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From the Department of Ophthalmology, Faculty of Medical and Health Sciences, University of Auckland, Auckland, New Zealand.
| Abstract |
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METHODS. This was a prospective, cross-sectional study comparing 52 subjects with keratoconus and 52 age-matched control subjects. Assessment included demographics, history, slit lamp biomicroscopy, computerized corneal tomography, and laser scanning IVCM.
RESULTS. Significantly lower cell densities (in cells per square millimeter, mean ± SD) were observed in keratoconus corneas than in normal ones: basal epithelial cells, 4340.6 ± 595.2 vs. 5777.6 ± 958.2 (P < 0.001), anterior keratocytes, 523.6 ± 206.4 vs. 859.7 ± 219.1 (P < 0.001), posterior keratocytes, 240.4 ± 64.5 vs. 330.6 ± 52.3 (P < 0.001), and endothelial cells 2412.2 ± 339.5 vs. 2845.6 ± 313.0 (P < 0.001). Subbasal nerve fiber density was 52.7% lower in keratoconus corneas than in the control (P < 0.001). Basal epithelial cell density (P = 0.001), subbasal nerve fiber density (P = 0.015), and anterior keratocyte density (P < 0.001) correlated with severity of disease. Lower subbasal nerve density also correlated with younger age at diagnosis (r = 0.397, P = 0.004). Severe disease was associated with diagnosis at a younger age (P = 0.023), a history of eye rubbing (P = 0.025), and Maori or Pacific Island ethnicity (P = 0.001).
CONCLUSIONS. Significant microstructural abnormalities were identified at every level of the keratoconic cornea and were related to disease severity. IVCM offers a potential insight into the pathophysiology of the microstructural changes in keratoconus.
In vivo confocal microscopy (IVCM) represents a relatively new technology with the facility to image, en face, all layers of the cornea, in more physiological conditions than previously possible.4 We have demonstrated good repeatability and reproducibility of cell and innervation density, by using a laser scanning in vivo confocal microscope (HRT II Rostock Corneal Module [RCM]; Heidelberg Engineering, Heidelberg, Germany),5 and the RCM has been used to document age-related cell changes, corneal healing, and recovery of innervation after corneal transplantation.6 7 Using laser scanning IVCM in a cohort of keratoconus subjects, we have recently reported variably reduced keratocyte density compared with normal corneas.8 In the present study, we sought to use this technique to define further the microstructural abnormalities in the keratoconic cornea in subjects with no contact lens wear and to establish the associations with the clinical manifestations of disease severity.
| Materials and Methods |
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Subjects with corneal hydrops or scarring were excluded from further analysis. Subjects with a history of ocular trauma, ocular surgery, other corneal disease, contact lens wear (in the preceding year), or systemic disease that may affect the cornea were also excluded. In subjects in whom both eyes were eligible for the study, one eye was chosen at random for inclusion.
Fifty-two normal volunteers were recruited as a control group. These subjects had no history of ocular surgery, no previous or active ocular disease, other than refractive error, no prior contact lens wear and no systemic disease that might affect the cornea. Systemic medications were permitted unless they were known to affect the anterior segment of the eye. All control subjects were examined by slit lamp biomicroscopy, and their corneas were confirmed to be clinically normal. Only right eyes were included for analysis in the control group.
Corneal topography and pachymetry were performed in all subjects with a combined Placido/slit-scanning elevation tomography system (Orbscan II; Bausch & Lomb Surgical, Rochester, NY). In subjects with keratoconus, the modified Rabinowitz-McDonnell test was used to confirm the diagnosis of keratoconus, and the severity of keratoconus was classified according to the steepest simulated keratometry reading on the keratometric map (mild, <45 D; moderate, 45–52 D; severe, >52 D).9
This study received approval from the Auckland Ethics Committee and adhered to the Declaration of Helsinki. Written informed consent was obtained from all subjects after a detailed explanation of the nature of the study.
In Vivo Confocal Microscopy
Laser scanning IVCM was performed on all subjects with the HRT II RCM (Heidelberg Engineering GmbH). This microscope uses a 670-nm red wavelength diode laser source. A 60x objective water-immersion lens with a numerical aperture of 0.9 (Olympus, Tokyo, Japan) and a working distance, relative to the applanating cap, of 0.0 to 3.0 mm, was used for all assessments. The images produced using this lens are 400 x 400 µm, and the manufacturer quotes transverse resolution and optical section thickness as 2 and 4 µm, respectively. The RCM uses an entirely digital capture system.
Eyes were anesthetized with 1 drop of 0.4% benoxinate hydrochloride (Chauvin Pharmaceuticals, Surrey, UK). Carbomer 980 (Viscotears 0.2%; Novartis, North Ryde, NSW, Australia) was used as a coupling agent between the applanating lens cap and the cornea. During the IVCM examination, all subjects were asked to fixate on a distance target aligned to enable examination of the central cornea. The full thickness of the central cornea was scanned by using the devices "section" mode, enabling instantaneous imaging of a single area of the cornea at a desired depth. The total duration of IVCM examination was approximately 2 minutes per eye, and no subjects experienced any visual or corneal complications after examination.
Image Analysis
For each IVCM examination, three images were taken from each of the following levels: basal epithelium, subbasal nerve plexus, anterior stroma, posterior stroma, and endothelium. Anterior stroma was defined as the first three clear images (without motion blur or compression lines) immediately posterior to Bowmans layer, and the posterior stroma was defined as the first three clear images immediately anterior to Descemets membrane. Images were selected for analysis by an experienced observer (RLN).
Measurements were performed with a caliper tool (analySIS 3.1; Soft Imaging System, Münster, Germany). For all epithelial and endothelial images a standard central counting frame size of 200 x 200 µm was used. For all subbasal nerve plexus and stromal images, the full 400 x 400-µm frame was used. Nerve fiber density was calculated by measuring the total length of all nerve fibers and branches per square millimeter. IVCM is unable to resolve individual nerve fibers, and therefore the subbasal nerve density represents the density of nerve fiber bundles rather than individual nerves. Ten percent of all images were recounted by one of the examiners (DP) to determine the interexaminer limit of agreement.
Statistical Analysis
All values were entered into a database (Excel; Microsoft, Redmond, WA) and subsequently imported into statistical software for analysis (SPSS, ver. 15 for Windows; Chicago, IL), with the assistance of a professional biomedical statistician. Basic descriptive statistics were calculated on all data gathered and are reported as the mean ± SD or n (%), as appropriate. Normal distribution of continuous variables was confirmed with the Kolmogorov-Smirnov test.10 Correlations between continuous variables were examined by calculating Pearsons correlation coefficient, Spearmans
, or Kendalls
, as appropriate. The Students independent t-test, Mann-Whitney U test, or Fisher exact test was used to compare results between groups. Multiple linear regression was performed to determine the independent predictors of visual acuity by using a variety of iterative methods (forward, backward, and stepwise selection). All tests were two-tailed, and P < 0.05 was considered statistically significant.
| Results |
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The quality of the IVCM images was good, and epithelial, keratocyte, and endothelial cell densities could be calculated in all eyes (Fig. 1) . Interexaminer 95% limits of agreement were ±7.9%.
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In keratoconus subjects, subbasal nerve density correlated with age at diagnosis and with lower nerve density in subjects in whom the disease was diagnosed at a younger age (r = 0.397, P = 0.004). No correlation was observed between cell density at any level and age at diagnosis. No difference was observed in cell or innervation density between males and females with keratoconus. No difference was observed in cell or innervation density in keratoconus subjects, with or without a history of atopy or eye rubbing.
Subbasal nerve fiber density in keratoconus eyes correlated positively with anterior keratocyte cell density (r = 0.362, P = 0.008). Endothelial cell density correlated with anterior (r = 0.418, P = 0.002) and posterior (r = 0.304, P = 0.028) keratocyte density. No correlation was observed between epithelial cell density and other cell layers, or between epithelial cell and subbasal nerve densities.
Topographic maps were generated for all control eyes and for 44 keratoconic eyes (85%; P = 0.006). The maps could not be produced in eight eyes with keratoconus because of advanced disease and severe corneal irregularity. Subjects with keratoconus were subcategorized as follows: mild disease (n = 7, 13.4%), moderate disease (n = 14, 26.9%), and severe disease (n = 31, 59.6%), according to the steepest simulated keratometry on axial keratometric maps. Subjects in whom topography was not possible were classified, on the basis of clinical examination and irregular computerized topography, as severe. For the purpose of statistical analysis, results for subjects with mild or moderate keratoconus were pooled (n = 21). Subject characteristics and cell and innervation density are reported for mild to moderate and severe disease in Table 3 . Subjects with more severe disease were younger, both at the time of inclusion in the study (P = 0.025) and at the time of diagnosis (P = 0.003). No difference in duration of disease (taken as time from diagnosis to inclusion in the study) was observed between the two groups (mild/moderate keratoconus 5.8 ± 6.7 years vs. keratoconus 6.8 ± 7.1 years, P = 0.59). Maori and Pacific Island ethnicity was associated with more severe disease (P = 0.001), and a younger mean age at diagnosis than Caucasian and Asian subjects (17.1 ± 5.6 years vs. 27.6 ± 11.6 years, P < 0.001). No difference in history of atopy was observed with stage of disease, but more subjects with severe disease gave a history of eye rubbing (P = 0.025).
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Subbasal nerve fibers exhibited increased tortuosity in subjects with keratoconus in comparison with control subjects (Fig. 2) . In some subjects, abruptly terminating subbasal nerve fibers were observed in the central cornea. Stromal nerve fibers showed normal morphology, but nerve fibers bundles appeared thicker (Fig. 2) .
Discontinuities were observed in Bowmans membrane in subjects with keratoconus, associated with presumed invagination of epithelial cells (Fig. 3) . Vogts striae were observed on confocal microscopy in 42 subjects with keratoconus (80.8%; Fig. 1F ). The observation of Vogts striae on IVCM was associated with lower CCT (420.2 ± 64.1 µm vs. 475.4 ± 64.8 µm) and lower endothelial cell count (2343.3 ± 332.2 cells/mm2 vs. 2701.5 ± 188.2 cells/mm2). No association was observed between Vogts striae on IVCM and age, sex, ethnicity, keratometry, or other measurements of cell and innervation density.
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| Discussion |
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Investigators in prior studies have examined the role of ethnicity in keratoconus, and whereas one group has observed an increased incidence of keratoconus in Asian subjects and a younger age at presentation,12 others have failed to observe a difference in keratoconus between ethnic groups.1 13 14 Our study is the first to report a more severe spectrum of keratoconus in Maori and those of Pacific Island ethnicity.
An important limitation of the present study is that we were unable to match control subjects for ethnicity, due to the large proportion of Maori and Pacific Island subjects with keratoconus; however, significant differences in cell and innervation density were still observed when the groups were subanalyzed for ethnicity.
Atopy and eye rubbing have both been identified as risk factors for keratoconus.1 13 15 We observed an association between allergic eye disease and eye rubbing, younger age at onset in atopic individuals, and a correlation between eye rubbing and disease severity. A history of atopy was observed in 65% and a history of eye rubbing in 23% of subjects with keratoconus. The rate of atopy is similar to that reported in the Collaborative Longitudinal Evaluation of Keratoconus (CLEK) study; however, fewer patients reported a history of eye rubbing (23% vs. 48% in CLEK study), possibly due to a lower incidence of allergic conjunctivitis in our keratoconus subjects (35% compared with 53% in the CLEK study).9 A family history of keratoconus was reported by 17% of keratoconic subjects in this study, similar to that previously reported,9 15 though lower than that previously self-reported in the New Zealand population (23.5%).13
Enlargement and irregular arrangement of the basal epithelial cells was observed in this study, with basal epithelial cell density 25% lower in keratoconic than in control eyes and lower basal epithelial cell density in severe disease. Keratoconus has been associated with central epithelial thinning,16 17 and a combination of specular microscopy and a contact lens have shown the superficial epithelial cells to be enlarged and elongated in keratoconus. Keratoconic epithelium has been examined in three IVCM studies, with two reporting an increase in cell area and whorl-like arrangement of the epithelial cells and the other, conversely, reporting a decrease in cell area and a 90% increase in basal epithelial cell density.18 19 20 We observed a decrease in epithelial cell density in keratoconus, conflicting with the results of Uçakhan et al.,18 but agreeing with previous observations of increased epithelial cell area in keratoconus.17 19 20
While early electron microscopy studies suggest that the primary abnormality in keratoconus may reside in the corneal epithelium,21 subsequent studies have documented alterations of the subbasal nerve plexus,22 23 stromal nerves,23 24 keratocytes,18 19 25 26 and endothelium.27 28 Electron microscopy studies have revealed both activated and degenerating keratocytes in the keratoconic cornea,26 29 30 with activated keratocytes exhibiting high levels of rough endoplasmic reticulum and discrete incursion of fine cellular processes into Bowmans membrane.30 31 Increased apoptosis has been noted in keratoconic corneas,28 32 frequently associated with breaks in Bowmans membrane, and degenerative changes have been observed by electron microscopy, with loss of the keratocyte cell membrane and large cytoplasmic vesicles and lysosomes.29
In this study, we observed a lower keratocyte density in subjects with keratoconus in comparison with that in age-matched control subjects (39.2% lower anterior keratocyte density, 27.5% lower posterior keratocyte density). In a light and electron microscopy study, no change was observed in keratocyte cell density in keratoconus in comparison with control corneas33 ; however, four subsequent IVCM studies have all documented lower keratocyte density in keratoconus.8 18 19 25 Notably, Erie et al.25 reported both lower anterior and posterior keratocyte density in contact lens–wearing subjects with keratoconus (31.3% and 40.6% lower than in control subjects, respectively), but no significant reduction in keratocyte density was noted in subjects with keratoconus without a history of contact lens wear.
Hollingsworth et al.19 used IVCM and reported a 19% lower anterior and 10% lower posterior keratocyte density in keratoconus in comparison with control subjects, although we did not control for contact lens wear or corneal scarring. More recently, Uçakhan et al.18 published a study demonstrating anterior and posterior keratocyte density 19% and 22% lower than control subjects, respectively. However, images of the stroma were hazy and hyperreflective in 29.2% of keratoconus subjects, correlating with the degree of corneal scarring.
We have previously undertaken a laser scanning IVCM study of keratocyte density in keratoconus8 and a significantly lower anterior and posterior keratocyte density was observed in keratoconic eyes with contact lens wear—41.1% and 29% lower than in control subjects, respectively. Although posterior keratocyte density was also significantly lower in keratoconic eyes with no contact lens wear (19.5% lower than controls), the corresponding 15.8% reduction in keratocyte density in the anterior stroma failed to reach statistical significance, possibly due to the small sample size. Since the effect of long-term contact lens wear on the cornea has yet to reach a consensus in the literature, and may confound results, subjects who wore contact lenses were specifically excluded from the present study.34 35 36 37 Therefore, in the absence of contact lens wear, the present study strongly supports the observation that anterior and posterior keratocyte density is lower in keratoconus, per se, and provides evidence that anterior keratocyte density correlates with severity of disease.
Increased visibility of the nerve fibers on clinical examination is one of the characteristic signs of keratoconus,1 38 and prominent corneal nerve fibers have been reported in 34% to 91% of subjects.18 38 39 It was initially postulated that nerves were more visible in keratoconus, due to thinning of the cornea40 ; however, in a subsequent ex vivo study, our research group has observed localized nerve thickenings in close proximity to breaks in Bowmans membrane with wrapping of anterior keratocytes around the nerve,21 24 41 and a small IVCM study of 13 subjects showed an increase in stromal nerve fiber diameter in keratoconus.23 The subbasal nerve plexus architecture is altered in keratoconus, with fragmentation of the plexus, reduced central nerve fiber density,22 23 and wrapping of the corneal nerves around the contour of the base of the cone.22 In the present study, we examined only the central cornea, and thus we cannot comment on the spatiotemporal relationship of nerve changes to corneal thinning outside this area; however, previous mapping of the subbasal nerve plexus in keratoconus has noted lower subbasal nerve density at the site of corneal thinning. Two other groups22 24 observed thickening of corneal nerve fibers at the site of destructive changes of the cornea. It has been suggested that corneal nerves may play a role in development and progression of keratoconus,24 with support for this hypothesis coming from the close proximity of stromal nerve changes to breaks in Bowmans membrane24 41 and progression of keratoconus observed in a patient with unilateral CNV palsy.42 In the present study, we did not assess corneal sensation; however, previous work from our research group demonstrated a reduction in corneal sensation in keratoconus correlated to the severity of keratoconus (Patel DV, unpublished data, 2005). In the present study, we quantitatively documented significant alteration in corneal nerves in keratoconus, with subbasal nerve fiber density 52.7% lower than in control eyes, increased subbasal nerve tortuosity, increased thickness of stromal nerves, and a correlation between nerve density and severity of disease, although whether these alterations play a causative role or are secondary manifestations of the underlying disease remains unknown.
We observed a small but statistically significant lower endothelial cell density in keratoconic eyes than in control eyes. Limited attention has been given to the endothelium in keratoconus, but previous studies have mostly reported that the endothelium is normal in keratoconus (with the exception of corneal hydrops).18 43 However, increased apoptosis has been noted at the level of the endothelium in keratoconus,28 and Chi et al.27 noted that although in the early stages of the disease the endothelium appears normal, in advanced disease it exhibited pyknosis and more widely spaced nuclei. However, since the morphology of the corneal endothelium in keratoconus generally appears normal, it is possible that very small differences in endothelial cell density have been overlooked. Certainly, distortion of corneal shape in keratoconus, with a resulting increased posterior surface area, could also explain a relative decrease in density with the original number of endothelial cells covering a greater area.
Despite numerous clinical and laboratory studies, the pathogenesis of keratoconus remains an enigma. In the present study, significant alterations in corneal microstructure and cellular density were observed at every level of the keratoconic cornea in both mild to moderate and severe disease. In particular, alterations in the epithelium, subbasal nerve plexus and anterior stroma correlated with severity of disease. IVCM offers the exciting possibility of imaging corneal changes in early disease and of dynamically monitoring disease progression, thus providing scientists and clinicians with a novel and highly practical bridge between clinical and laboratory observations.
| Acknowledgements |
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| Footnotes |
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Disclosure: R.L. Niederer, None; D. Perumal, None; T. Sherwin, None; C.N.J. McGhee, None
The publication costs of this article were defrayed in part by page charge payment. This article must therefore be marked "advertisement" in accordance with 18 U.S.C.
1734 solely to indicate this fact.
Corresponding author: Charles N. J. McGhee, Department of Ophthalmology, Private Bag 92019, University of Auckland, Auckland, New Zealand; c.mcghee{at}auckland.ac.nz.
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