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1From the Dana Center for Preventive Ophthalmology and the Glaucoma Service, Wilmer Ophthalmological Institute, and the 2The Bloomberg School of Public Health, Johns Hopkins University School of Medicine, Baltimore, Maryland; the 3Centre for Eye Research Australia, University of Melbourne, Melbourne, Australia; the 4Departments of Preventive Medicine and Ophthalmology, Keck School of Medicine, University of Southern California, Los Angeles, California; the 5Departments of Preventive Medicine and Ophthalmology, Stony Brook University, Stony Brook, New York; the 6Department of Clinical Sciences, Ophthalmology Division, Malmö University Hospital, Lund University, Sweden; the 7Institute of Ophthalmology, University College, London, United Kingdom; the 8Key Laboratory of Ophthalmology, Sun Yat-sen University, Ministry of Education, Zhongshan Ophthalmic Center, Guangzhou, China; and the 9Glaucoma Research Unit, Moorfields Eye Hospital, London, United Kingdom.
| Abstract |
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METHODS. Subjects with OAG were identified in nine surveys of randomly sampled populations using standard criteria for glaucomatous optic neuropathy. Subjects were of European, African, Chinese, and Hispanic ethnicity. The measure of OAG damage was the mean deviation (MD) of an automated visual field test (Humphrey Field Analyzer; Carl Zeiss Meditec, Inc., Dublin, CA). The rate of progression was the mean of all subjects damage in the worse eye divided by an average time since onset. Time since onset was estimated from age-specific prevalence rates.
RESULTS. A total of 1066 subjects with OAG contributed visual field data. The mean worsening in decibels per year was: European-derived, –1.12; Hispanic, –1.26; African-derived, –1.33; and Chinese –1.56 (difference among ethnicities, P = 0.16). The mean duration of disease was lowest among Chinese persons at 10.5 years (95% CI: 8.8–12.6) and was highest in African-derived subjects at 15.4 years (95% CI: 14.6–15.9). The progression rate was not consistently related to age or gender. By combining disease duration and progression rate, the model predicted that 15% or fewer of the worse eyes would reach the end of the field damage scale in the patients lifetime.
CONCLUSIONS. The estimates of typical worsening per year in the worse eye among subjects with OAG suggested slightly more rapid progression than in some clinic-based studies. The rate did not differ significantly by ethnicity or gender, but was worse in those with known, treated OAG and in pseudophakic subjects.
Recent clinical trials show that intraocular pressure (IOP)–lowering therapy is effective in slowing the incidence and progression of OAG.7 8 9 However, the rate at which OAG progressively worsens is poorly documented, despite many clinical studies10 11 12 13 14 and clinical trials.15 16 17 In part, there is a lack of data because OAG injures the eye slowly. Thus, cohort studies must observe patients for extended periods, with unavoidable loss to follow-up. Furthermore, the instruments and software used to measure visual field defects change in a shorter time frame than the duration of OAG in the individual person. For example, clinical trials generally follow-up patients for only 5 to 8 years, whereas it is estimated from statistical modeling that the duration of OAG from onset to death in the average patient is from 13 to 16 years.18 In addition, the methods used to measure progressive worsening vary among studies, with some favoring event-based methods in which change is judged by crossing a fixed criterion, whereas others use trend-based methods such as regression. Possibly due to these difficulties, clinically based data show widely variable rates of progression.
There is ample evidence that persons with diagnosed OAG have more significant injury than those in whom the disease is as yet undetected.19 This is a logical consequence of screening methods, such as drivers license examinations, that identify persons who have already lost visual acuity in one eye. Thus, to specify the true rate of worsening in OAG, population-based studies have the advantage that they lack selection bias. Indeed, five reports of four population-based studies20 21 22 23 24 have described populations evaluated at two time points, reporting rates for incident OAG. Unfortunately, population studies, even those with thousands of overall examinees, identify relatively few persons with OAG. Furthermore, it is difficult to measure progressive change from only two visual field measurements. Thus, it is not likely that randomly sampled patients with OAG will ever be followed-up in sufficient numbers and for a long enough time for estimates of the true rate of OAG progression to be made.
To address this problem, we developed a model that calculates OAG incidence from age-specific prevalence using cross-sectional survey data to estimate the average rate of progression for an individual with OAG,25 based on an approach suggested by Leske et al.26 Since OAG does not spontaneously disappear and produces either stable or worsening damage, the increment in prevalence at each succeeding age in a cross-sectional study is a measure of the number of new cases added (incidence). The model assumes that those with OAG have mortality rates similar to those of the general population, a finding that has been generally supported,27 28 29 30 31 but with dissent from one interview study32 and among subgroups of patients with treated OAG.33 Model predictions of OAG incidence using this approach have produced results quite similar to those obtained in longitudinal cohort studies.34 35 We reasoned that if one could calculate incidence from prevalence, then the progression rate of representative subjects with OAG could be deduced from age-specific damage levels found in population-based surveys.
The present study greatly extends a prior analysis25 of OAG progression in which we had only nonautomated visual field data and relatively few subjects with OAG. At that time, OAG incidence was not as well documented. The incidence has subsequently been estimated from population-based data,20 21 23 claims data,36 and clinic-based data.37 In the present study, we modeled OAG visual field progression using age-specific damage data from nine large population-based studies. Since there is a known difference in OAG prevalence and blindness rates among persons of different self-reported ethnicities, we determined OAG progression rates by ethnicity. In addition, there have been no consistent gender differences in the age-specific prevalence or blindness rates in OAG, though one report found that women may have a more rapid progression rate.7 Unfortunately, the number of persons in that trial was too few to determine how significant these gender differences might be. We also evaluated other risk factors for progression, including prior OAG diagnosis and history of prior cataract surgery.
| Methods |
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Persons who are incapable of performing a visual field test can be defined as having OAG in the Foster et al.38 classification if they have a cup-to-disc ratio of 0.9 or greater, even if no reliable field test was obtained (category 2). However, for this study, these persons provided no measure of damage in the field, and they could not provide data for inclusion. Alternatively, persons could qualify as having OAG if, in the judgment of the investigator, the eye was blind due to OAG (with visual acuity worse than 20/400), the optic disc was not visible, and the visual field was not formally testable (category 3). For example, the latter applied to eyes with high intraocular pressure (IOP), dense ocular media, and a temporal island of remaining field by confrontation. This group was the only one in which IOP was considered in the definition of OAG. In most subjects included in our study, the optic disc and visual field findings were the defining features of OAG. Eyes that had a diagnosis of OAG, but were blind and unable to perform the visual field test, were assigned the lowest mean deviation (MD) score recorded for that particular study in its visual field test. The lowest MD was either –30 or –32 dB, depending on the version of the field instrument and algorithm used.
The strengths and weaknesses of this classification for OAG have been evaluated and compared to other diagnostic criteria.39 Its categorization of OAG is more conservative than the criteria of studies in which unspecified subjective analysis by glaucoma experts has been used to determine OAG status. Although we cannot state whether the present definitional method is more or less valid than the subjective evaluation by expert observers, it is less prone to unmeasurable bias, it allows comparisons across prevalence survey data, and it is strict enough that it is unlikely that persons who do not have OAG are included.
The studies included in this preliminary analysis are the Baltimore Eye Survey Follow-up Study (BESF),40 Proyecto Vision and Eye Research (VER),41 the Salisbury Eye Evaluation (SEE),42 Los Angeles Latino Eye Study (LALES),43 Barbados Eye Study (BES),44 Melbourne Visual Impairment Study (VIP),45 Malmö Eye Survey (MES)),19 Tanjong Pagar Study (TPS),46 and the Liwan Eye Study (LES).47 The detailed methodologies for these studies are reported elsewhere. Each used stratified cluster sampling techniques to identify adults who were characteristic of the population of interest, except the BES which used a simple random sample. The BESF was a re-examination 8 years after the original survey of the survivors of an originally random-cluster–sampled population. The two studies among Hispanic persons were performed in areas predominately inhabited by Mexican-Americans. All used a version of the HFA (Carl Zeiss Meditec, Inc.) automated visual field perimeter in a threshold program. These were: HFA1, standard algorithm (BESF, BES); HFA1, Fastpac algorithm (VIP); HFA2, SITA Fast algorithm (SEE, VER, LES); HFA2, standard algorithm (MES, TPS); and HFA2, SITA Standard algorithm (LALES).
Past cataract surgery was recorded for individual eyes in all studies. Past treatment of glaucoma was recorded for subjects who reported taking prescription glaucoma eye drops or those who had any indication or history of trabeculectomy, laser treatment for glaucoma, or other glaucoma surgery.
Statistical Methods
In brief, the degree of visual field damage was categorized by the mean deviation (MD) of the field test in decibels (dB) in each eye. The primary analysis was performed for the worse eye, under the assumption that this was the initial eye injured and would denote better the time since disease onset. Data for the better eye were used in a secondary analysis.
If we consider a hypothetical group of persons all of whom develop OAG at age 30, and we examine them at age 50, the average damage for the group would express the rate at which injury progressed over 20 years since onset. In this simple case, dividing the average MD from field testing by the time since age of onset of disease, or duration (20 years) would lead to an estimate of average individual progression, since all individuals would have the same duration of disease. But, in real populations, new cases develop over time, so that the average damage for a group at age 50 is a mixture of persons with different times of onset. The calculation of the average individual damage rate requires taking age-specific incidence into account to generate the time since onset for each age.
We calculated an average time since age of onset of disease for each age using the following approach. At each age, there are persons who have had the disorder for some period and persons who are newly entering the cohort with initial disease. The incidence of OAG by age determines the proportion of new cases at each age. We calculated age- and ethnicity-specific incidence rates for OAG from age-specific OAG prevalence estimates,1 using a method published by Leske et al.26 This approach makes the well-founded assumptions that (1) OAG does not disappear after onset; (2) the mortality risk is the same in OAG and non-subjects with OAG; and (3) OAG is a stable disease—that is, its age-specific incidence stays relatively constant over many years (though it increases with age). Our models found that incidence increases with age nonlinearly. Because the incidence of OAG varies significantly by ethnicity, we calculated separately the estimates for European-derived (SEE, BESF, VIP, MES), African-derived (SEE, BESF, BES), Hispanic (VER, LALES), and Chinese (TPS, LES) persons.
To calculate average progression rate, we used these calculated incidences to produce a mean duration of OAG by age and ethnicity. Given age-specific prevalence, the probability of the development of OAG during an age interval i is:
![]() | (1) |
The number of people with incident OAG at age k will be Gk, Nk, where Nk is the number of people who have not died and do not have OAG at the beginning of age category k. Then,
![]() | (2) |
To estimate the age-specific mean duration of OAG, we assumed that the individual progression rate is the same for all individuals of a specific ethnicity, once OAG is diagnosed. Since incidence of OAG increases at older ages, in a cross-sectional group, there will be many subjects with very little damage at older ages and some with significant damage. We assumed that the damage level was solely based on the length of time of having OAG.
The mean duration of OAG at age i is based on the mean length of time glaucoma subjects at age i have had OAG. This is a weighted average, weighted by the number of subjects who already have OAG before age i:
![]() | (3) |
and
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Substituting for Nk from equation 2 :
![]() | (4) |
Thus, age-specific mean duration of OAG is dependent only on the probability of having age of onset of OAG at a specific age, k. Let
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To calculate the progression rate for each individual in the cross-sectional data set, his or her MD in the worse eye was divided by the calculated mean duration for his or her age and ethnicity. Age-specific averages of this result for all individuals in each ethnic group were used as the group progression rates in dB/year. ANOVA methods were used to estimate mean progression rates by ethnicity and to test for differences by gender, history of cataract surgery, or history of OAG treatment. Study was entered into the model as a random effect, to adjust for possible study clustering.
Standard errors for the individual progression rates were estimated by using a bootstrap with two parts. In the first part, we assumed that age-specific prevalence rates were binomially distributed (n, p), where n is the number of subjects in an age category, and p is the estimate of prevalence for that age category. Prevalence rates were sampled for each ethnic group study in Quigley and Broman,1 and a bootstrap curve of the time since age of onset was calculated. The second part of the bootstrap resampled subjects with OAG with replacement by ethnicity. The first part of the bootstrap accounted for the variation due to the prevalence estimates, whereas the second part of the bootstrap accounted for the variation due to the cross-sectional data. Then, new progression estimates were created for each bootstrapped subject, and new average rates of progression were calculated. This bootstrap was performed 1000 times for an estimate of the variation in the average progression rates.
To calculate overall mean duration, we averaged across the age categories:
![]() | (5) |
Percentiles of age-specific duration and overall duration were calculated using the following method: each duration length (i – k) was repeated a specific number of times:
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| Results |
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Progression was estimated to be higher among pseudophakic subjects with OAG than in phakic ones (P < 0.0001; ANOVA; Table 5 ); however, there were no significant differences among ethnicities with respect to the effect of pseudophakia. Similarly, progression was higher in those with previously diagnosed and treated OAG compared with untreated cases (P < 0.0001; ANOVA). Table 6 shows that only the Chinese subjects differed significantly from other ethnicities in the effect of past treatment. Progression in European-derived subjects with previously treated OAG was significantly lower than among previously treated Chinese subjects (P = 0.007). There were no significant differences in progression in European, African, and Hispanic subjects with a history of treatment.
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| Discussion |
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Our data were based on a large number of subjects with OAG identified by random sampling, which minimizes selection bias. In addition, we used uniform diagnostic criteria for OAG for all studies. This uniformity allows comparability with future estimates by eliminating the subjectivity inherent in definitions of OAG determined by subjective expert agreement. The diagnostic criteria used in the present study have been shown to be conservative in denoting those with OAG,39 but are quite unlikely to suffer from misclassification. Whereas our data sets represent the field findings at one time point in each subject, the nature of the analysis solves the problem of consistency in testing, since all were tested on algorithms of the HFA automated perimeter.
The progression rates estimated herein are more rapid than some published estimates. Most of the previous data come from clinic-based OAG cases that may represent a selected view of damage. For example, in clinical trials data, follow-up is aggressively enforced, patients are conscious participants in experimental comparisons, and treatment is often free. These factors may provide a best-case scenario for progression rates in ideally treated OAG. The Early Manifest Glaucoma Trial (EMGT) used OAG cases mostly identified by random selection from the population of Malmö and Helsingborg, Sweden. In the 122 untreated subjects with OAG from the EMGT, the decline in MD in was –0.6 ± 0.8 dB/year.8 Participants in the EMGT were 68 years of age at baseline, and our model estimated the progression rate at this age for European-derived persons to be –0.80 (95% CI –0.90 to –0.59) dB/year. Those who had undergone past OAG treatment or surgery or had more than moderate field loss were excluded from EMGT, which would probably reduce the progression rate by eliminating cases that were more aggressive. The only other clinical trial that followed established OAG cases without treatment was the Collaborative Normal Tension Glaucoma Study (CNGTS), which reported a progression rate of –0.4 ± 3.65 dB/year for 79 subjects.7 However, all persons in the CNTGS had a mean IOP lower than 21 mm Hg at baseline, and since progression is related to IOP level,48 49 50 this might reduce their rate compared with all persons with OAG. In this study we were unable to determine whether IOP levels differed between populations, since methods of applanation tonometry were nonstandardized between studies. However, there are no comparable clinical trials data from large numbers of untreated African-derived, Hispanic, or Chinese populations. Thus, our estimate for progression rate appears to be consistent with the available information, though appropriately somewhat higher, given the known differences in subjects.
All other trials and case series that report a rate of OAG progression include only treated persons, and their rate of progression is lower than that for untreated trial participants and our estimates, as expected if IOP-lowering treatment is at least somewhat effective. The Glaucoma Laser Trial and Collaborative Initial Glaucoma Treatment Study each found no significant worsening in their treated OAG cases during their studies.15 16 Both studies recruited new OAG cases without prior treatment at a relatively early stage of disease. The Advanced Glaucoma Intervention Study, on the other hand, found a mean worsening in treated OAG of –0.2 dB/year, in a comparatively older population, that had already failed to be controlled on maximum tolerated medication.17 Other analyses have summarized clinical experience in large specialty offices and have generally found rates of progression in treated OAG that are lower than those reported in the present study.13
Age is a consistent risk factor for prevalence of OAG, and incidence increases with age. But, this does not mean that the progression rate would necessarily increase with age. Indeed, our model suggests that the average progression rate does not consistently either worsen or improve with age in the various ethnicities studied. Likewise, we found no difference between men and women in progression rates. Gender has been inconsistently associated with OAG prevalence.1 51
There were modest differences in estimated progression among ethnic groups that were not statistically significant. Although the Chinese had the highest estimated progression rate, the number of subjects in this group was too small to determine significant differences from other ethnic groups. The prevalence of OAG is substantially higher among African-derived and Hispanic persons than in European-derived.40 41 42 43 44 45 The substantial differences in prevalence and morbidity of OAG are probably due to a combination of factors, including treatment disparities and longer duration of disease. Indeed, the diagnosis and treatment rates for European-derived persons across studies were far higher than for the other ethnicities, even when, as in the Baltimore and Salisbury studies (BESF, SEE), subjects lived in the same municipality. Since treatment has a beneficial effect, this may have produced a lower rate among European-derived persons. Yet, we found that those who had known OAG and who reported present or past treatment had higher progression rates in every ethnic group. The most likely explanation is that those with identified OAG have worse disease and were identified by their greater damage (ascertainment bias).
The same explanation probably applies to our finding that pseudophakic subjects with OAG had a greater progression rate. Cataract could be a confounding variable in our study, since the primary outcome, MD, is affected by cataract independently of OAG. Since pseudophakes have no lens opacity, this effect would not apply to them. We included pseudophakic status as an independent variable, with the expectation that the removal of cataract might lead to better MD score and lower estimated progression rate. However, it is known that cataract removal leads to only rather limited improvement in MD in subjects with OAG.52 53 If the degree of OAG injury in pseudophakes were otherwise similar to our phakic subjects with OAG, then they should have (slightly) better MD values and show less progression by our calculations, all other factors being equal. Instead, pseudophakic subjects had higher progression rates, perhaps because those with worse OAG were more likely to have lens opacity that necessitated cataract surgery.
A likely contributing factor to the greater progression and morbidity of OAG in African-derived persons is their longer average duration of disease. Our calculation showed that despite having a shorter life expectancy, African-derived persons have OAG for up to 2.3 years longer than European-derived persons. This comes directly from higher incidence of disease at an earlier age. Potentially compounding their greater visual loss may be factors not measured in our study, including differences in access to care and acceptance of and response to treatment. A logical conclusion is that African-derived persons merit more intensive efforts to identify those with OAG at earlier ages than European-derived persons.
It might be questioned whether MD is the best measure to judge progression, since its diffuse representation of damage may not be specific to OAG damage. The Glaucoma Hemifield Test and Glaucoma Change Assessment detect localized differences, but are not amenable to use in generating continuous, parametric rate estimates. The PSD index cannot be used in this analysis, since it rises with initial damage, but declines again at the later stages of damage in an inverted U-shape. Other indices, such as the AGIS or CIGTS scores, track closely with MD and have inherent nonlinearities that may make them inappropriate as scales.54 We included studies that used algorithms for automated field testing on the HFA1 or HFA2 instruments. Comparisons of results with these algorithms as implemented on the two versions of the HFA have shown that MD values are quite similar,55 56 although test–retest variability is higher for SITA Fast in those with significant damage.57 The similarity was, in fact, actively designed into these algorithms by the manufacturer to maximize backward compatibility when new algorithms were introduced. While measured sensitivity at individual points is 1.6 dB higher with SITA Fast than with Full Threshold, Artes et al.54 concluded that the small differences between the SITA and standard algorithms are unlikely to impact on the detection of glaucomatous field loss.
Our progression estimates do not represent the natural history of OAG, as some subjects were treated. IOP-lowering treatment under ideal conditions in clinical trials slows progression by 50%.7 8 9 Yet, adherence to treatment is suboptimal in the general patient population, which is more comparable to our population data, with patients having drugs available to use on only approximately 70% of days.58 Thus, the effect of treatment on progression would be modest. If 50% of a population are prescribed eye drops, use them 70% of the time, and when using them achieve a 50% reduction in progression, the net effect of treatment would reduce progression rates by less than 20% (0.5 x 0.7 x 0.5). Thus, while our estimates may be somewhat lower in populations with higher treatment rates (European-derived), the net effect of this treatment under these assumptions is modest at best.
The mean progression rates that are estimated herein can be used to predict the likelihood of severe vision loss in OAG. Our data give the average duration of disease at each age and the limit of these estimates for each ethnicity is the typical duration of OAG. Using the mean duration of disease and the average rate of progression together (Table 7) , we see that the mean damage expected in the group with the highest progression (African-derived) is 20.5 dB, or loss of two thirds of the scale of MD in logarithmic units. If we use the 85th percentile value for duration in each ethnicity, nearly all these worse eyes would reach the terminal MD value in the perimetric scale (30 dB), and would be judged blind or at least terminally impaired in their lifetime, suggesting that the unilateral blindness rate would be in the range of 15% of subjects with OAG (1 – 85%).
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| Acknowledgements |
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| Footnotes |
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Submitted for publication July 10, 2007; revised August 16, 2007; accepted November 16, 2007.
Disclosure: A.T. Broman, None; H.A. Quigley, None, S.K. West, None; J. Katz, None; B. Munoz, None; K. Bandeen-Roche, None; J.M. Tielsch, None; D.S. Friedman, None; J.G. Crowston, None; H.R. Taylor, None; R. Varma, None; M.C. Leske, None; B. Bengtsson, None; A. Heijl, None; M. He, None; P.J. Foster, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Harry A. Quigley, Glaucoma Service and Dana Center for Preventive Ophthalmology, Wilmer 122, Johns Hopkins Hospital, Baltimore, MD 21287; hquigley{at}jhmi.edu.
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