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1From the Department of Ophthalmology, Taipei Hospital, Taipei, Taiwan; the 2Institute of Preventive Medicine, the 5Centre of Biostatistics Consultation, and the 6Division of Biostatistics, Graduate Institute of Epidemiology, College of Public Health, and the 3Department of Ophthalmology, National Taiwan University, Taipei, Taiwan; and the 4Universal Eye Center, Taipei, Taiwan.
| Abstract |
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METHODS. A total of 615 eyes of 311 patients derived from a retrospective cohort who underwent LASIK in 2003 were analyzed. Refraction outcomes were recorded at 1 day, 1 week, and 1, 3, 6, 9, and 12 months or longer after LASIK. A cross-validated design was used, to split data into trained (n = 308) and validated (n = 307) data sets. These data sets were used in an interval-censored model to predict the probability of regression toward myopia and to assess the predictors including demographic features and preoperative and postoperative variables.
RESULTS. Myopia regression was observed in 164 (26.7%) of 615 eyes during the follow-up period of 12 months or longer after LASIK. Significant predictors for myopia regression after LASIK included preoperative manifest spherical equivalent (P = <0.0001), mean preoperative central corneal curvature (P = 0.001), size of optic zone (P = 0.0043), undercorrection (P = 0.04), and age (P = 0.0734). The risk of regression toward myopia after LASIK increased rapidly within 1 month, slowed down between 1 and 6 months, and became steady after 6 months, regardless of risk group. The risk of myopia regression up to 6 months after LASIK was 21% in average-risk eyes (based on all eyes).
CONCLUSIONS. The proposed interval-censored model was useful not only for predicting the probability of myopia regression after LASIK but also for identifying the evolution of patients within low, moderate, and high-risk groups.
In addition to including all cases with myopia regression, it is also valuable to throw light on whether and when myopia regression may occur after LASIK. However, it is very difficult, from a practical aspect, to know the exact time of onset of myopia regression after LASIK between two follow-up visits. An interval-censored model,11 considering the degree of myopia regression occurring during a specific time interval after LASIK, was proposed to tackle this problem. The purposes of this study, conducted in all identifiable cases of myopia regression after LASIK, were therefore (1) to report the risk of myopia regression within a time frame; (2) to identify significant predictors; and (3) to develop a time-varying predictive model for estimating the probability of myopia regression by different time intervals of follow-up based on (1) and (2).
| Methods |
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The criteria for LASIK eligibility consisted of (1) patients over 18 years of age with myopia or myopic astigmatism and with stable refraction for at least 1 year; (2) no autoimmune diseases (e.g., lupus, rheumatoid arthritis) or uncontrolled diabetes; (3) no degenerative, neurotrophic corneal disease or scarring; (4) no current pregnancy or nursing; (5) no HIV (human immunodeficiency virus) or hepatitis C virus infection; (6) no previous ocular trauma or surgery within 6 months of the LASIK procedure.
Nasally oriented hinged flaps were created with a microkeratome (MK-2000; Nidek Co., Ltd.) with a flap diameter ranging from 8.5 to 9.0 mm and a thickness of 130 and 160 µm. The eyes were treated within an optic zone of 5.3 to 6.0 mm plus an additional transition zone, 1 mm wider than the optic zone. The standard laser ablation nomogram was used. A pulse repetition rate of 30 Hz and a laser energy pulse between 105 and 135 mJ were the laser parameters. The goal of our nomogram was emmetropia in all eyes. The targeted correction was calculated according to a customized clinical nomogram based on the Nidek photorefractive keratectomy (PRK) computer algorithm. The PRK nomogram was customized based on the prior surgeons experience with LASIK and the Nidek EC-5000 excimer laser. The targeted cylinder correction (minus cylinder format) entered into the computer was equal to the baseline cylinder by manifest refraction. The target spherical correction (minus-cylinder format) was equal to (greater than –10 D) or was increased by 2% (–6 to –10 D) or 5% (lower than –6 D) by the amount of manifest spherical component (minus cylinder format), but was further reduced by 1% of the cylinder component if the target cylinder was more than –3 D.
After the ablation, the corneal flap was irrigated with a physiologic saline solution and then repositioned in the stromal bed with a cannula. A dripping-wet sponge was brushed gently across the cornea, lifting the excess fluid from the interface. The flap was allowed to adhere for 2 minutes. The slit beam of the laser was used to inspect possible wrinkles and debris. Plastic shields were placed after the surgery. The surgical site was inspected again with a standard slit-lamp biomicroscope to ensure proper flap position after blinking.
The postoperative regimen included a topical dexamethasone/neomycin solution (Decaneomycin; Union, Taiwan) applied four times a day for the first week followed by the administration of 0.1% fluorometholone (Fluorometholone; Oasis, Taiwan) four times a day with tapering dose until the end of the month. Preservative-free artificial tears in polyvinyl alcohol 14 mg/mL (Refresh; Allergan, Irvine, CA) were used during the postoperative course, with the date of withdrawal suggested by the ophthalmologist.
After exclusion of eyes with previous ocular surgeries (n = 4), those undergoing surgery with complications (n = 7), those lacking complete preoperative measurement records (n = 23), those having postoperative visits for <1 month (n = 78), and those having postoperative complications such as SOS (sands of the Sahara) syndrome (n = 8), 615 eyes (311 subjects) met the inclusion criteria and were used in the analysis.
Variables and Outcome Measurement
Preoperative variables consisted of age, sex, manifest refraction measured by a phoropter with fogging, nomogram-adjusted refraction, and cycloplegic refraction. Refraction was recorded as sphere, cylinder, axis, and spherical equivalent (KR-7100; Topcon, Tokyo, Japan); central corneal thickness (CCT; Corneo-Gage Plus; Sonogage, Cleveland, OH); preoperative central corneal curvature (Mean K, KR 7100; Topcon); intraocular pressure (IOP); and Schirmer test II result (basic tear reflex). Also recorded were the variables calculated by the standard laser ablation nomograms, including the diameters of the optic zone (Size_OZ) and transition zone (Size_TZ, 1 mm wider than the optic zone), the ablation depths of the optic and transition zones, and corneal flap diameter and depth. Residual bed thickness (RBT) was calculated by subtracting the flap thickness and optic zone thickness from the CCT.
Patients were examined at subsequent time points: 1 day, 1 week, and 1, 3, 6, 9, and 12 months or longer after the surgery. Manifest refraction results were recorded at each visit.
Myopia regression was defined as a residual myopia of –1.0 D or greater, detected at the last visit, and a 0.5-D or greater shift toward myopia during follow-up visits. The eyes were otherwise defined as nonregressive. Undercorrection was defined as a residual refraction error of –1 D or greater detected 1 week after LASIK.
To evaluate the influence of preoperative manifest refraction on postoperative refraction change, all eyes we stratified into three groups, in accordance with a previous study6 : group 1 (low myopia), baseline refraction below –6.0 D; group 2 (moderate myopia), baseline refraction from –6.0 D to less than –10 D; and group 3 (high myopia), baseline refraction greater than or equal to –10 D.
Most of the eyes were treated with an optic zone of 6.0 mm or above (352 eyes), in light of two previous studies,12 13 and therefore the eyes were stratified into another two groups for assessment of the refraction change after LASIK: group 1, eyes with optic zone greater than or equal to 6.0 mm; group 2, eyes with optic zone <6.0 mm.
To build up a predictive model for myopia regression, a cross-validation design was used with random allocation of one eye to the trained data set and the other eye to the validated data set for those individuals with both eyes used in the study (304 subjects; 608 eyes). Seven other individuals with only one eye used were randomly allocated to the trained data set or the validated data set. Thus, there were 308 eyes used in the trained model and 307 eyes in the validated model.
The trained data set was first used to estimate regression coefficients (Table 2) , which, together with the values of predictors from the validated data, were further used to predict occurrence of myopia regression, which was compared with the observed regression, to assess the difference between the observed and the predicted, yielding sensitivity and 1 – specificity on which analysis of the receiver operating (ROC) curve was based. In principle, the smaller the difference the better internal validity the model was considered to show, by ROC curve (see below).
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Mcyl) (abbreviations defined in the next paragraph) by retaining only one of the variables. In the case of this example, we retained only MSE and dropped Msph and Mcyl. Similarly, diameter of the optic zone (Size_OZ) was retained and the diameter of the transition zone (Size_TZ) was dropped. Pearson correlation analysis was further applied, to assess the extent of the correlations between any two independent variables. Three groups were identified in the light of ranking correlation: correlation coefficients greater than 0.6 (group 1, including manifest axis [Maxis], nomogram-adjusted axis [Nomo_axis] and cycloplegic adjusted axis [Caxis]); correlation coefficients greater than 0.8 (group 2, including MSE, Msph, nomogram-adjusted spherical equivalent [Nomo-SE], nomogram-adjusted sphere [Nomo_sph], cycloplegic spherical equivalent [CSE], cycloplegic spherical equivalent [Csph], depth of optic zone [Depth_OZ] and depth of transition zone [Depth_TZ]), and correlation coefficients equal to 0.9 (group 3, including CCT and RBT).
According to the principle of reducing superfluous variables due to multicollinearity (high correlation between two variables) and taking into account clinical significance, we selected one variable from each study group: MSE for group 1, Maxis for group 2, and RBT for group 3. These three selected variables, together with the remaining variables—age, sex, preoperative central corneal curvature (Mean K), diameter of optic zone (Size_OZ), flap thickness and diameter, Schirmer test II result, intraocular pressure (IOP), residual bed thickness (RBT), and undercorrection—formed a constellation of predictors for myopia regression included in the following multivariable model.
Statistical Analysis
Students t-test and ANOVA were used to assess the differences of relevant clinical correlates across two or three groups. Differences were considered statistically significant at P < 0.05. To detect multicollinearity, we applied the Pearson product moment correlation analysis to examine the correlation between independent variables and to classify three groups in the light of correlation coefficients.
To guarantee that there was no multicollinearity problem among the variables in the final model, a multiple linear regression between independent variables and the final manifest refraction was performed to check whether the variance inflation factor (VIF), one of the indicators for detecting multicollinearity, was less than 10.
Because myopia regression was detected during follow-up visits without knowledge of the exact occurrence time, we adopted an interval-censored model underpinning the concept of the generalized model with complementary log-log transformation of the probability of myopia regression. A detailed description of the model has been provided by Collett.11
![]() | (1) |
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ij is the probability that the ith subject will have myopia regression in the jth period and
j is the regression coefficient of the jth follow-up period denoted by
1,
2, ... ,
5, corresponding to five intervals between follow-up visits: 1 week to 1 month, 1 month to 3 months, 3 months to 6 months, 6 months to 9 months, 9 months to 12 months or longer after surgery. Note that since the interval between examinations was not equivalent, the variable "period" was treated as a categorical variable. The risks for the development of myopia regression in each period (
j) were also estimated.
Scorei represents the magnitude of the risk of having myopia regression based on clinical correlates, for the ith subject. It can be written as follows
![]() | (2) |
is the intercept of the predictive model, X is a set of predictors, and ß is the corresponding regression coefficients that can be trained by the application of the interval-censored model using equations 1 and 2 with the trained data set. To assess the adequacy of the predictive model, the receiver operating characteristic (ROC) curve was further used by plotting the sensitivity (y-axis) against 1 – specificity (x-axis), both of which were calculated by cross-tabulating the predicted with the observed, using the trained and validated data sets, respectively, given a series of cutoff points based on scores in equation 2 . The larger the area under the ROC, the better the internal validity of the model. Whether the lower limit of the 95% confidence interval (CI) for the area under the ROC curve was larger than 50% was used to assess statistical significance for the adequacy of the predictive model. Note that the calculations were performed for both the trained and validated data sets, but the result from the validated model is more important than that from the trained model, because the former was not involved in training regression coefficients. All statistical analyses were performed using the SAS 9.1 program for Windows.
| Results |
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Refraction Change after LASIK
Myopia regression after LASIK was observed in 164 (26.7%) of 615 eyes during a 12-month or longer follow-up period. Among the 81 eyes with undercorrection, 47 (58%) eyes were susceptible to regression. The preoperative mean manifest spherical equivalent refraction in undercorrected eyes was –8.88 ± 2.56 D and was –6.81 ± 2.37 D in adequately corrected eyes.
Greater preoperative myopia led to a higher likelihood of having myopia regression after LASIK. Statistically significant differences were found 1 day and 1, 3, 6, and 12 months after surgery across three groups (low myopia with baseline refraction below –6.0 D, moderate myopia with baseline refraction from –6.0 to –10.0 D, high myopia with baseline refraction greater than –10 D; Fig. 1 ).
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6.0 mm) were found 1, 6, 9, and 12 months after surgery (Fig. 2) .
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1,
2, ... ,
5) are also shown in Table 2 .
Using our interval-censored model, Table 3 shows the predicted probability of myopia regression in each period and cumulative probability up to a certain period using three selected eyes, representing groups with low, moderate, or high myopia. Taking the first case as an example, the score is calculated as:
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1) of myopia regression in the first period (from 1 week to 1 month after LASIK) is
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1 is the regression coefficient of the first follow-up period (Table 3) . The predicted probability of other periods (
2,
3,
4, and
5) for the same patient can be calculated in a similar manner. Therefore, the cumulative probability of myopia regression until period 5 is equivalent to
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| Discussion |
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The use of an interval-censored model provides a comparison of the predicted time of onset of myopia regression against the reported time frame available in the literature. The myopia regression rate after LASIK has been reported within 6 months after surgery in several studies,3 8 16 17 18 but only one study included follow-up to 1 to 2 years after surgery.2 In cases of high preoperative myopia, regression has been observed to peak within 6 months after the initial LASIK surgery and then to stabilize afterward.3 16 This finding was consistent with our estimated results based on the average-risk group. Cumulative risk for myopia regression increased from 10% within a month to 21% within 6 months after LASIK but then became stable (Table 3) . In eyes with preoperative myopia of –14 D, Chayet et al. 3 reported a regression rate of 27.7% within 3 months after surgery that then stabilized between 3 and 6 months. Their result was higher than the 14% reported in our study (Table 3) , because patients treated with LASIK in their study had a higher grade of myopia than did those in our study (–14 D vs. –7.08 D). Perez-Santonja et al.16 reported a regression of 0.53 D between 1 and 3 months after surgery in eyes with preoperative mean myopia of –13 D, but no significant regression after 3 months after surgery. Based on Figure 2 in Perez-Santonja et al.,16 the regression rate when –1 D was used as a criterion 6 months after surgery was
19.56%, which was close to the 21% in our study (Table 3) .
Predictors of Myopia Regression
Factors reported to be associated with refractive outcome after LASIK vary from study to study, including preoperative refractive error,2 3 4 6 7 16 19 20 21 22 corneal curvature,2 3 14 16 corneal thickness,3 6 15 20 flap thickness,23 24 25 ablation depth,2 optic zone size,6 12 chronic dry eye,5 age,4 surgeon,4 IOP,2 16 and humidity.2 Using an interval-censored model, we not only identified clinical correlates related to myopia regression but also predicted time-varying risk for myopia regression. We considered multicollinearity between variables and chose the appropriate ones, given the orthogonal properties between two of each. Significant predictors identified in multivariate analysis of the interval-censored model included manifest refraction, preoperative keratometry reading, size of optic zone, and undercorrection. Our significant predictors were consistent with those identified in the previous findings. Greater preoperative refraction2 3 4 6 7 16 19 20 21 22 increased the probability of myopia regression or retreatment; size of optic zone6 12 16 was associated with refractive outcome after LASIK; flatter preoperative keratometry was associated with a more myopic outcome after LASIK16 ; and preoperative keratometry <43.5 D predicted greater undercorrection (greater residual myopia shift at 3 months after surgery, according to the definition in Rao et al., which may contain some regressed eyes, according to our definition).14
Different from previous studies on retreatment after LASIK, which did not regard initial undercorrection cases as an independent variable,2 3 26 our study treated undercorrection as one of our independent variables in multivariate analysis instead and found that undercorrection led to a higher probability of myopia regression. However, a high association between undercorrection and preoperative MSE is probable. This probability raises a concern as to whether both, if included in the same model, may cause colinearity. However, as tested by the VIF, a method for detecting colinearity, no apparent colinearity problem was revealed and thus undercorrection and preoperative MSE should be thought of as two independent predictors of myopia regression.
Usefulness of the Predictive Model
In most previous studies, the assessment of the overall effects of multiple factors on outcome after LASIK have been addressed with only one or two factors, and very few studies have developed a model based on a series of predictors. Hu et al.4 developed a mathematical predictive formula for retreatment, with multiple variables including age, preoperative cycloplegic sphere, and surgeon. Our study had two characteristics that were different from those in Hu et al.4 : In their study, the risk of myopia regression was not reported in a longitudinal time frame, and only retreatment cases were included. A logistic regression model that treats retreatment or not as a binary variable (yes/no) predicted an 18% rate of retreatment, which is slightly lower than the predicted 28% rate a year after LASIK— the time when myopia regression reached a plateau. The higher rate in our study compared with that in Hu et al. was partly due to the inclusion of myopia regression in our study rather than only retreatment as in Hu et al. and also was partly due to different types of predictive models in our study (interval-censored model) and their study (logistic regression model). Another disparity is that the "surgeon factor" was taken into account in their study in which patients were treated by two surgeons who had variations in threshold for retreatment, whereas only one ophthalmologist was involved in our study. Our model focused on each eye rather than a subject (person) with cross-validated design by randomly selecting one eye from each subject to build up the predictive model. This method may eliminate the problem of correlation between both eyes of a patient.
An interval-censored model for predicting the risk of myopia regression with follow-up time after LASIK has never been developed before, to the best of our knowledge. The novel idea of applying an interval-censored model is to predict when and what sort of subjects may be at risk of myopia regression, corresponding to the evolution of refraction after LASIK over time. When the exact time point of the onset of myopia regression is not discernible, analysis with this model to examine occurrence between two visits, given a time frame, will be more accurate in identifying related risk factors and in predicting the probability of myopia regression after LASIK, which will be helpful in counseling patients during follow-up.
There are two limitations to our study. Since our outcomes were based on changes in refractive error, as measured by the optometer, the result in determining regression could also be influenced by the accommodation of the subject. Based on the biomechanical factors observed to accompany myopia regression,3 15 16 the definition of myopia regression would have been more valid if the measurement of the postoperative Mean K and CCT had been collected together. Second, one of our variables in the model is undercorrection, which is identified after surgery, and thus may limit the models application in patient counseling before LASIK but is still useful for predicting the evolution of refraction during follow-up after LASIK.
In conclusion, we propose a useful time-varying predictive model to predict myopia regression after LASIK for myopia and myopic astigmatism. Information obtained from the predictive model enables a clinician to identify who has a high risk of myopia regression and to estimate the probability within the follow-up time frame more precisely.
| Footnotes |
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Disclosure: Y.-I. Chen, None; K.-L. Chien, None; I.-J. Wang, None; A.M.-F. Yen, None; L.-S. Chen, None; P.-J. Lin, None; T.H.-H. Chen, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Tony Hsiu-Hsi Chen, Division of Biostatistics, Graduate Institute of Epidemiology, Centre of Biostatistics Consultation, and Institute of Preventive Medicine, College of Public Health, National Taiwan University, Room 521, No. 17, Hsuchow Road, Taipei 100, Taiwan; chenlin{at}ntu.edu.tw.
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