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1From the Department of Ophthalmology and Visual Sciences, University of Wisconsin, Madison, Wisconsin; the 2Wilmer Eye Institute, Johns Hopkins University, Baltimore, Maryland; the 3Beetham Eye Institute, Joslin Diabetes Center, Harvard Medical School, Boston, Massachusetts; 4Charlotte Eye, Ear, Nose and Throat Associates, Charlotte, North Carolina; 5Casey Eye Institute, Oregon Health and Science University, Portland, Oregon; the 6Department of Ophthalmology, Kaiser Permanente Southern California, Baldwin Park, California; the 7Department of Research and Evaluation, Kaiser Permanente Southern California, Pasadena, California; the 8Department of Ophthalmology, Weill Cornell Medical College at The Methodist Hospital, Houston, Texas; the 9Department of Physics, The University of Houston, Houston, Texas; the 10Jaeb Center for Health Research, Tampa, Florida; the 11Department of Ophthalmology, University of North Carolina School of Medicine, Chapel Hill, North Carolina; the 12Department of Ophthalmology and Visual Sciences, University of Texas Medical Branch School of Medicine, Galveston, Texas; and the 13Department of Ophthalmology and Public Health Sciences, Penn State College of Medicine, Hershey, Pennsylvania.
| Abstract |
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METHODS. OCT, FP, and best corrected visual acuity (VA) measurements were obtained in both eyes of 263 participants in a trial comparing two photocoagulation techniques for DME. Correlation coefficients (r) were calculated comparing RT measured by OCT, RT estimated from FP, and VA. Principal variables were central subfield retinal thickness (CSRT) obtained from the OCT fast macular map and DME severity assessed by a reading center using a seven-step photographic scale combining the area of thickened retina within 1 disc diameter of the foveal center and thickening at the center.
RESULTS. Medians (quartiles) for retinal thickness within the center subfield by OCT at baseline increased from 236 (214, 264) µm in the lowest level of the photographic scale to 517 (455, 598) µm in the highest level (r = 0.67). However, CSRT interquartile ranges were broad and overlapping between FP scale levels, and there were many outliers. Correlations between either modality and VA were weaker (r = 0.57 for CSRT, and r = 0.47 for the FP scale). OCT appeared to be more reproducible and more sensitive to change in RT between baseline and 1 year than was FP.
CONCLUSIONS. There was a moderate correlation between OCT and FP assessments of RT in patients with DME and slightly less correlation of either measure with VA. OCT and FP provide complementary information but neither is a reliable surrogate for VA. (ClinicalTrials.gov number, NCT00071773.)
Optical coherence tomography (OCT) provides quantitative estimates of retinal thickness at multiple points within the macular region, from which a retinal thickness map can be constructed. The OCT instruments manufactured by Carl Zeiss Meditec (Dublin, CA), which were used in our trial, provide estimates of mean retinal thickness within each of nine subdivisions of the macular area and display them on a grid similar to that used in photographic grading (Fig. 1) except that the largest OCT grid (using 6-mm scans) is somewhat smaller than the photographic grid.4 5 6 Previous studies have found good agreement between clinical examination and OCT on the presence or absence of definite retinal thickening at or near the center of the macula (agreement 80%–85%,
= 0.60–0.70), but considerable disagreement in eyes with more subtle thickening.5 7 8 Strom et al.9 reported good agreement (89%,
= 0.69) on location of retinal thickening within the macular grid between FP and OCT in eyes with mild DME that in most cases was located outside of the central subfield of the grid.9 To our knowledge, no other studies have compared OCT and FP estimates of retinal thickening in DME.
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| Methods |
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Participants were at least 18 years old and had type 1 or 2 diabetes mellitus. One or both eyes met the following criteria to be a study eye in the trial: (1) best corrected VA score
19 letters (
20/400 or better), (2) definite retinal thickening (RT) due to previously untreated DME (and not primarily due to vitreoretinal interface abnormalities as determined by the investigator) within 500 µm of the macular center on clinical examination, and (3) mean OCT retinal thickness of
250 µm in the central subfield or
300 µm in at least one of the four inner subfields.
A total of 263 participants were enrolled in the trial. In 60 of these individuals, both eyes were eligible, and thus there were 323 study eyes and 203 non-study eyes. Of the non-study eyes, 58 had had prior treatment for DME and 6 had a baseline VA score of <19 letters. The remaining 139 non-study eyes, many of which had DME that was less severe than that required for eligibility, or no DME at all, were included as candidates for analysis in this report, to broaden the severity range of DME studied and to increase the dataset available for analysis. Of the 462 eyes that were candidates for analysis, 27 (6%) were excluded because of missing or ungradable images (OCT 10 eyes, FP 15 eyes, both 2 eyes) leaving a total of 435 eyes (309 study eyes and 126 non-study eyes) of 257 participants. These 435 eyes were eligible for all baseline analyses comparing OCT measurements and FP gradings. Additional analyses of relationships between these morphologic measures and VA excluded 24 eyes with ocular abnormalities other than DME identified by the reading center or by the investigator as likely to be sufficient to cause decreased VA.
Only study eyes (all of which had been treated with photocoagulation at baseline) with gradable baseline and 12-month visit photographs and OCTs were eligible for analyses examining change between baseline and 12 months (n = 256 study eyes; 38 eyes were excluded because of missing 12-month visits, and 15 eyes were excluded because of missing or ungradable 12-month images [3 eyes missing/7 eyes ungradable by FP; 2 eyes missing/0 ungradable by OCT; and 2 eyes missing/1 ungradable by both image types]).
The mean age of the 257 participants included in these analyses was 59 years; 40% were women. The cohort was 65% white, 18% African American, 9% Hispanic, and 8% other races. Type 2 diabetes was present in 93% of the participants. The mean duration of diabetes was 14 years and mean HbA1c was 8.1% (range, 4.6%–15.0%). Mean baseline E-ETDRS VA score for the 435 eyes included in the baseline analyses was 76 letters (
20/32). Visual acuity was 20/20 or better in 31%, 20/25 to 20/40 in 49%, 20/50 to 20/100 in 17%, and worse than 20/100 in 3% of eyes. The median (quartiles) OCT central subfield thickness of the 435 eyes was 273 (233, 364) µm. Fundus photograph gradings classified 37% of eyes in level 1 on the ETDRS DME severity scale (center of macula not involved or threatened by RT), 22% in levels 2 or 3 (center threatened or mildly involved), and 41% in levels 4 or 5 (center moderately or severely involved; see Appendix online). Retinopathy severity was graded as nonproliferative in 90% of eyes (32% mild to moderate, 46% moderately severe, and 11% severe) and as proliferative in 8% (retinopathy severity could not be assessed in 2% of the images). Eighty-eight percent of eyes were phakic, and 3% had previous scatter photocoagulation.
Procedures
OCT.
After pupillary dilation radial 6 mm scans were obtained from each eye by a certified operator. The OCT 3 fast macular scan pattern was used for all measurements in 240 participants, the OCT 2 for some or all measurements in the remaining 17. Additional high-resolution (512 A scan density) cross-hair scans (6–12 and 9–3 oclock through the center of the macula) were obtained for assessment of presence/absence of cystoid spaces, serous retinal detachment, and vitreoretinal surface abnormalities. The six radial scans were assessed by the reading center for quality, which was categorized as "good" if three criteria were met: (1) the scans were centered on the macular center, (2) the SD of the mean of the six center point values was not greater than 10%, and (3) there were no deviations of the anterior or posterior retinal borders drawn by the software in any subfield that were estimated to produce an error of greater than 10% in the thickness measurement calculated by the software for that subfield. If only the first two criteria were met, quality was considered "fair," and any subfield failing the third criterion was designated ungradable, as was retinal volume for the eye. If the SD of the center point was greater than 10% of its value, or if obvious errors were observed in centration of the scans, the center point was measured manually, as long as other scan quality problems (e.g., poor signal strength) did not preclude this possibility, and the overall quality of the OCT was considered "borderline." The manually measured center point thickness was used to impute the value for the central subfield using a regression equation, since the correlation of the two measures is 0.98.10 11 and only these two values were used in analysis. If a manual measurement of the center point was not possible, the OCT was considered ungradable for quantitative measures. Of the 435 eyes analyzed at baseline, OCT quality was good in 65%, fair in 20%, borderline in 15%, and ungradable in <1%. Scans of both eyes were graded concurrently by a single grader who was free to consult with a senior grader or reading-center ophthalmologist regarding difficult cases. Reproducibility of retinal thickness in the central subfield was analyzed in a previous DRCR.net report (different data set using the same methods) in which the half widths of the 95% confidence intervals for absolute and relative change between two measures were 38 µm and 11%, respectively.11
The standard output from the OCT radial line pattern provides retinal thickness (inclusive of subretinal fluid, when present) in micrometers at the center point, mean thickness in each of the nine subfields, and retinal volume within the grid as a whole. Additional measures used in this report are mean measured retinal thickness in the inner zone (the average of the means of the central and four inner subfields, weighted by subfield area), maximum calculated retinal thickening in the inner zone (maximum thickening among the five subfields), and in the grid as a whole (maximum thickening among all nine subfields). Calculated retinal thickening was defined as measured retinal thickness minus normal thickness, using unpublished data provided by Carl Zeiss Meditec from a 2005 OCT 3 study of 260 eyes of nondiabetic individuals with normal macula in which the following mean ± SD thicknesses were determined: central subfield, 202 ± 22 µm; inner superior, 269 ± 16 µm; inner nasal, 267 ± 17 µm; inner inferior, 271 ± 16 µm; inner temporal, 267 ± 17 µm; outer superior, 232 ± 15 µm; outer nasal, 235 ± 23 µm; outer inferior, 231 ±15 µm; and outer temporal 237 ± 24 µm. We have emphasized maximum calculated retinal thickening in the inner zone and measured retinal thickness in the central subfield in this report, the former because it is most congruent with the eligibility criteria for DME severity in the trial and corresponds most closely with the ETDRS DME severity scale, and the latter because it is commonly used clinically and was the principal OCT variable used in this trial.10
Fundus Photographs.
ETDRS 7-standard-field FP were obtained using color film by certified photographers and sent to the reading center for grading.4 12 Grading methods for DME were the same as those used in the ETDRS, except that areas of retinal thickening and hard exudates were estimated as continuous variables rather than on ordinal scales.13 FP and OCT were evaluated independently of each other and independently of visits preceding or after the visit being graded.
Creation of Photographic DME Severity Scale.
In the ETDRS, poorer VA at baseline and poorer visual outcomes were associated with larger area of retinal thickening within 1 disc diameter of the center of the macula and with greater degree of thickening at the center assessed photographically at study entry.3 ETDRS eyes were cross classified by the baseline values of each of these measures, and mean baseline VA was calculated for each cell (see Appendix online). Cells with similar VA were combined using cluster analysis and clinical judgment to produce a nine-level DME severity scale (Gangnon R, et al. IOVS 2005;46:ARVO E-Abstract 3269). For use in this report, the scale was modified slightly. The scale and its modifications and the reproducibility of the gradings are shown in the Appendix online (weighted
for the scale was 0.58).
Statistical Methods
Correlations were calculated in repeated measures models (to account for the correlation between eyes) based on the likelihood ratio as defined by Magee.14 Distributions of OCT measures and VA were slightly skewed; however, truncating outliers at ±3 SD from the mean gave similar results (data not shown). The simple
statistic was used to describe the association between two dichotomous variables. Statistical analyses were performed with commercial software (SAS software ver. 9.1; SAS, Cary, NC).
| Results |
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Detection of Retinal Thickening in Individual Subfields: OCT versus Photography
Agreement on presence of retinal thickening within individual subfields of the grid between OCT and photography is shown in Table 3 (for OCT, retinal thickness
2 SD greater than normal; for photographs
25% of the subfield thickened). With these definitions, the most frequently involved subfield was the central subfield (64% by OCT and 57% by photography; there was agreement in 73% of eyes,
= 0.44). Involvement of the remaining subfields ranged from 34% to 61% by OCT and from 16% to 55% by photography; agreement ranged from 66% to 80% and
= 0.31–0.58. Thickening was observed more often by OCT than by photography in seven of the nine subfields. When the presence of retinal thickening detected by photography was redefined as
5% of the subfield thickened, thickening was observed more often by photography than by OCT in five of the nine subfields; however, the percent of agreement and
values were similar to those in Table 3 (data not shown).
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| Discussion |
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Agreement between OCT and photography on presence or absence of retinal thickening within each subfield of the grid (Table 3) was fair to moderate, according to the guidelines suggested by Landis and Koch.15 Several factors may contribute to this result: The subfields of the OCT and photographic grids do not match exactly (Fig. 1) ; the density of OCT A-scans in the outer subfields is low, with 1-clock-hour wide spaces between each of the six scan lines (B-scans); the cut points for presence or absence differ, in that for OCT all A-scans in each subfield are averaged, decreasing the contribution of small focal areas of thickening, whereas in photographs such areas have full weight (and often are easily recognized). Scanning patterns that provide a greater density of A-scans in the outer subfields and algorithms that average them over smaller areas could be used to overcome some of these problems.16
Comparison of OCT and photography in assessing change between baseline and follow-up suggested that change in retinal thickness measured by OCT may be a more sensitive measure than change on the ETDRS DME scale (Fig. 4) . Given the limited reliability of change by only one step on the photographic scale (see Appendix online), it seems appropriate to pool the no-change, one-level-improved and one-level-worsened categories in Figure 4 as no definite change. If this concept had been applied, 134 eyes would have been considered stable by the photographic measure; however, 53 (40%) of these eyes had a decrease in retinal thickening of
40 µm by OCT assessment, an amount sufficient to make measurement error an unlikely explanation.
The correlations of OCT measurements of central subfield thickness and maximum thickening in the inner zone with concurrent VA were only modest (r = 0.53–0.59, Table 4 ) and similar to those reported previously for OCT center point and visual acuity.17 Correlation between photographic gradings and VA were similar (r = 0.47–0.50) at baseline to those between OCT measurements and VA, but tended to be lower at 1 year (r = 0.29) than that between OCT and VA.
Overall, these analyses support the use of OCT as the principal method for documenting retinal thickness and particularly for observing change in retinal thickness in eyes with DME in clinical trials. OCT provides quantitative estimates of change that appear to be more sensitive and more reproducible than change on the ordinal ETDRS DME severity scale. OCT also has practical advantages. Acquisition of good-quality OCT scans is generally easier for the OCT operator to accomplish, easier for the patient to undergo given the more limited light exposure, and less time consuming for both patient and operator. In addition, the scan quality is less likely to be compromised by mild lens opacities or limited pupillary dilation.
Our study is limited by exclusion of assessment of OCT and FP information on most aspects of DME other than retinal thickness. It is well known, however, from clinical experience that time domain OCT is less suitable than fundus photography for documenting location and severity of other morphologic features of DME, such as hard exudates, retinal hemorrhages, microaneurysms, and vascular abnormalities. Furthermore, OCT cannot provide information on overall retinopathy severity, for which FP remains the gold standard.
In summary, in our analyses there was a moderate correlation between OCT measurements of retinal thickness and a DME severity scale based on gradings of retinal thickening in stereoscopic fundus photographs and between these measures and VA. OCT provides a more sensitive and reproducible measure of retinal thickening but is less suitable for documenting other morphologic features of diabetic retinopathy and DME than is FP. However, changes in these measures do not necessarily reflect changes in VA, particularly for a specific individual. The decision to use either, both, or neither of these modalities in a particular clinical research study depends largely on the focus of the study and the primary study question.
| Footnotes |
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Supported by a cooperative agreement from the National Eye Institute, Grants EY14231, EY14269, and EY14229.
Submitted for publication September 27, 2007; revised December 11, 2007; accepted March 20, 2008.
Disclosure: M.D. Davis, Eli Lilly (F), Novartis (F); S.B. Bressler, Genentech (C, R), Pfizer (C, R), Oxigene (C, R), Notal Vision (C, R), AstraZeneca (C, R), Potentia (C, R); L.P. Aiello, Alcon (C, F, R) and Eli Lilly (C, R), OSI Pharmaceuticals (C, R); N.M. Bressler, Acucele (F), Bausch and Lomb (F), Carl Zeiss Meditech (F), Genentech (F), Notal Vision (F), Novartis (F), OSI (F), Othera (F), QLT (F), Regeneron (F), Targegen (F); D.J. Browning, None; C.J. Flaxel, Genentech (F, R), OSI Pharmaceuticals (C, R); D.S. Fong, None; W.J. Foster, None; A.R. Glassman, None; M.E.R. Hartnett, None; C. Kollman, None; H.K. Li, Eli Lilly (R); H. Qin, None; I.U. Scott, Genentech (C)
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Adam R. Glassman, c/o Jaeb Center for Health Research, 15310 Amberly Drive, Suite 350, Tampa, FL 33647; drcrnet{at}jaeb.org.
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