blinks.5 6 28 Of note, the present study showed that acoustic-clickinduced reflex blinks recovered fastest.
Schicatano et al.25 observed a difference in synchronism of eyelid closure during contralateral SO stimulation at the onset of unilateral facial nerve palsy. This asynchronism was accompanied by blink oscillations that decreased during recovery. In that study, a reduced amplitude and a nonsignificant increased down-phase duration of the eyelid movement was observed as well. Stimulation on the palsied side prolonged the blink duration, and "blink oscillations" were often seen. These oscillations may arise from oscillatory processes within trigeminal reflex blink circuits developed as a consequence of aging of the sensory trigeminal complex neurons or decreased lacrimation associated with aging.39 We had similar observations after air puff stimulation on the palsied side (e.g., reduced motility and blink oscillations). However, when the nonpalsied side was stimulated, hardly any blink oscillations were found.
Electromyography of the OO Muscle
Testing the blink reflex using OO-EMG may predict the recovery trajectory of Bells palsy patients.22 At onset of the affliction, OO-EMG activity during voluntary blinks and click and air-puffinduced blinks was at noise level. For all types of blinks, we registered both integrated OO-EMG, and OO-EMG start time on the palsied side did not show a significant difference from that on the nonpalsied side after 36 weeks. Of note, the sum of integrated OO-EMG of palsied and nonpalsied eyelids was almost constant throughout the study, indicating that both facial motoneuron pools possibly receive a common cortical input from representation fields M2 and M3 in the motorcortex.34
Another negative effect, which was present in all patients, was the development of facial weakness during the disease. In individual patients, an overshoot of OO-EMG on the palsied side was found between 36 weeks and 1 year. Despite improvement in maximum amplitude and maximum velocity of the eyelid, facial weakness remained. This together with synkinesia creates less effective eyelid movement during blinking.19 Our finding is not in agreement with observations in a human Bells palsy study in which larger OO-EMG responses on the palsied side after recovery of the affliction were found, even after 18 months.40
Facial symmetry of patients with late or partially recovered Bells palsy can be improved nonsurgically, with facial physiotherapy or botulinum toxin injections, or surgically.41 However, the result is often unsatisfactory and few alternatives are available. Electrical stimulation of facial muscles during recovery is one of these alternatives to decrease facial weakness. Although a 3-month therapeutic electrical stimulation improved the eyelid movement, no significant improvement was recorded in spontaneous maximum amplitudes and maximum velocities.42 An electrophysiological study in patients with Bells palsy showed that patients with residual facial weakness had enhanced reflex blink recovery after electrical SO nerve stimulation on the palsied side.19 Cossu et al.23 suggested starting "treatment" approximately 3 months after the onset of complete facial nerve palsy, the period of the very first connections between growing axons and denervated muscles. At this stage very little muscle activity was detected in our patients. Starting therapy at that stage risks an overstimulation (activation) of facial muscles on the nonpalsied side, which could result in pronounced facial asymmetry. To prevent the overstimulation, prudence should be used with the start of the training. We recommend starting directly after the first signs of innervation of both the OO and orbicularis oris muscles.
Eye Movements during Blinking
It was Bell43 who first noticed that patients with hemifacial paralysis moved the eye upward during blinking on the palsied side. Using standard scleral search coils, we recorded eye movements during voluntary, acoustic-click and air-puffinduced blinks.
Until 30 weeks, eye movements during all types of blinking were disturbed; their direction was oblique upward, parallel to each other, but not straight up, as described previously.44 After 72 weeks, eye movements during reflex blinking were normal in direction, but had smaller amplitudes on the palsied side. On the nonpalsied side, amplitudes were normal.6
During voluntary blinking, eye movements of both eyes were enlarged and the direction remained disturbed. Specifically, the vertical eye component remained smaller than the values measured in healthy subjects. The exceptional increase in amplitude of eye movements during voluntary blinking suggests that, besides the facial nerve, other cranial nerves are involved in the etiology of Bells palsy. This implies that Bells palsy is a cranial neuropathy, as was suggested by Adour et al.15
Contrary to our results, a restraint eyelid study of Collewijn et al.8 showed no alteration in eye movements during blinking. Voluntary blinking was recorded with one eyelid kept open by adhesive tape. Relatively large blink-related eye movements were observed. The relatively large eye movement during voluntary blinking in the lid restraint experiment may not be caused by a mechanical factor, as Bour et al.6 showed that the extent of eye rotation depends on the initial eye position. In the present study, large eye movements during blinking were seen as well, although the direction of eye movements was disturbed.
Adaptive Changes
Bells palsy can lead to changes in the blinks of the nonpalsied eyelids.30 45 These changes may result in a Bells palsy-induced blepharospasm, which was observed in the nonpalsied eyelid. Fortunately, treatment with apomorphine or other dopamine receptor agonists can reduce blepharospasm and blink excitability and possibly change motoneuron recruitment.30 We observed blink oscillations on the palsied side; however, none of the nine patients with Bells palsy revealed signs of involuntary eyelid movement disorders on the nonpalsied side.
It is stated in a lid-restraint study that unilateral facial nerve palsy is a long-term version of the adaptive process of eyelid movement after lid restraint25 and that hyperexcitability of the neural circuit of the blink reflex during an acute period of facial palsy is an adaptive response to compensate impaired facial motor function.28 We think that these functional changes are more complex and are also determined centrally, as voluntary and, to a lesser extent, reflex blinking remained disturbed in our group of patients. This persistent disturbed blinking may be the result of changes in representative cortical areas of eye and eyelid movements developed during recovery.46 Therefore, a proper facial function needs peripheral and central adaptations in facial motor control. Further studies are needed to elucidate the role of the sensory and motor cortex during the recovery process.
| Footnotes |
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Disclosure: F. VanderWerf, None; D. Reits, None; A.E. Smit, None; M. Metselaar, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Frans VanderWerf, Department of Neuroscience, ErasmusMC University, PO Box 2040, 3000 CA, Rotterdam, The Netherlands; f.vanderwerf{at}erasmusmc.nl.
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